Holding(s) in Company (0014X)

TIDMHFO
RNS Number : 0014X
Henderson Financial Opps Ltd
29 November 2010
 
 For filings with the FSA include 
  the annex 
 For filings with issuer exclude 
  the annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
--------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the 
 underlying issuer of existing 
 shares to which voting rights are        Henderson Financial Opportunities 
 attached:                                                              Ltd 
------------------------------------  ------------------------------------- 
 2 Reason for the notification (please tick the appropriate box or 
  boxes): 
--------------------------------------------------------------------------- 
 An acquisition or disposal of voting 
 rights                                                  X 
-------------------------------------  ------------------------------------ 
 An acquisition or disposal of 
 qualifying financial instruments 
 which may result in the acquisition 
 of shares already issued to which 
 voting rights are attached 
-------------------------------------  ------------------------------------ 
 An acquisition or disposal of 
 instruments with similar economic 
 effect to qualifying financial 
 instruments 
-------------------------------------  ------------------------------------ 
 An event changing the breakdown of 
 voting rights 
-------------------------------------  ------------------------------------ 
 Other (please 
  specify): 
------------------------------------   ------------------------------------ 
 3. Full name of person(s) subject 
  to the 
  notification obligation:                        Weiss Asset Management LP 
------------------------------------  ------------------------------------- 
 4. Full name of shareholder(s)        Brookdale International Partners LP, 
  (if different from 3.):                 Brookdale Global Opportunity Fund 
------------------------------------  ------------------------------------- 
 5. Date of the transaction 
  and date on 
  which the threshold is crossed 
  or 
  reached:                                                       11/18/2010 
------------------------------------  ------------------------------------- 
 6. Date on which issuer notified:                               11/22/2010 
------------------------------------  ------------------------------------- 
 7. Threshold(s) that is/are                                          > 10% 
  crossed or 
  reached: 
------------------------------------  ------------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares 
------------------------------------------------------------------------------------------------------------------ 
 Class/type 
  of 
  shares 
  if possible 
  using         Situation previous 
  the ISIN       to the triggering                Resulting situation after the triggering 
  CODE           transaction                       transaction 
-------------  --------------------------------  ----------------------------------------------------------------- 
                                 Number 
                Number            of 
                 of               Voting          Number         Number of voting 
                 Shares           Rights           of shares      rights                  % of voting rights 
-------------  ---------------  ---------------  -------------  -----------------------  ------------------------- 
                                                  Direct         Direct        Indirect   Direct        Indirect 
-------------      -----------    -----------    -------------  ------------  ---------  ------------  ----------- 
 GB0003286837     3,790,000        3,790,000       3,978,667      3,978,667      n/a      10.4 %           n/a 
-------------  ---------------  ---------------  -------------  ------------  ---------  ------------  ----------- 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------ 
                                                                   Number of voting 
                                                                    rights that may 
                                                                    be 
 Type of                                                            acquired if the 
 financial          Expiration     Exercise/                        instrument is             % of voting 
 instrument          date           Conversion Period               exercised/ converted.      rights 
-----------------  -------------  ------------------------------  -------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying 
  Financial Instruments 
------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------ 
 Type of                                        Exercise/        Number of voting 
  financial       Exercise       Expiration     Conversion        rights instrument 
  instrument       price         date           period            refers to                 % of voting rights 
---------------  -------------  -------------  ---------------  -------------------------  ----------------------- 
                                                                                            Nominal       Delta 
---------------  -------------  -------------  ---------------  -------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------ 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  --------------------------------------------------------------- 
 3,978,667                                          10.4 % 
-------------------------------------------------  --------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held, if applicable: 
---------------------------------------------------------------------------- 
 Brookdale International Partners, L.P: 7.3 % 
 Brookdale Global Opportunity Fund: 3.1 % 
 
 Proxy Voting: 
---------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
----------------------------------------------------------  ---------------- 
 11. Number of voting rights proxy holder 
  will cease 
  to hold: 
----------------------------------------------------------  ---------------- 
 12. Date on which proxy holder will cease 
  to hold 
  voting rights: 
----------------------------------------------------------  ---------------- 
 
 13. Additional information: 
----------------------------------------------------------  ---------------- 
 14. Contact name:                                           Georgiy Nikitin 
----------------------------------------------------------  ---------------- 
 15. Contact telephone number:                               +1-617-778-7725 
----------------------------------------------------------  ----------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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