Mining, Minerals & Metals PLC TR-1 Major Shareholding Notification (8478R)
10 Mars 2021 - 5:09PM
UK Regulatory
TIDMMMM
RNS Number : 8478R
Mining, Minerals & Metals PLC
10 March 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Mining, Minerals & Metals plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
--------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
--------------------
An acquisition or disposal of financial instruments
--------------------
An event changing the breakdown of voting rights
--------------------
Other (please specify) (iii) :
--------------------
3. Details of person subject to the notification obligation (iv)
Name Michael Sobeck
City and country of registered office 305 Calle Villamil, Apt 2010, San
(if applicable) Juan, PR 00907 USA
4. Full name of shareholder(s) (if different from 3.) (v)
Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was 9 March 2021
crossed or reached (vi) :
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6. Date on which issuer notified 10 March 2021
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification obligation
% of voting % of voting Total of both Total number of
rights attached rights through in % (8.A + voting rights held
to shares (total financial instruments 8.B) in issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
----------------------- ----------------------- ----------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 9.33% 0% 9 .33 % 32,049,999
----------------------- ----------------------- ----------------- --------------------
Position of 7.91% N/A N/A
previous notification
(if
applicable)
----------------------- ----------------------- ----------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------------
GB00BF7L9148 2,990,077 N/A 9.33% N/A
------------------- ------------------- ------------------------------- -------------
SUBTOTAL 8. A 2,990,077 9.33%
---------------------------------------- ----------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
------------------- ------------------- ------------------------------- -------------
N/A N/A N/A N/A N/A
------------------- ------------------- ------------------------------- -------------
SUBTOTAL 8. B N/A N/A
1
------------------- ------------------------------- -------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) settlement
(xii)
-------------------- ------------------- ------------ -----------------
N/A N/A N/A N/A N/A N/A
-------------------- ------------------- ------------ -----------------
SUBTOTAL N/A N/A
8.B.2
------------ -----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if it
if it equals or through financial equals or is higher
is higher than instruments if than the notifiable
the notifiable it equals or is threshold
threshold higher than the
notifiable threshold
------------------------------ -------------------------- -----------------------
N/A N/A N/A N/A
------------------------------ -------------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
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The number and % of voting rights N/A
held
---------------------------------------------------
The date until which the voting rights N/A
will be held
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11. Additional information (xvi)
N/A
Place of completion San Juan, Puerto Rico
Date of completion 10 March 2021
----------------------
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END
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