FORUM Venture Capital Form 8.3 - smartFOCUS Group (0424F)
15 Avril 2011 - 5:32PM
UK Regulatory
TIDMSTF
RNS Number : 0424F
smartFOCUS Group PLC
15 April 2011
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings are being disclosed: FORUM Venture Capital
------------------------------------------------------ ----------------------
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
------------------------------------------------------ ----------------------
(c) Name of offeror/offeree in relation to whose
relevant securities this form relates: Smartfocus Group Plc
------------------------------------------------------ ----------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity
of offeror/offeree:
------------------------------------------------------ ----------------------
(e) Date position held/dealing undertaken: 15/4/2011
------------------------------------------------------ ----------------------
(f) Has the discloser previously disclosed, or NO
are they today disclosing, under the Code in
respect of any other party to this offer?
------------------------------------------------------ ----------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security:
------------------------------------- ---------------------------------------
Interests Short positions
------------------------------------- ------------------- ------------------
Number % Number %
------------------------------------- ----------- ------ ------------- ---
(1) Relevant securities owned
and/or controlled: 18,000,000 18.78
------------------------------------- ----------- ------ ------------- ---
(2) Derivatives (other than
options):
------------------------------------- ----------- ------ ------------- ---
(3) Options and agreements to
purchase/sell:
------------------------------------- ----------- ------ ------------- ---
TOTAL: 18,000,000 18.78
------------------------------------- ----------- ------ ------------- ---
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription
right exists:
-------------------------------------------------------------
Details, including nature of the rights concerned
and relevant percentages:
-------------------------------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
---------------------- -------------- --------------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product Nature of Number of Price per
relevant description dealing ( ) reference unit
security securities
-------------- -------------- -------------- -------------- --------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per paid/
varying option unit received
etc. relates per
unit
--------- ------------ ------------ ----------- --------- ----- ------- ---------
(ii) Exercising
Class of relevant Product Number of Exercise price
security description securities per unit
------------------ ------------------ ------------------ ------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security ( ) applicable)
----------------------- ------------------ -------- -----------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or
any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the
person making the disclosure and any party to the
offer or any person acting in concert with a party
to the offer:
------------------------------------------------------------
None
------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
is referenced:
--------------------------------------------------------------
None
--------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
---------------------------------------------------- ---
Date of disclosure: 15/04/2011
--------------------- --------------------
Contact name: Dr. Burkhard Wittek
--------------------- --------------------
Telephone number: +49 (0) 89 273749 0
--------------------- --------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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