CUSIP No. 016230104 | 13G | Page 2 of 6 Pages |
1. |
NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Remy W. Trafelet |
|
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)
☐
(b)
☒ |
|
3. |
SEC
USE ONLY
|
|
4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America |
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH |
5. |
SOLE
VOTING POWER
0 |
6. |
SHARED
VOTING POWER
387,711 |
7. |
SOLE
DISPOSITIVE POWER
0 |
8. |
SHARED
DISPOSITIVE POWER
387,711 |
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
387,711 |
|
10. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) ☐
|
|
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.1%* |
|
12. |
TYPE
OF REPORTING PERSON (see instructions)
IA |
|
CUSIP No. 016230104 | 13G | Page 3 of 6 Pages |
Item
1.
|
(a) |
Name
of Issuer
Alico,
Inc. |
|
|
|
|
(b) |
Address
of Issuer’s Principal Executive Offices
10070
Daniels Interstate Court Suite. 100
Fort
Myers, FL, 33913 |
Item
2.
|
(a) |
Name
of Person Filing
Remy
W. Trafelet |
|
|
|
|
(b) |
Address
of the Principal Office or, if none, residence
231
Royal Palm Way Palm Beach, FL 33480 |
|
|
|
|
(c) |
Citizenship
United
States of America |
|
|
|
|
(d) |
Title
of Class of Securities
Common
Stock, $1.00 par value |
|
|
|
|
(e) |
CUSIP
Number
016230104 |
Item
3. If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is:
N/A
CUSIP No. 016230104 | 13G | Page 4 of 6 Pages |
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a) |
Amount
beneficially owned: 387,711 shares* |
|
|
|
|
|
(b) |
Percent
of class: 5.1%* |
|
|
|
|
|
(c) |
Number
of shares as to which the person has: |
|
|
|
|
|
|
(i) |
Sole
power to vote or to direct the vote 0. |
|
|
|
|
|
|
(ii) |
Shared
power to vote or to direct the vote 387,711 shares*. |
|
|
|
|
|
|
(iii) |
Sole
power to dispose or to direct the disposition of 0. |
|
|
|
|
|
|
(iv) |
Shared
power to dispose or to direct the disposition of 387,711 shares*. |
*
The Common Stock (the “Shares”) of Alico, Inc., reported herein are held by the Remy W. Trafelet Revocable Trust (the “Trust”)
of which Remy Trafelet is the sole trustee and by Delta Master II, LP (the “Fund”) in which Mr. Trafelet may be
considered to be the indirect beneficial owner by virtue of his ownership of the Trust and 3584 Inc., both of which control the Fund.
Mr.
Trafelet disclaims beneficial ownership of the Shares held by the Trust and the Fund except to the extent of his pecuniary interest therein.
This report shall not be deemed an admission that the reporting persons, the Fund, the Trust or any other person are beneficial
owners of the Shares for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of
the reporting persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting person’s
pecuniary interest therein.
The
percentages herein are calculated based upon a statement in the Issuer’s Quarterly Report on From 10-Q filed on February 6, 2023
for the quarter end on December 31, 2022 that there 7,559,492 Shares of Common Stock issued and outstanding as of February 3, 2023.
CUSIP No. 016230104 | 13G | Page 5 of 6 Pages |
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following ☐.
N/A
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
If
a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g)
and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control
person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant
subsidiary.
N/A
Item
8. Identification and Classification of Members of the Group.
If
a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the
identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d- 1(c) or Rule
13d-1(d), attach an exhibit stating the identity of each member of the group.
N/A
Item
9. Notice of Dissolution of Group.
Notice
of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect
to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item
5.
N/A
Item
10. Certification.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely
in connection with a nomination under § 240.14a-11.
CUSIP No. 016230104 | 13G | Page 6 of 6 Pages |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
|
5/02/2023 |
|
Date |
|
|
|
/s/
Remy W. Trafelet |
|
Signature |
|
|
|
Remy
W. Trafelet, Individually |
|
Name/Title |
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person,
evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however,
that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and
any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
s.240.13d-7 for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).