Initial Statement of Beneficial Ownership (3)
10 Juillet 2020 - 9:16PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GUNTHER JESSE OMEGA |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/12/2020
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3. Issuer Name and Ticker or Trading Symbol
Altabancorp [PUB]
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(Last)
(First)
(Middle)
1311 DELAWARE AVE SW S726, |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
WASHINGTON, DC 20024
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock (1)(2) | 52140 | D (3) | |
Common Stock (1)(2) | 45522 | D (4) | |
Common Stock (1)(2) | 52478 | D (5) | |
Common Stock (1)(2) | 46560 | I | See Footnote (6) |
Common Stock (1)(2) | 720000 | I | See Footnote (7) |
Common Stock (1)(2) | 78365 | I | See Footnote (8) |
Common Stock (1)(2) | 87596 | I | See Footnote (9) |
Common Stock (1)(2) | 422704 | I | See Footnote (10) |
Common Stock (1)(2) | 91951 | D (11) | |
Common Stock (1)(2) | 34022 | D (12) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Persons on June 12, 2020. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the SEC's electronic filing systems (which only accepts a maximum of 10 joint filers per report), this report is the third of four reports being filed with the SEC relating to the Schedule 13D filed by Dale O. Gunther and the other Reporting Persons on June 12, 2020. |
(2) | Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or her or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. |
(3) | Shares of Common Stock beneficially owned by Jesse Omega Gunther. |
(4) | Shares of Common Stock beneficially owned by Jansen Orville Gunther. |
(5) | Shares of Common Stock beneficially owned by Julia Kelsey Gunther. |
(6) | Shares of Common Stock beneficially owned by HETS, LLC, and Arizona limited liability company, which is owned by The Eric and Heather Thomas Living Trust. Eric Neal Sabourin and Heather Thomas-Sabourin are the managers of HETS, LLC, sharing voting and dispositive power. |
(7) | Shares of Common Stock beneficially owned by Blaine Gunther Investments, L.C., a Utah limited liability company, managed by its members who share voting and dispositive power: Blaine C. Gunther, his wife Linda Gunther, and their adult children Kristin Gunther Howard, Jonathan Blaine Gunther, Anne Marie Gunther, and Scott Gunther. |
(8) | Shares of Common Stock beneficially owned by The Blaine C. Gunther Trust, a Utah Trust, of which Blaine C. Gunther and Linda Gunther are trustees sharing voting and dispositive power. |
(9) | Shares of Common Stock beneficially owned by The John W. Howard II and Kristin G. Howard Trust FBO Howard Family Trust U/A Jan. 3, 2002, a Utah trust, of which John W. Howard II and Kristin Gunther Howard are trustees sharing voting and dispositive power. |
(10) | Shares of Common Stock beneficially owned by The Paul and Miriam Thomas Family LLC, an Arizona limited liability company, which is owned by The Paul Y. Thomas and Miriam G. Thomas Revocable Living Trust. Paul Y. Thomas and Miriam G. Thomas are the managing members of The Paul and Miriam Thomas Family LLC, sharing voting and dispositive power. |
(11) | Shares of Common Stock beneficially owned by Anne Marie Gunther. |
(12) | Shares of Common Stock beneficially owned by Scott Brinton Gunther. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GUNTHER JESSE OMEGA 1311 DELAWARE AVE SW S726 WASHINGTON, DC 20024 |
| X |
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GUNTHER JANSEN ORVILLE 50 EAST SOUTH TEMPLE SUITE 400 SALT LAKE CITY, UT 84111 |
| X |
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GUNTHER JULIA KELSEY 3000 TRIUMPH BLVD SUITE 240 LEHI, UT 84043 |
| X |
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PAUL & MIRIAM THOMAS FAMILY TRUST 2016 EAST CAROLINA LANE TEMPE, AZ 85284 |
| X |
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HETS LLC 1255 W RIO SALADO PKWY STE 215 TEMPE, AZ 85281 |
| X |
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BLAINE GUNTHER INVESTMENTS, L.C. 1567 WEST 3500 NORTH PLEASANT GROVE, UT 84062 |
| X |
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BLAINE C. GUNTHER TRUST 75 EAST 1010 NORTH AMERICAN FORK, UT 84003 |
| X |
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JOHN W. HOWARD II & KRISTIN G. HOWARD TRUST 81 SOUTH 700 EAST AMERICAN FORK, UT 84003 |
| X |
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GUNTHER ANNE MARIE 11295 NORTH 5710 WEST HIGHLAND, UT 84003 |
| X |
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GUNTHER SCOTT BRINTON 7387 S CAMPUS VIEW DRIVE WEST JORDAN, UT 84084 |
| X |
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Signatures
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/s/ Dale O. Gunther - Attorney-in-Fact | | 7/9/2020 |
**Signature of Reporting Person | Date |
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