Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
18 Juillet 2016 - 10:32PM
Edgar (US Regulatory)
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UNITED STATES
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OMB
APPROVAL
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
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OMB Number: ..............
3235-0058
Expires: ..............
October
31, 2018
Estimated average burden
Hours per form ........................2.50
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SEC FILE NUMBER
001-36813
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(Check
One)
:
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Form 10-K ☐ Form 20-F ☐ Form 11-K
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Form 10-Q ☐ Form 10-D ☐ Form N-SAR
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Form N-CSR
For Period Ended:
May 31, 2016
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Transition
Report on Form 10-K
☐
Transition
Report on Form 20-F
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Transition
Report on Form 11-K
☐
Transition
Report on Form 10-Q
☐
Transition
Report on Form N-SAR
For the Transition Period Ended: _______________________
Read Instructions (on back page) Before Preparing
Form. Please Print or Type
.
Nothing in this form shall be construed
to imply that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing
checked above, identify the Item(s) to which the notification relates:
N/A
PART I – REGISTRANT INFORMATION
Arowana Inc.
Full Name of Registrant
N/A
Former Name if Applicable
Level 11, 153 Walker Street
Address of Principal Executive Office
(Street and Number)
North Sydney, NSW 2060, Australia
City, State and Zip Code
PART II – RULES 12b-25 (b) AND (c)
If the subject report could not be filed without unreasonable
effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if
appropriate)
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(a)
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The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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☒
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(b)
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III – NARRATIVE
State below in reasonable detail the reasons why the
Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N
B
SAR, N-CSR, or the transition report
or portion thereof, could not be filed within the prescribed time period. (Attach extra sheets if needed)
The Company’s Quarterly Report on Form
10-Q for the quarter ended May 31, 2016 was unable to be completed in time without unreasonable effort and expense to the Company
because the Company does not have a full-time administrative and accounting staff and, as a result, was unable to accurately and
completely compile the information required to be included in the Form.
PART IV – OTHER INFORMATION
(1)
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Name and telephone number of person to contact in regard to this
notification
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Gary Hui
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+612
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8083-9600
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
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☒
Yes
☐
No
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(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
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Yes
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No
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If so, attach an explanation of the anticipated change,
both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be
made.
For the three months ended May 31,
2016, the Company expects to report a net loss of $40,146. For the three months ended May 31, 2015, the Company reported a net
loss of $35,133.
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AROWANA INC.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: July 18, 2016
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By:
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/s/
Gary Hui
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Gary Hui, Chief Financial Officer
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INSTRUCTION: The form may be signed by an executive
officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall
be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be
filed with the form.
ATTENTION
Intentional misstatements or omissions of
fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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