Form 8-K - Current report
12 Décembre 2023 - 10:06PM
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d)
of the Securities Exchange
Act of 1934
Date of Report (Date
of earliest event reported): December 8,
2023
CYCLACEL
PHARMACEUTICALS, INC.
(Exact name of registrant
as specified in its charter)
Delaware |
|
0-50626 |
|
91-1707622 |
(State
or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS
Employer
Identification No.) |
200
Connell Drive, Suite 1500
Berkeley
Heights, NJ 07922
(Address of principal
executive offices and zip code)
Registrant’s telephone
number, including area code: (908) 517-7330
(Former Name or Former
Address, if Changed Since Last Report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered
|
Common
Stock, par value $0.001 per share |
CYCC |
The Nasdaq
Capital Market |
Preferred
Stock, $0.001 par value |
CYCCP |
The Nasdaq
Capital Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to a Vote of Security
Holders.
Cyclacel Pharmaceuticals, Inc. (the “Company”) held a Special
Meeting on December 8, 2023 at 9:30 a.m. Eastern Time in virtual format. Of the Company’s 12,642,822 shares of common stock issued
and outstanding and eligible to vote as of the record date of November 6, 2023, 7,315,280 shares, or approximately 57.86% of the eligible
shares of common stock, were present virtually or represented by proxy. A quorum was present for all matters. Each of the matters set
forth below is described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission
on November 14, 2023. The following actions were taken at the Special Meeting:
Proposal 1
The Company’s stockholders approved an amendment to the Company’s
Amended and Restated Certificate of Incorporation, as amended, to effect a reverse stock split at a ratio of not less than 1-for-3 and
not greater than 1-for-15, with the exact ratio to be set within that range at the discretion of the Company’s Board of Directors
(the “Board”) without further approval or authorization of the Company’s stockholders and with the Board able to elect
to abandon such proposed amendment and not effect the reverse stock split authorized by stockholders, in its sole discretion.
Votes For | |
Votes Against | |
Votes Abstained |
4,610,133 | |
2,685,011 | |
20,136 |
Proposal 2
The Company’s stockholders approved an adjournment of the Special
Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt
Proposal 1.
Votes For | |
Votes Against | |
Votes Abstained |
5,586,025 | |
1,693,794 | |
35,461 |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CYCLACEL PHARMACEUTICALS, INC. |
|
|
|
By: |
/s/ Paul McBarron |
|
Name: |
Paul McBarron |
|
Title: |
Executive Vice President-Finance, |
|
|
Chief Financial Officer and Chief Operating Officer |
|
Date: December 12, 2023
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Dec. 08, 2023 |
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Document Type |
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Document Period End Date |
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|
Entity File Number |
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|
Entity Registrant Name |
CYCLACEL
PHARMACEUTICALS, INC.
|
Entity Central Index Key |
0001130166
|
Entity Tax Identification Number |
91-1707622
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
200
Connell Drive
|
Entity Address, Address Line Two |
Suite 1500
|
Entity Address, City or Town |
Berkeley
Heights
|
Entity Address, State or Province |
NJ
|
Entity Address, Postal Zip Code |
07922
|
City Area Code |
908
|
Local Phone Number |
517-7330
|
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Common Stock [Member] |
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Document Information [Line Items] |
|
Title of 12(b) Security |
Common
Stock, par value $0.001 per share
|
Trading Symbol |
CYCC
|
Security Exchange Name |
NASDAQ
|
Preferred Stock [Member] |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
Preferred
Stock, $0.001 par value
|
Trading Symbol |
CYCCP
|
Security Exchange Name |
NASDAQ
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