Statement of Changes in Beneficial Ownership (4)
04 Octobre 2022 - 10:24PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BC Partners Holdings Ltd |
2. Issuer Name and Ticker or Trading Symbol
Cyxtera Technologies, Inc.
[
CYXT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
WEST WING, FLOOR 2, TRAFALGAR COURT,, LES BANQUES |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/1/2022 |
(Street)
ST. PETER PORT, Y7 GY1 4LY
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 10/1/2022 | | M | | 6000 | A | (1) | 68317440 | I | By BCEC-SIS Holdings, L.P. (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | 10/1/2022 | | M | | | 6000 | (3) | (3) | Class A Common Stock | 6000.0 | $0 | 0 | I | By BCEC-SIS Holdings, L.P. (2) |
Explanation of Responses: |
(1) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
(2) | The general partners of BCEC-SIS Holdings L.P. (the "BC Stockholder") are CIE Management IX Limited and BCEC Management X Limited, which are controlled by the board of directors, which are appointed by BC Partners Group Holdings Limited, which is a majority owned subsidiary of BC Partners Holdings Limited, which is controlled by Lee Clark, Karen Jamieson and Mark Rodliffe. As a result, each of the foregoing entities may be deemed to share voting and investment power over the shares held directly by the BC Stockholder, but disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. |
(3) | The RSUs vest on October 1, 2022 and have no expiration date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BC Partners Holdings Ltd WEST WING, FLOOR 2, TRAFALGAR COURT, LES BANQUES ST. PETER PORT, Y7 GY1 4LY |
| X |
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BC Partners Group Holdings Ltd WEST WING, FLOOR 2, TRAFALGAR COURT, LES BANQUES ST. PETER PORT, Y7 GY1 4LY |
| X |
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BCEC Management X Ltd ARNOLD HOUSE PO BOX 273 ST JULIAN'S AVENUE ST PETER PORT, Y7 GY1 3RD |
| X |
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CIE Management IX Ltd ARNOLD HOUSE PO BOX 273 ST JULIAN'S AVENUE ST PETER PORT, Y7 GY1 3RD |
| X |
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BCEC-SIS Holdings L.P. ARNOLD HOUSE PO BOX 273 ST JULIAN'S AVENUE ST PETER PORT, Y7 GY1 3RD |
| X |
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Signatures
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BC Partners Holdings Limited, By: /s/ Lee Clark, Name: Lee Clark, Title: Director | | 10/4/2022 |
**Signature of Reporting Person | Date |
BC Partners Group Holdings Limited, By: /s/ Lee Clark, Name: Lee Clark, Title: Director | | 10/4/2022 |
**Signature of Reporting Person | Date |
BCEC Management X Limited, By: /s/ Lee Clark, Name: Lee Clark, Title: Director | | 10/4/2022 |
**Signature of Reporting Person | Date |
CIE Management IX Limited, By: /s/ Lee Clark, Name: Lee Clark, Title: Director | | 10/4/2022 |
**Signature of Reporting Person | Date |
BCEC-SIS Holdings, L.P., By: /s/ Lee Clark, Name: Lee Clark, Title: Director of the General Partners | | 10/4/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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