- Amended Quarterly Report (10-Q/A)
16 Août 2012 - 5:03PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark one)
|
x
|
QUARTERLY REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
FOR
THE QUARTERLY PERIOD ENDED JUNE 30, 2012
OR
|
¨
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
|
Commission
File No. 000-30066
THE EDELMAN FINANCIAL GROUP INC.
(Exact name of registrant as specified
in its charter)
Texas
|
76-0583569
|
(State or other jurisdiction of
|
(I.R.S. Employer
|
incorporation or organization)
|
Identification No.)
|
600 Travis, Suite 5800
|
|
Houston, Texas
|
77002
|
(Address of principal executive offices)
|
(Zip Code)
|
(713) 224-3100
(Registrant’s telephone number, including
area code)
Indicate by check
mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and
(2) has been subject to such filing requirements for the
past 90 days.
x
Yes
¨
No
Indicate by check
mark whether the registrant has submitted electronically and posted on its corporate web site, if any, every Interactive Data File
required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding
12 months (or for such shorter period that the registrant was required to submit and post such files).
x
Yes
¨
No
Indicate by check
mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting
company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
¨
|
Accelerated filer
x
|
|
|
Non-accelerated filer
¨
|
Smaller reporting company
¨
|
Indicate by check mark
whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
¨
Yes
x
No
As of August 3, 2012,
the registrant had 29,074,560 outstanding shares of common stock, par value $0.01 per share.
EXPLANATORY NOTE
The Edelman Financial Group Inc. (the "Company"
or "we," "our" or "us") is filing this Amendment No. 1 (this "Amendment No. 1") to its
Quarterly Report on Form 10-Q for the quarter ended June 30, 2012 (the “Form 10-Q”), originally filed with the Securities
and Exchange Commission on August 9, 2012 (the "Original Filing Date") to furnish Exhibit 101 to the Form 10-Q in accordance
with Rule 405 of Regulation S-T. Pursuant to Rule 405(a) (2)(ii) of Regulation S-T, the Company is permitted to furnish Exhibit
101 by amendment to the Form 10-Q within 30 days of the original filing date of the Form 10-Q. Exhibit 101 consists of the following
materials from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language):
101.INS
|
|
XBRL Instance Document
|
101.SCH
|
|
XBRL Taxonomy Schema
|
101.CAL
|
|
XBRL Taxonomy Calculation Linkbase
|
101.DEF
|
|
XBRL Taxonomy Definition Linkbase
|
101.LAB
|
|
XBRL Taxonomy Label Linkbase
|
101.PRE
|
|
XBRL Taxonomy Presentation Linkbase
|
No other changes have been made
to the Form 10-Q. This Amendment speaks as of the Original Filing Date, does not reflect events that may have occurred subsequent
to the Original Filing Date, and does not modify or update in any way disclosures made in the Form 10-Q.
Pursuant to Rule 406T of Regulation S-T,
the interactive data files attached as Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus
for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
Item 6.
Exhibits
INDEX TO EXHIBITS
Exhibit
|
|
|
Number
|
|
Description
|
|
|
|
*31.1
|
|
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer (included as exhibit 31.1 to the Quarterly Report on Form 10-Q for the Quarter ended June 30, 2012, filed August 9, 2012, and incorporated herein by reference).
|
*31.2
|
|
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer (included as exhibit 31.2 to the Quarterly Report on Form 10-Q for the Quarter ended June 30, 2012, filed August 9, 2012, and incorporated herein by reference).
|
32.1
|
|
Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (included as exhibit 31.1 to the Quarterly Report on Form 10-Q for the Quarter ended June 30, 2012, filed August 9, 2012, and incorporated herein by reference).
|
32.2
|
|
Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (included as exhibit 31.2 to the Quarterly Report on Form 10-Q for the quarter ended June 30, 2012, filed August 9, 2012, and incorporated herein by reference).
|
*101.INS
|
|
XBRL Instance Document
|
*101.SCH
|
|
XBRL Taxonomy Extension Schema
|
*101.CAL
|
|
XBRL Taxonomy Extension Calculation Linkbase
|
*101.DEF
|
|
XBRL Taxonomy Extension Definition Linkbase
|
*101.LAB
|
|
XBRL Taxonomy Extension Label Linkbase
|
*Filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
|
THE EDELMAN FINANCIAL GROUP INC.
|
|
|
|
|
By:
|
/s/ FREDRIC M. EDELMAN
|
|
|
Fredric M. Edelman
|
|
|
Chief Executive Officer
|
|
|
|
|
By:
|
/s/ RICK BERRY
|
|
|
Rick Berry
|
|
|
Chief Financial Officer
|
|
|
|
Date: August 16, 2012
|
|
|
Edelman Financial Grp. Inc. (The) (MM) (NASDAQ:EF)
Graphique Historique de l'Action
De Nov 2024 à Déc 2024
Edelman Financial Grp. Inc. (The) (MM) (NASDAQ:EF)
Graphique Historique de l'Action
De Déc 2023 à Déc 2024