Amended Current Report Filing (8-k/a)
16 Juin 2023 - 11:30PM
Edgar (US Regulatory)
0001604868
true
Amendment No.1 to Form 8-K
0001604868
2022-09-01
2022-09-01
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No.1 to
Form 8-K/A
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
September 1, 2022
GROWGENERATION CORP. |
(Exact name of registrant as specified in its charter) |
Colorado |
|
333-207889 |
|
46-5008129 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
5619 DTC Parkway, Suite 900
Greenwood Village, CO |
|
80111 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code (800) 935-8420
N/A |
(Former name or former address, if changed since last report) |
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
| ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common Stock, par value
$.0001 |
|
GRWG |
|
The NASDAQ Stock Market LLC |
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 1 - Registrant’s
Business and Operations
Item 1.01 Entry
into a Material Definitive Agreement.
The
information set forth in Item 5.02 below is incorporated herein by reference.
Section 5 –
Corporate Governance and Management
Item
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
GrowGeneration Corp.
(the “Company”) previously filed a Current Report on Form 8-K (the “Initial Form 8-K”) on September 1, 2022 to
report that the Company entered into employment agreements (the “Employment Agreements”) with each of Darren Lampert, Co-Founder
and Chief Executive Officer, and Michael Salaman, Co-Founder and President. Each of the Employment Agreements contained a drafting error
that incorrectly provided for 100,000 restricted stock units (“RSUs”), vesting in equal installments over two years on June
15 and December 15 each year, instead of 200,000 RSUs vesting in equal installments over two years on June 15 and December 15 each year
as the Compensation Committee of the Board of Directors (the “Committee”) intended. The Employment Agreements were filed as
Exhibits 10.1 and 10.2 to the Initial Form 8-K.
On June 15, 2023, the
Committee approved amendments (the “Amendments”) to the Employment Agreements to correct the drafting error of the number
of RSUs issued to each of Mr. Lampert and Mr. Salaman from 100,000 to 200,000, which will vest in four equal installments over two years
on June 15 and December 15 each year. On the same day, the Company entered into such Amendments with each of Mr. Lampert and Mr. Salaman.
Copies of the Amendments
are filed herewith as Exhibits 10.1 and 10.2 to this Amendment to Current Report on Form 8-K.
Section 9 – Financial Statements
and Exhibits
Item 9.01 Financial Statements and Exhibits.
(c) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: June 16, 2023
|
GrowGeneration Corp. |
|
|
|
By: |
/s/ Darren Lampert |
|
|
Darren Lampert
Chief Executive Officer |
2
Growgeneration (NASDAQ:GRWG)
Graphique Historique de l'Action
De Mai 2024 à Juin 2024
Growgeneration (NASDAQ:GRWG)
Graphique Historique de l'Action
De Juin 2023 à Juin 2024