(4)
Excludes 6,491 unvested RSUs that vest in full on March 30, 2021, 9,005 unvested RSUs that vest 50% on each of March 29, 2021 and 2022, and 12,350 unvested RSUs that vest in full on March 30, 2021, subject to continued service on the vesting date, and 18,048 unvested PSUs that vest in full on March 30, 2021, 13,092 unvested PSUs that vest in full on March 29, 2022 and 12,350 unvested PSUs that vest in full on March 31, 2023, subject to achieving performance targets and continued service on the vesting date. Includes 22,500 shares of unvested restricted stock that will vest within 60 days of April 16, 2020, on May 26, 2019, subject to continued service on the vesting date.
(5)
Excludes 4,463 unvested RSUs that vest in full on March 30, 2021, 6,191 unvested RSUs that vest 50% on each of March 29, 2021 and 2022, and 8,491 unvested RSUs that vest in full on March 30, 2021, subject to continued service on the vesting date, and 12,409 unvested PSUs that vest in full on March 30, 2021, 9,001 unvested PSUs that vest in full on March 29, 2022 and 8,491 unvested PSUs that vest in full on March 31, 2023, subject to achieving performance targets and continued service on the vesting date.
(6)
Includes 244,747 shares held directly by Mr. Ein and 4,769,086 shares held by Capitol Acquisition Management 2 LLC, of which Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member. As a result, Mr. Ein has voting and dispositive control over such shares. Excludes 6,348 shares of restricted stock held by Mr. Ein that vests in full on August 8, 2020, subject to continued service on the vesting date.
(7)
Excludes 6,348 shares of restricted stock that vests in full on August 8, 2020, subject to continued service on the vesting date.
(8)
Includes 9,137 shares held directly by Mr. Bisnow, 9,784 shares held by Umbrella Holding Co. LLC, an entity directly controlled by Mr. Bisnow, and 2,446 shares held by Peak Street Management LLC, an entity directly controlled by Mr. Bisnow. As a result, Mr. Bisnow has voting and dispositive control over such shares. Excludes 5,759 shares of restricted stock that vests in full on August 8, 2020, subject to continued service on the vesting date.
(9)
Excludes 3,951 unvested RSUs, which the director elected to receive in lieu of restricted stock as part of the deferred compensation program which vest in full on August 8, 2020, and 2,397 shares of restricted stock that vests in full on August 8, 2020, subject to continued service on the vesting date.
(10)
Information from Schedule 13D/A filed on March 25, 2020 by ValueAct Capital. ValueAct Spring Master Fund, L.P. (b) VA Partners I, LLC, (c) ValueAct Capital Management, L.P., (d) ValueAct Capital Management, LLC, (e) ValueAct Holdings, L.P. and (f) ValueAct Holdings II, L.P., ValueAct Holdings GP, LLC, reported shared voting and dispositive power over all of the shares. The address of the reporting entities is One Letterman Drive, Building D, Fourth Floor, San Francisco, CA 94129. Ms. Farrell is an associate of ValueAct Capital.
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Exchange Act requires our directors, executive officers and stockholders holding more than 10% of our outstanding common stock to file with the Securities and Exchange Commission initial reports of ownership and reports of changes in beneficial ownership of our common stock. Section 16(a) filers are required by Securities and Exchange Commission regulations to furnish us with copies of all Section 16(a) reports they file. Based on a review of the ownership reports filed with Securities and Exchange Commission during 2019, we believe that all Section 16(a) filing requirements were met on a timely basis other than an inadvertent late Form 4 filed by Mr. Auerbach with respect to the disposition of shares to the Company for taxes upon vesting of an equity award.