Current Report Filing (8-k)
30 Mai 2014 - 7:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
May 22, 2014
Date
of Report (Date of earliest event reported)
L & L Energy, Inc.
(Exact
name of registrant as specified in its charter)
Nevada
|
001-34633
|
91-2103949
|
(State
or other jurisdiction of
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
incorporation)
|
|
|
130
Andover Park East, Suite 200, Seattle WA 98188
(Address
of principal executive offices) (Zip Code)
(206)
264-8065
Registrant’s
Telephone Number, Including Area Code
(Former
name or former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
ð
Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
On March 27,
2014 the United States Department of Justice unsealed an indictment against
L&L’s then Chairman and Chief Executive Officer, Dickson Lee, charging him
with securities fraud. Mr. Lee resigned from the Company, effective April 2,
2014. The Department of Justice subsequently amended the previous complaint to
include L&L Energy, Inc. as a defendant with Mr. Lee, formally arraigning
the Company on May 22, 2014. The Company has pleaded not guilty. It expects
that the Superseding Indictment will have a material negative impact on its
business, financial condition, and results of operations.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
L & L
ENERGY, INC.
|
|
|
|
|
|
|
|
|
|
Date: May 30, 2014
|
By:
|
/s/ Ian G.
Robinson
|
|
|
|
Ian
G. Robinson
|
|
|
|
Chief
Financial Officer
|
|
(MM) (NASDAQ:LLEN)
Graphique Historique de l'Action
De Mai 2024 à Juin 2024
(MM) (NASDAQ:LLEN)
Graphique Historique de l'Action
De Juin 2023 à Juin 2024