Annual Statement of Changes in Beneficial Ownership (5)
08 Août 2022 - 10:13PM
Edgar (US Regulatory)
FORM 5
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0362
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1.0
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Bastian Jeffery S. | 2. Issuer Name and Ticker or Trading SymbolLSI INDUSTRIES INC [LYTS] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Accounting Officer |
(Last)
(First)
(Middle)
10000 ALLIANCE ROAD | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 6/30/2022 |
(Street)
CINCINNATI, OH 45242
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | | | | | | | 23070 | D | |
Common Stock (1) | 7/2/2021 | | A | 490 | A | $7.77 | 20993 | D | |
Common Stock (1) | 7/16/2021 | | A | 532 | A | $7.15 | 21525 | D | |
Common Stock (1) | 7/30/2021 | | A | 505 | A | $7.53 | 22030 | D | |
Common Stock (1) | 8/13/2021 | | A | 513 | A | $7.41 | 22543 | D | |
Common Stock (1) | 8/27/2021 | | A | 451 | A | $8.43 | 22994 | D | |
Common Stock (1) | 9/10/2021 | | A | 505 | A | $7.80 | 23499 | D | |
Common Stock (1) | 9/24/2021 | | A | 518 | A | $7.60 | 24017 | D | |
Common Stock (1) | 10/8/2021 | | A | 483 | A | $8.15 | 24500 | D | |
Common Stock (1) | 10/22/2021 | | A | 503 | A | $7.83 | 25003 | D | |
Common Stock (1) | 11/5/2021 | | A | 492 | A | $8.00 | 25495 | D | |
Common Stock (1) | 11/19/2021 | | A | 521 | A | $7.56 | 26016 | D | |
Common Stock (1) | 12/3/2021 | | A | 555 | A | $7.09 | 26571 | D | |
Common Stock (1) | 12/17/2021 | | A | 583 | A | $6.75 | 27154 | D | |
Common Stock (1) | 12/30/2021 | | A | 573 | A | $6.87 | 27727 | D | |
Common Stock (1) | 1/14/2022 | | A | 770 | A | $6.39 | 28497 | D | |
Common Stock (1) | 1/28/2022 | | A | 671 | A | $7.34 | 29168 | D | |
Common Stock (1) | 2/11/2022 | | A | 701 | A | $7.02 | 29869 | D | |
Common Stock (1) | 2/25/2022 | | A | 757 | A | $6.50 | 30626 | D | |
Common Stock (1) | 3/11/2022 | | A | 709 | A | $6.94 | 31335 | D | |
Common Stock (1) | 3/25/2022 | | A | 785 | A | $6.27 | 32120 | D | |
Common Stock (1) | 4/8/2022 | | A | 834 | A | $5.90 | 32954 | D | |
Common Stock (1) | 4/22/2022 | | A | 820 | A | $6.00 | 33774 | D | |
Common Stock (1) | 5/6/2022 | | A | 700 | A | $7.03 | 34474 | D | |
Common Stock (1) | 5/20/2022 | | A | 729 | A | $6.75 | 35203 | D | |
Common Stock (1) | 6/3/2022 | | A | 718 | A | $6.85 | 35921 | D | |
Common Stock (1) | 6/17/2022 | | A | 860 | A | $5.72 | 36781 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bastian Jeffery S. 10000 ALLIANCE ROAD CINCINNATI, OH 45242 |
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| Chief Accounting Officer |
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Signatures
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/s/ F. Mark Reuter as Attorney-in-Fact for Jeffery Bastian | | 8/8/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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