Initial Statement of Beneficial Ownership (3)
30 Juillet 2014 - 2:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Patissier Bruno Jean
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2. Date of Event Requiring Statement (MM/DD/YYYY)
7/22/2014
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3. Issuer Name
and
Ticker or Trading Symbol
Measurement Specialties Inc [MEAS]
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(Last)
(First)
(Middle)
1000 LUCAS WAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
GM, Engines and Vehicles /
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(Street)
HAMPTON, VA US 23666
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, no par value
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1782
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock options (right to buy)
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(1)
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(2)
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Common stock, no par value
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7000
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$24.14
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D
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Stock options (right to buy)
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(3)
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(4)
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Common Stock, no par value
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3000
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$23.09
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D
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Stock options (right to buy)
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(5)
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(6)
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Common Stock, no par value
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1667
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$23.9
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D
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Stock options (right to buy)
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(7)
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(8)
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Common Stock, no par value
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8644
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$7.1
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D
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Stock options (right to buy)
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(9)
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(10)
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Common Stock, no par value
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6000
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$26.91
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D
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Restricted stock units
(11)
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(12)
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(12)
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Common Stock, no par value
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1750
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$0
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D
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Restricted stock units
(11)
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(13)
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(13)
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Common Stock, no par value
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5000
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$0
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D
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Restricted stock units
(11)
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(14)
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(14)
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Common Stock, no par value
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2250
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$0
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D
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Restricted stock units
(11)
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(15)
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(15)
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Common Stock, no par value
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5000
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$0
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D
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Restricted stock units
(11)
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(16)
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(16)
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Common Stock, no par value
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3500
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$0
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D
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Explanation of Responses:
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(
1)
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7,000 options vested on each of 11/9/2006, 11/9/2007, 11/9/2008, 11/9/2009, and 11/9/2010.
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(
2)
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7,000 options expire on each of 11/9/2011, 11/9/2012, 11/9/2013, 11/9/2014, and 11/9/2015.
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(
3)
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1,000 options vested on each of 11/22/2007, 11/22/2008, 11/22/2009, 11/22/2010, and 11/22/2011.
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(
4)
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1,000 options expire each on 11/22/2012, 11/22/2013, 11/22/2014, 11/22/2015, and 11/22/2016.
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(
5)
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1,667 options vested each of 12/3/2008, 12/3/2009, and 12/3/2010.
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(
6)
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1,667 options expire each on 12/3/2013, 12/3/2014, and 12/3/2015.
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(
7)
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4,322 options vest each on 7/1/2010, 7/1/2011, and 7/1/2012.
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(
8)
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4,322 options expire each on 7/1/2015, 7/1/2016, and 7/1/2017.
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(
9)
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3,000 options vest each on 12/1/2011, 12/1/2012, and 12/1/.2013.
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(
10)
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6,000 options expire 12/1/2020.
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(
11)
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Each restricted stock unit represents a contingent right to receive one share of Measurement Specialties, Inc.'s Common Stock.
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(
12)
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The restricted stock units vest in equal annual installments on each of 7/2/2015 and 7/2//2016. Vested shares will be delivered to the reporting person in equal installments on each of 7/2/2015 and 7/2/2016.
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(
13)
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The restricted stock units vest on 7/1/2017. Vested shares will be delivered to the reporting person on 7/1/2017.
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(
14)
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The restricted stock units vest in equal annual installments on each of 7/1/2015, 7/1/2016, and 7/1/2017. Vested shares will be delivered to the reporting person in equal installments on each of 7/1/2015, 7/1/2016, and 7/1/2017.
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(
15)
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The restricted stock units vest on 7/1/2018. Vested shares will be delivered to the reporting person on 7/1/2018.
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(
16)
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The restricted stock units vest in equal annual installments on each of 6/2/2015, 6/2/2016, 6/2/2017, and 6/2/2018. Vested shares will be delivered to the reporting person in equal installments on each of 6/2/2015, 6/2/2016, 6/2/2017, and 6/2/2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Patissier Bruno Jean
1000 LUCAS WAY
HAMPTON, VA US 23666
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GM, Engines and Vehicles
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Signatures
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/s/ Bruno Jean Patissier
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7/30/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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