Amended Annual Report (10-k/a)
27 Décembre 2012 - 7:25PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
(Amendment No. 1)
x
|
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
For the fiscal year ended August 31, 2012
¨
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
Commission File Number 0-8814
PURE CYCLE
CORPORATION
(Exact name of registrant as specified in its charter)
|
|
|
Colorado
|
|
84-0705083
|
(State or other jurisdiction of
incorporation or organization)
|
|
(I.R.S. Employer
Identification No.)
|
|
|
1490 Lafayette St, Suite 203, Denver, CO 80218
|
|
(303) 292-3456
|
(Address of principal executive offices) (Zip Code)
|
|
(Registrants telephone number, including area code)
|
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
Common Stock 1/3 of $.01 par value
|
|
The NASDAQ Stock Market, LLC
|
(Title of each class)
|
|
(Name of each exchange on which registered)
|
Securities registered pursuant to Section 12(g) of the Act:
NONE
Indicate by check mark if the
registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities
Act. Yes
¨
No
x
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes
¨
No
x
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required
to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes
x
No
¨
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (Section 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was
required to submit and post such files). Yes
x
No
¨
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (Section 229.405 of this chapter) is not contained
herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K
x
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer,
a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer, and smaller reporting company in Rule 12b-2 of the Exchange Act:
|
|
|
|
|
|
|
Large accelerated filer
|
|
¨
|
|
Accelerated filer
|
|
¨
|
|
|
|
|
Non-accelerated filer
|
|
¨
(Do not check if a smaller reporting company)
|
|
Smaller reporting company
|
|
x
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Act). Yes
¨
No
x
State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked
price of such common equity, as of the last business day of the registrants most recently completed second fiscal quarter: $28,579,500
Indicate the number of shares outstanding of each of the registrants classes of common stock, as of the latest practicable date: November 21,
2012: 24,037,596
DOCUMENTS INCORPORATED BY REFERENCE
None.
Explanatory Note
This Amendment No. 1 (the Amendment) on Form 10-K/A to amend its Annual Report on Form 10-K for the fiscal year ended August 31, 2012 (the Original Filing) that was filed
with the Securities and Exchange Commission on November 28, 2012, is solely for the purpose of furnishing Exhibit 101 Interactive Data File (XBRL Exhibit) required by Rule 405 of Regulation S-T, which was not included with the Original
Filing.
This Amendment does not reflect any subsequent events occurring after the original filing date of the Report and does not modify or
update in any way disclosures made in the Report except to furnish the exhibit described above.
Item 15. Exhibits and Financial
Statement Schedules
3.
|
Exhibits. The following exhibits of the Company are included herein.
|
|
|
|
Exhibit No.
|
|
Description
|
|
|
31.1
|
|
Certification under Section 302 of the Sarbanes-Oxley Act of 2002.*
|
|
|
32.1
|
|
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
|
|
|
101.INS
|
|
XBRL Instance Document**
|
|
|
101.SCH
|
|
XBRL Taxonomy Extension Schema Document**
|
|
|
101.CAL
|
|
XBRL Taxonomy Extension Calculation Linkbase Document**
|
|
|
101.DEF
|
|
XBRL Taxonomy Extension Definition Linkbase Document**
|
|
|
101.LAB
|
|
XBRL Taxonomy Extension Label Linkbase Document**
|
|
|
101.PRE
|
|
XBRL Taxonomy Extension Presentation Linkbase Document**
|
**
|
In accordance with Regulation S-T, the XBRL-related information in Exhibit 101 hereto is furnished and not filed.
|
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
PURE CYCLE CORPORATION
|
|
|
By:
|
|
/s/ Mark W. Harding
|
Mark W. Harding, President and Chief Financial Officer
|
December 27, 2012
|
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following
persons on behalf of the registrant and in the capacities and on the dates indicated.
|
|
|
|
|
Signature
|
|
Title
|
|
Date
|
/s/ Mark W. Harding
|
|
President,
Chief Financial
Officer and Director
|
|
December 27 2012
|
Mark W. Harding
|
|
(Principal Executive Officer, Principal
Financial and Accounting Officer)
|
|
|
|
|
|
/s/ Harrison H. Augur
|
|
|
|
|
Harrison H. Augur
|
|
Chairman, Director
|
|
December 27, 2012
|
|
|
|
/s/ Arthur G. Epker III
|
|
|
|
|
Arthur G. Epker III
|
|
Director
|
|
December 27, 2012
|
|
|
|
/s/ Richard L. Guido
|
|
|
|
|
Richard L. Guido
|
|
Director
|
|
December 27, 2012
|
|
|
|
/s/ Peter C. Howell
|
|
|
|
|
Peter C. Howell
|
|
Director
|
|
December 27, 2012
|
|
|
|
/s/ George M. Middlemas
|
|
|
|
|
George M. Middlemas
|
|
Director
|
|
December 27, 2012
|
Pure Cycle (NASDAQ:PCYO)
Graphique Historique de l'Action
De Juin 2024 à Juil 2024
Pure Cycle (NASDAQ:PCYO)
Graphique Historique de l'Action
De Juil 2023 à Juil 2024