CUSIP No. 86646P103
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SCHEDULE 13G/A
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Page
9 of 14 Pages
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1
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NAME OF REPORTING PERSONS
Nino Nikola Marakovic
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
6,448,005
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
6,448,005
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,448,005
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.37%
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12
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TYPE OF REPORTING PERSON
IN
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CUSIP
No. 86646P103
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SCHEDULE 13G/A
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Page 10
of 14 Pages
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Item 1. | | (a) Name of Issuer |
Sumo
Logic, Inc. (the “Issuer”)
Item 1. | | (b) Address of Issuer’s Principal
Executive Offices |
305 Main Street
Redwood City, California 94063
Item 2. | | (a) Names of Person(s) Filing: |
This
statement is being filed by Sapphire Ventures Fund II, L.P. (“Fund II”); Sapphire Ventures (GPE) II, L.L.C.
(“Sapphire II GP”), which is the general partner of Fund II; Sapphire Ventures Fund III, L.P. (“Fund III”);
Sapphire Ventures (GPE) III, L.L.C. (“Sapphire III GP”), which is the general partner of Fund III; Sapphire Opportunity
Fund, L.P. (“Opportunity”); Sapphire Opportunity (GPE) I, L.L.C. (“Opportunity GP”), which is the general
partner of Opportunity; Sapphire Ventures, L.L.C. (“Investment Adviser”), which is the investment adviser for each of
Fund II, Fund III, and Opportunity; and Nino Nikola Marakovic (“Marakovic”), who is a managing member of each of
Sapphire II GP, Sapphire III GP, Opportunity GP, and Investment Adviser. The persons named in this paragraph are referred to herein
as a “Reporting Person” and collectively as the “Reporting Persons”.
The
Managing Members of Sapphire Opportunity (GPE) I, L.L.C. are Nino Marakovic, Jayendra Das, Kevin Diestel, Anders Ranum, Paul Levine,
and Rajeev Dham.
The
Managing Members of Sapphire Ventures (GPE) II, L.L.C. are Jayendra Das, David Hartwig, Richard Douglas Higgins, Nino Marakovic,
and Andreas Weiskam.
The
Managing Members of Sapphire Ventures (GPE) III, L.L.C. are Jayendra Das, David Hartwig, Richard Douglas Higgins, Nino Marakovic,
and Andreas Weiskam.
Item 2. | | (b) Address
of
Principal
Business Office: |
The
address of the principal business office of the Reporting Persons is 801 W. 5th St., Ste 100, Austin, TX 78703.
Fund II is a limited partnership organized under the laws of the State
of Delaware. Sapphire II GP is a limited liability company organized under the laws of the State of Delaware. Fund III is a limited partnership
organized under the laws of the State of Delaware. Sapphire III GP is a limited liability company organized under the laws of the State
of Delaware. Opportunity is a limited partnership organized under the laws of the State of Delaware. Opportunity GP is a limited liability
company organized under the laws of the State of Delaware. The Investment Adviser is a limited liability company organized under the laws
of the State of Delaware. Marakovic is an individual who is a citizen of the United States.
Item 2. | | (d) Title of Class of Securities |
Common
stock, par value $0.0001 per share (the “Common Stock”)
86646P103
CUSIP No. 86646P103
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SCHEDULE 13G/A
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Page 11
of 14 Pages
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Item 3. If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
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(e) |
o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
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(k) |
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A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J),
please specify the type of institution: |
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CUSIP
No. 86646P103
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SCHEDULE 13G/A
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Page
12 of 14 Pages
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Item
4. Ownership
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
Sapphire
Ventures, L.L.C.
(a)
Amount beneficially owned: 6,448,005
(b)
Percent of class: 5.37%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 6,448,005
(ii)
Shared power to vote or to direct the vote: 0
(iii)
Sole power to dispose or to direct the disposition of: 6,448,005
(iv)
Shared power to dispose or to direct the disposition of: 0
Sapphire
Ventures Fund II, L.P.
(a)
Amount beneficially owned:4,218,298
(b)
Percent of class: 3.52%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 4,218,298
(iii)
Sole power to dispose or to direct the disposition of: 0
(iv)
Shared power to dispose or to direct the disposition of: 4,218,298
Sapphire
Ventures (GPE) II, L.L.C.
(a)
Amount beneficially owned: 4,218,298
(b)
Percent of class: 3.52%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 4,218,298
(iii)
Sole power to dispose or to direct the disposition of: 0
(iv)
Shared power to dispose or to direct the disposition of: 4,218,298
Sapphire
Ventures Fund III, L.P.
(a)
Amount beneficially owned: 2,002,273
(b)
Percent of class: 1.66%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 2,002,273
(iii)
Sole power to dispose or to direct the disposition of: 0
(iv)
Shared power to dispose or to direct the disposition of: 2,002,273
Sapphire
Ventures (GPE) III, L.L.C.
(a)
Amount beneficially owned: 2,002,273
(b)
Percent of class: 1.66%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 2,002,273
(iii)
Sole power to dispose or to direct the disposition of: 0
(iv)
Shared power to dispose or to direct the disposition of: 2,002,273
Sapphire Opportunity Fund, L.P.
(a)
Amount beneficially owned: 227,273
(b)
Percent of class: 0.2%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 227,273
(iii)
Sole power to dispose or to direct the disposition of: 0
(iv)
Shared power to dispose or to direct the disposition of: 227,273
Sapphire Opportunity (GPE) I, L.L.C.
(a)
Amount beneficially owned: 227,273
(b)
Percent of class: 0.2%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 227,273
(iii)
Sole power to dispose or to direct the disposition of: 0
(iv)
Shared power to dispose or to direct the disposition of: 227,273
Nino
Nikola Marakovic
(a)
Amount beneficially owned: 6,448,005
(b)
Percent of class: 5.37%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 6,448,005
(iii)
Sole power to dispose or to direct the disposition of: 0
(iv)
Shared power to dispose or to direct the disposition of: 6,448,005
Item
5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [ ].
Item
6. Ownership of More Than Five Percent on Behalf of Another Person
Not Applicable.
Item
7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent
Holding Company or Control Person
Not Applicable.
Item
8. Identification and Classification of Members of the Group
Not Applicable.
Item
9. Notice of Dissolution of Group
Not Applicable.
Item
10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a participant in any transaction having that
purpose or effect.
CUSIP No. 86646P103
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SCHEDULE 13G/A
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Page
13 of 14 Pages
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SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 10, 2023
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Sapphire
Ventures, L.L.C.
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By: |
/s/
Robert Severo |
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Robert Severo, CCO |
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Sapphire Ventures Fund II, L.P.
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By: |
/s/
Robert Severo |
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Robert Severo, CCO |
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Sapphire Ventures (GPE) II, L.L.C.
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By: |
/s/
Robert Severo |
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Robert Severo, CCO |
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Sapphire Ventures Fund III, L.P.
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By: |
/s/
Robert Severo |
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Robert Severo, CCO |
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Sapphire Ventures (GPE) III, L.L.C.
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By: |
/s/
Robert Severo |
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Robert Severo, CCO |
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Sapphire Opportunity Fund, L.P.
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By: |
/s/
Robert Severo |
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Robert Severo, CCO |
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Sapphire Opportunity (GPE) I, L.L.C.
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By: |
/s/
Robert Severo |
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Robert Severo, CCO |
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Nino
Nikola Marakovic
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By: |
/s/
Nino Nikola Marakovic |
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Nino Nikola Marakovic |
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G/A, is filed on behalf of each of the undersigned
and that all subsequent amendments to this statement on Schedule 13G/A, shall be filed on behalf of each of the undersigned
without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible
for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained
therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to
the extent that he or it knows or has reason to believe that such information is inaccurate.