Report of Foreign Issuer (6-k)
06 Juillet 2020 - 10:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the Month of July 2020
Commission File No.: 333-204074
WINS FINANCE HOLDINGS INC.
1F, Building 1B
No. 58 Jianguo Road, Chaoyang District
Beijing 100024, People’s Republic of China
(Address of Principal Executive Offices.)
1F, Building 7
No. 58 Jianguo Road, Chaoyang District
Beijing 100024, People’s Republic of China
(Former Address of Principal Executive Offices)
1177 Avenue of the Americas
5th Floor
New York, NY 10036
(646) 694-8538
(New York Office)
Indicate by check mark whether the registrant files or will
file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(1): _____
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(7): _____
Changes in Registrant’s Certifying
Accountant.
On June 30, 2020, Wins Finance
Holdings Inc. (the “Company”) received a letter from Centurion ZD CPA & Co. (“CZD”) pursuant to
which CZD resigned as the Company’s independent registered public accounting firm.
CZD’s reports on the financial statements
of the Company for the fiscal years ended June 30, 2017 and 2018 did not contain an adverse opinion or disclaimer of opinion, nor
were they qualified or modified as to uncertainty, audit scope or accounting principles. CZD expressed an adverse opinion on the
Company's internal control over financial reporting as of June 30, 2017 and 2018 because of material weaknesses.
During the Company's fiscal years ended
June 30, 2017 and 2018 and through June 30, 2020, there were no disagreements with CZD on any matter of accounting principles or
practices, financial statement disclosure, or auditing scope or procedure which, if not resolved to CZD’s satisfaction, would
have caused them to make reference to the subject matter in connection with their report on the Company's consolidated financial
statements for such period.
During the Company’s years ended
June 30, 2017 and 2018 and through June 30, 2020, except with respect to the material weaknesses described below, there were no
“reportable events” (defined below) requiring disclosure pursuant to Item 16F(a)(1)(iv) of Form 20-F. As used herein,
the term “reportable event” means any of the items listed in paragraphs (a)(1)(v)(A)-(D) of Item 16F of Form 20-F.
The following material weaknesses have been identified and included in management's assessment: lack of sufficient accounting personnel
qualified in US GAAP, and SEC reporting; and insufficient accounting staff, which results in a failure to segregate duties sufficiently
to ensure a timely and proper preparation and review of the financial statements.
The Company has provided CZD with a copy
of the foregoing disclosures and has requested that CZD review such disclosures and provide a letter addressed to the Securities
and Exchange Commission (“SEC”) as specified by Item 16F(a)(3) of Form 20-F. Attached as Exhibit 99.1 is a copy of
CZD’s letter addressed to the SEC relating to the statements made by the Company in this Report on Form 6-K.
The Company plans to engage a new auditor
shortly.
Financial Statements and Exhibits.
Exhibit Number
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Exhibit Name
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99.1
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Letter from Centurion ZD CPA & Co., dated July 6, 2020
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Dated: July 6, 2020
WINS FINANCE HOLDINGS INC.
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By:
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/s/ Renhui Mu
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Name:
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Renhui Mu
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Title:
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Chief Executive Officer
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