UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Assurant, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   39-1126612
(State or Other Jurisdiction of
Incorporation or Organization)
  (I.R.S. Employer
Identification Number)

28 Liberty Street, 41st Floor

New York, NY

  10005
(Address of principal executive office)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to
be so registered

 

Name of each exchange on which
each class is to be registered

5.25% Subordinated Notes due 2061   New York Stock Exchange

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.  ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.  ☐ Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-222648 Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 


Item 1.

Description of Registrant’s Securities to be Registered.

The securities to be registered hereby are the 5.25% Subordinated Notes due 2061 (the “Notes”) of Assurant, Inc. (the “Company”). The description of the terms of the Notes set forth under the heading “Description of the Notes,” in the Company’s prospectus supplement, dated November 16, 2020, as filed with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, and in the section entitled “Description of Debt Securities We May Offer” in the accompanying prospectus, dated January 22, 2018, which constitutes a part of the Company’s Registration Statement on Form S-3 (File No. 333-222648) filed under the Securities Act of 1933, as amended, is hereby incorporated herein by reference.

 

Item 2.

Exhibits

 

1.1    Underwriting Agreement, dated as of November  16, 2020 (incorporated by reference to Exhibit 1.1 to the Registrant’s Current Report on Form 8-K, originally filed on November 19, 2020).
3.1    Amended and Restated Certificate of Incorporation of the Registrant, dated May  11, 2017 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, originally filed on May 12, 2017).
3.2    Amended and Restated By-laws of the Registrant, as adopted on November  11, 2020 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, originally filed on November 13, 2020).
3.3    Form of 5.25% Subordinated Notes due 2061 of Assurant, Inc. (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K, originally filed on November 19, 2020).


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    Assurant, Inc.
Date: November 19, 2020     By:  

/s/ Jay Rosenblum

      Name:   Jay Rosenblum
      Title:   Executive Vice President and Chief Legal Officer
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