Amended Statement of Ownership (sc 13g/a)
13 Février 2017 - 12:38PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the
Securities Exchange Act of 1934
(Amendment No. 5)*
NTT DOCOMO, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
Not Applicable (see Item 2(e) herein)
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires
Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☑ Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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CUSIP No. Not Applicable
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13G
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Page 2 of 5 Pages
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(1)
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Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Nippon
Telegraph and Telephone Corporation
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(2)
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Check the Appropriate Box if a Member of a Group
(a) ☐
(b) ☐
Not
Applicable
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(3)
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SEC Use Only
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(4)
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Citizenship or Place of Organization
Japan
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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(5)
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Sole Voting Power
2,469,084,400
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(6)
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Shared Voting Power
0
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(7)
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Sole Dispositive Power
2,469,084,400
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(8)
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Shared Dispositive Power
0
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(9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
2,469,084,400
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(10)
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not
Applicable
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(11)
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Percent of Class Represented by Amount in Row (9)
66.6%*
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(12)
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Type of Reporting Person
CO
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Calculated based on the aggregate number of NTT DOCOMOs outstanding shares excluding treasury stock.
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Item 1.
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(a)
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Name of Issuer:
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NTT DOCOMO, INC.
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(b)
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Address of Issuers Principal Executive Offices:
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Sanno Park Tower
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11-1 Nagata-cho 2-chome
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Chiyoda-ku Tokyo 100-6150 Japan
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Item 2.
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(a)
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Name of Person Filing:
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Nippon Telegraph and Telephone Corporation
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(b)
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Address of Principal Business Office or, if none, Residence:
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Otemachi First Square, East Tower
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5-1, Otemachi 1-chome
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Chiyoda-ku, Tokyo 100-8116 Japan
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(c)
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Citizenship:
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Japan
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(d)
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Title of Class of Securities:
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Common Stock
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(e)
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CUSIP Number:
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The Common Stock of NTT DOCOMO, INC. and the American Depository Shares (ADSs), each of which represents a share of Common Stock of NTT DOCOMO, INC., are listed on the New York Stock Exchange. The CUSIP number for
the ADSs is 62942M201. The Common Stock of NTT DOCOMO, INC. does not have a CUSIP number.
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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Not Applicable
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Item 4.
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Ownership
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(a)
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Amount beneficially owned:
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2,469,084,400
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(b)
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Percent of class:
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66.6%
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(Calculated based on the aggregate number of NTT DOCOMOs outstanding shares excluding treasury stock.)
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
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2,469,084,400
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(ii)
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Shared power to vote or to direct the vote
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0
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(iii)
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Sole power to dispose or to direct the disposition of
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2,469,084,400
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(iv)
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Shared power to dispose or to direct the disposition of
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0
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Not Applicable
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Not Applicable
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Item 8.
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Identification and Classification of Members of the Group.
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Not Applicable
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Item 9.
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Notice of Dissolution of Group.
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Not Applicable
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Item 10.
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Certifications.
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Not Applicable
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated as of February 13, 2017
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NIPPON TELEGRAPH AND TELEPHONE CORPORATION
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By:
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/s/ Eiichi Sakamoto
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Name:
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Eiichi Sakamoto
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Title:
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Senior Vice President
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Director, Corporate Strategy Planning
Department
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