Initial Statement of Beneficial Ownership (3)
07 Juin 2016 - 10:06PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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FP Resources Holdings LLP
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/2/2016
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3. Issuer Name
and
Ticker or Trading Symbol
FIRST MARBLEHEAD CORP [FMD]
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(Last)
(First)
(Middle)
C/O STAN SPAVOLD, 757 BEDFORD HIGHWAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
BEDFORD, A5 B4A 3Z7
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, par value $0.01
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1740216
(1)
(2)
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I
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See Foonote
(1)
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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FP Resources USA Inc. ("FP Resources") is the entity which holds the reported shares of Common Stock ("Stock") of the Issuer. On June 2, 2016, Lobster Point Properties Limited ("Lobster Point"), a wholly owned subsidiary of John Carter Risley ("Mr. Risley"), contributed all of the outstanding capital stock of FP Resources to FP Resources Holdings LLP ("FP LLP"). FP LLP is an entity wholly owned by (1) Lobster Point and (2) FP Acquisition Holdings LLC ("FP LLC"). FP LLC is an entity wholly owned by Lobster Point.
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(
2)
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The filing of this report by FP LLC and FP LLP shall not be deemed an admission that FP LLC or FP LLP is, for purposes of Section 16 of the Securities Act of 1933, as amended, or otherwise, the beneficial owner of any of the equity securities covered by this report. Each of FP LLC and FP LLP disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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FP Resources Holdings LLP
C/O STAN SPAVOLD
757 BEDFORD HIGHWAY
BEDFORD, A5 B4A 3Z7
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X
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FP Acquisition Holdings LLC
757 BEDFORD HIGHWAY
BEDFORD, A5 B4A 3Z7
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X
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Signatures
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/s/ Stan Spavold, Secretary of FP Resources Holdings LLP
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6/7/2016
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**
Signature of Reporting Person
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Date
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/s/ Stan Spavold, Secretary of FP Acquisition Holdings LLC
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6/7/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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