UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act File No. 811-22902

 

 

First Trust New Opportunities MLP & Energy Fund

 

Exact Name of Registrant as Specified in Declaration of Trust

 

 

10 Westport Road, Suite C101a Wilton, Connecticut 06897

 

Address of Principal Executive Offices (Number, Street, City, State, Zip Code)

 

 

W. Scott Jardine

First Trust Portfolios L.P.

120 East Liberty Drive, Suite 400

Wheaton, Illinois 60187

 

Name and Address (Number, Street, City, State, Zip Code) of Agent for Service

 

 

(630) 765-8000

 

Registrant's Telephone Number, including Area Code

 

 

Date of fiscal year end: October 31

 

 

 

Date of reporting period: July 1, 2022 - June 30, 2023

 

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 

 

  

 

Item 1. Proxy Voting Record

  

 

Enterprise Products Partners LP              
Ticker: EPD                
Primary CUSIP: 293792107                
Meeting Date: 22-Nov-22                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Amend Omnibus Stock Plan   Against   Yes   Yes
Management   Amend Qualified Employee Stock Purchase Plan   For   Yes   No
                 
New Jersey Resources Corporation              
Ticker: NJR                
Primary CUSIP: 646025106                
Meeting Date: 25-Jan-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Michael A. O'Sullivan   For   Yes   No
Management   Elect Director Jane M. Kenny   For   Yes   No
Management   Elect Director Sharon C. Taylor   For   Yes   No
Management   Elect Director Stephen D. Westhoven   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
                 
UGI Corporation                
Ticker: UGI                
Primary CUSIP: 902681105                
Meeting Date: 27-Jan-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Frank S. Hermance   For   Yes   No
Management   Elect Director M. Shawn Bort   For   Yes   No
Management   Elect Director Theodore A. Dosch   For   Yes   No
Management   Elect Director Alan N. Harris   For   Yes   No
Management   Elect Director Mario Longhi   For   Yes   No
Management   Elect Director William J. Marrazzo   For   Yes   No
Management   Elect Director Cindy J. Miller   For   Yes   No
Management   Elect Director Roger Perreault   For   Yes   No
Management   Elect Director Kelly A. Romano   For   Yes   No
Management   Elect Director James B. Stallings, Jr.   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Ernst & Young LLP as Auditors   For   Yes   No
                 
Atmos Energy Corporation                
Ticker: ATO                
Primary CUSIP: 049560105                
Meeting Date: 08-Feb-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director John C. Ale   For   Yes   No
Management   Elect Director J. Kevin Akers   For   Yes   No
Management   Elect Director Kim R. Cocklin   For   Yes   No
Management   Elect Director Kelly H. Compton   For   Yes   No
Management   Elect Director Sean Donohue   For   Yes   No
Management   Elect Director Rafael G. Garza   For   Yes   No
Management   Elect Director Richard K. Gordon   For   Yes   No
Management   Elect Director Nancy K. Quinn   For   Yes   No
Management   Elect Director Richard A. Sampson   For   Yes   No
Management   Elect Director Diana J. Walters   For   Yes   No
Management   Elect Director Frank Yoho   For   Yes   No
Management   Ratify Ernst & Young LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
                 
National Fuel Gas Company                
Ticker: NFG                
Primary CUSIP: 636180101                
Meeting Date: 09-Mar-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director David C. Carroll   For   Yes   No
Management   Elect Director Steven C. Finch   For   Yes   No
Management   Elect Director Joseph N. Jaggers   For   Yes   No
Management   Elect Director Jeffrey W. Shaw   For   Yes   No
Management   Elect Director Thomas E. Skains   For   Yes   No
Management   Elect Director David F. Smith   For   Yes   No
Management   Elect Director Ronald J. Tanski   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
                 
Public Service Enterprise Group Incorporated              
Ticker: PEG                
Primary CUSIP: 744573106                
Meeting Date: 18-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Ralph A. LaRossa   For   Yes   No
Management   Elect Director Susan Tomasky   For   Yes   No
Management   Elect Director Willie A. Deese   For   Yes   No
Management   Elect Director Jamie M. Gentoso   For   Yes   No
Management   Elect Director Barry H. Ostrowsky   For   Yes   No
Management   Elect Director Valerie A. Smith   For   Yes   No
Management   Elect Director Scott G. Stephenson   For   Yes   No
Management   Elect Director Laura A. Sugg   For   Yes   No
Management   Elect Director John P. Surma   For   Yes   No
Management   Elect Director Alfred W. Zollar   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Eliminate Supermajority Vote Requirements for Certain Business Combinations   For   Yes   No
Management   Eliminate Supermajority Vote Requirements to Remove a Director Without Cause   For   Yes   No
Management   Eliminate Supermajority Vote Requirement to Make Certain Amendments to By-Laws   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
                 
The AES Corporation                
Ticker: AES                
Primary CUSIP: 00130H105                
Meeting Date: 20-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Janet G. Davidson   For   Yes   No
Management   Elect Director Andres R. Gluski   For   Yes   No
Management   Elect Director Tarun Khanna   For   Yes   No
Management   Elect Director Holly K. Koeppel   For   Yes   No
Management   Elect Director Julia M. Laulis   For   Yes   No
Management   Elect Director Alain Monie   For   Yes   No
Management   Elect Director John B. Morse, Jr.   For   Yes   No
Management   Elect Director Moises Naim   For   Yes   No
Management   Elect Director Teresa M. Sebastian   For   Yes   No
Management   Elect Director Maura Shaughnessy   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Ernst & Young LLP as Auditors   For   Yes   No
Shareholder   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   Against   Yes   No
                 
CenterPoint Energy, Inc.                
Ticker: CNP                
Primary CUSIP: 15189T107                
Meeting Date: 21-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Wendy Montoya Cloonan   For   Yes   No
Management   Elect Director Earl M. Cummings   For   Yes   No
Management   Elect Director Christopher H. Franklin   For   Yes   No
Management   Elect Director David J. Lesar   For   Yes   No
Management   Elect Director Raquelle W. Lewis   For   Yes   No
Management   Elect Director Martin H. Nesbitt   For   Yes   No
Management   Elect Director Theodore F. Pound   For   Yes   No
Management   Elect Director Phillip R. Smith   For   Yes   No
Management   Elect Director Barry T. Smitherman   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Shareholder   Disclose Scope 3 Emissions and Setting Scope 3 Emission Targets   Against   Yes   No
                 
NextEra Energy Partners, LP              
Ticker: NEP                
Primary CUSIP: 65341B106                
Meeting Date 24-Apr-23                 
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Susan D. Austin   For   Yes   No
Management   Elect Director Robert J. Byrne   For   Yes   No
Management   Elect Director John W. Ketchum   For   Yes   No
Management   Elect Director Peter H. Kind   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
                 
American Electric Power Company, Inc.              
Ticker: AEP                
Primary CUSIP: 025537101                
Meeting Date: 25-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Nicholas K. Akins   For   Yes   No
Management   Elect Director J. Barnie Beasley, Jr.   For   Yes   No
Management   Elect Director Ben Fowke   For   Yes   No
Management   Elect Director Art A. Garcia   For   Yes   No
Management   Elect Director Linda A. Goodspeed   For   Yes   No
Management   Elect Director Donna A. James   For   Yes   No
Management   Elect Director Sandra Beach Lin   For   Yes   No
Management   Elect Director Margaret M. McCarthy   For   Yes   No
Management   Elect Director Oliver G. 'Rick' Richard, III   For   Yes   No
Management   Elect Director Daryl Roberts   For   Yes   No
Management   Elect Director Julia A. Sloat   For   Yes   No
Management   Elect Director Sara Martinez Tucker   For   Yes   No
Management   Elect Director Lewis Von Thaer   For   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Reduce Supermajority Vote Requirement   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
                 
Constellation Energy Corporation              
Ticker: CEG                
Primary CUSIP: 21037T109                
Meeting Date: 25-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Joseph Dominguez   For   Yes   No
Management   Elect Director Julie Holzrichter   For   Yes   No
Management   Elect Director Ashish Khandpur   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
                 
Exelon Corporation                
Ticker: EXC                
Primary CUSIP: 30161N101                
Meeting Date: 25-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Anthony Anderson   For   Yes   No
Management   Elect Director W. Paul Bowers   For   Yes   No
Management   Elect Director Calvin G. Butler, Jr.   For   Yes   No
Management   Elect Director Marjorie Rodgers Cheshire   For   Yes   No
Management   Elect Director Linda Jojo   For   Yes   No
Management   Elect Director Charisse Lillie   For   Yes   No
Management   Elect Director Matthew Rogers   For   Yes   No
Management   Elect Director John Young   For   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
                 
The Williams Companies, Inc.              
Ticker: WMB                
Primary CUSIP: 969457100                
Meeting Date: 25-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Alan S. Armstrong   For   Yes   No
Management   Elect Director Stephen W. Bergstrom   For   Yes   No
Management   Elect Director Michael A. Creel   For   Yes   No
Management   Elect Director Stacey H. Dore   For   Yes   No
Management   Elect Director Carri A. Lockhart   For   Yes   No
Management   Elect Director Richard E. Muncrief   For   Yes   No
Management   Elect Director Peter A. Ragauss   For   Yes   No
Management   Elect Director Rose M. Robeson   For   Yes   No
Management   Elect Director Scott D. Sheffield   For   Yes   No
Management   Elect Director Murray D. Smith   For   Yes   No
Management   Elect Director William H. Spence   For   Yes   No
Management   Elect Director Jesse J. Tyson   For   Yes   No
Management   Ratify Ernst & Young LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
                 
Archrock, Inc.                
Ticker: AROC                
Primary CUSIP: 03957W106                
Meeting Date: 27-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Anne-Marie N. Ainsworth   For   Yes   No
Management   Elect Director D. Bradley Childers   For   Yes   No
Management   Elect Director Gordon T. Hall   For   Yes   No
Management   Elect Director Frances Powell Hawes   For   Yes   No
Management   Elect Director J.W.G. "Will" Honeybourne   For   Yes   No
Management   Elect Director James H. Lytal   For   Yes   No
Management   Elect Director Leonard W. Mallett   For   Yes   No
Management   Elect Director Jason C. Rebrook   For   Yes   No
Management   Elect Director Edmund P. Segner, III   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
                 
BP Plc                
Ticker: BP                
Primary CUSIP: G12793108                
Meeting Date: 27-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Accept Financial Statements and Statutory Reports   For   Yes   No
Management   Approve Remuneration Report   For   Yes   No
Management   Approve Remuneration Policy   For   Yes   No
Management   Re-elect Helge Lund as Director   For   Yes   No
Management   Re-elect Bernard Looney as Director   For   Yes   No
Management   Re-elect Murray Auchincloss as Director   For   Yes   No
Management   Re-elect Paula Reynolds as Director   For   Yes   No
Management   Re-elect Melody Meyer as Director   For   Yes   No
Management   Re-elect Tushar Morzaria as Director   For   Yes   No
Management   Re-elect Sir John Sawers as Director   For   Yes   No
Management   Re-elect Pamela Daley as Director   For   Yes   No
Management   Re-elect Karen Richardson as Director   For   Yes   No
Management   Re-elect Johannes Teyssen as Director   For   Yes   No
Management   Elect Amanda Blanc as Director   For   Yes   No
Management   Elect Satish Pai as Director   For   Yes   No
Management   Elect Hina Nagarajan as Director   For   Yes   No
Management   Reappoint Deloitte LLP as Auditors   For   Yes   No
Management   Authorise the Audit Committee to Fix Remuneration of Auditors   For   Yes   No
Management   Authorise UK Political Donations and Expenditure   For   Yes   No
Management   Authorise Issue of Equity   For   Yes   No
Management   Authorise Issue of Equity without Pre-emptive Rights   For   Yes   No
Management   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   Yes   No
Management   Authorise Market Purchase of Ordinary Shares   For   Yes   No
Management   Authorise the Company to Call General Meeting with Two Weeks' Notice   For   Yes   No
Shareholder   Approve Shareholder Resolution on Climate Change Targets   Against   Yes   No
                 
Clearway Energy, Inc.                
Ticker: CWEN                
Primary CUSIP: 18539C204                
Meeting Date: 27-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Jonathan Bram   Withhold   Yes   Yes
Management   Elect Director Nathaniel Anschuetz   Withhold   Yes   Yes
Management   Elect Director Emmanuel Barrois   Withhold   Yes   Yes
Management   Elect Director Brian R. Ford   Withhold   Yes   Yes
Management   Elect Director Guillaume Hediard   Withhold   Yes   Yes
Management   Elect Director Jennifer Lowry   Withhold   Yes   Yes
Management   Elect Director Bruce MacLennan   Withhold   Yes   Yes
Management   Elect Director Daniel B. More   Withhold   Yes   Yes
Management   Elect Director E. Stanley O'Neal   For   Yes   No
Management   Elect Director Christopher S. Sotos   Withhold   Yes   Yes
Management   Elect Director Vincent Stoquart   Withhold   Yes   Yes
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Ernst & Young LLP as Auditors   For   Yes   No
                 
Magellan Midstream Partners, L.P.              
Ticker: MMP                
Primary CUSIP: 559080106                
Meeting Date: 27-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Sivasankaran Somasundaram   For   Yes   No
Management   Elect Director Chansoo Joung   For   Yes   No
Management   Elect Director Aaron L. Milford   For   Yes   No
Management   Elect Director James R. Montague   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Ernst & Young LLP as Auditors   For   Yes   No
                 
AltaGas Ltd.                
Ticker: ALA                
Primary CUSIP: 021361100                
Meeting Date: 28-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   For   Yes   No
Management   Elect Director Victoria A. Calvert   For   Yes   No
Management   Elect Director David W. Cornhill   For   Yes   No
Management   Elect Director Randall L. Crawford   For   Yes   No
Management   Elect Director Jon-Al Duplantier   For   Yes   No
Management   Elect Director Robert B. Hodgins   For   Yes   No
Management   Elect Director Cynthia Johnston   For   Yes   No
Management   Elect Director Pentti O. Karkkainen   For   Yes   No
Management   Elect Director Phillip R. Knoll   For   Yes   No
Management   Elect Director Linda G. Sullivan   For   Yes   No
Management   Elect Director Nancy G. Tower   For   Yes   No
Management   Advisory Vote on Executive Compensation Approach   For   Yes   No
                 
Iberdrola SA                
Ticker: IBE                
Primary CUSIP: E6165F166                
Meeting Date: 28-Apr-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Approve Consolidated and Standalone Financial Statements   For   Yes   No
Management   Approve Consolidated and Standalone Management Reports   For   Yes   No
Management   Approve Non-Financial Information Statement   For   Yes   No
Management   Approve Discharge of Board   For   Yes   No
Management   Amend Preamble and Heading of the Preliminary Title of the Bylaws   For   Yes   No
Management   Amend Articles Re: Corporate Structure of the Iberdola Group   For   Yes   No
Management   Amend Article 8 Re: Internal Regulations and Compliance System   For   Yes   No
Management   Approve Engagement Dividend   For   Yes   No
Management   Approve Allocation of Income and Dividends   For   Yes   No
Management   Approve Scrip Dividends   For   Yes   No
Management   Approve Scrip Dividends   For   Yes   No
Management   Approve Reduction in Share Capital via Amortization of Treasury Shares   For   Yes   No
Management   Advisory Vote on Remuneration Report   For   Yes   No
Management   Approve Restricted Stock Plan   For   Yes   No
Management   Reelect Maria Helena Antolin Raybaud as Director   For   Yes   No
Management   Ratify Appointment of and Elect Armando Martinez Martinez as Director   For   Yes   No
Management   Reelect Manuel Moreu Munaiz as Director   For   Yes   No
Management   Reelect Sara de la Rica Goiricelaya as Director   For   Yes   No
Management   Reelect Xabier Sagredo Ormaza as Director   For   Yes   No
Management   Reelect Jose Ignacio Sanchez Galan as Director   For   Yes   No
Management   Fix Number of Directors at 14   For   Yes   No
Management   Authorize Board to Ratify and Execute Approved Resolutions   For   Yes   No
                 
TC Energy Corporation                
Ticker: TRP                
Primary CUSIP: 87807B107                
Meeting Date: 02-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Cheryl F. Campbell   For   Yes   No
Management   Elect Director Michael R. Culbert   For   Yes   No
Management   Elect Director William D. Johnson   For   Yes   No
Management   Elect Director Susan C. Jones   For   Yes   No
Management   Elect Director John E. Lowe   For   Yes   No
Management   Elect Director David MacNaughton   For   Yes   No
Management   Elect Director Francois L. Poirier   For   Yes   No
Management   Elect Director Una Power   For   Yes   No
Management   Elect Director Mary Pat Salomone   For   Yes   No
Management   Elect Director Indira Samarasekera   For   Yes   No
Management   Elect Director Siim A. Vanaselja   For   Yes   No
Management   Elect Director Thierry Vandal   For   Yes   No
Management   Elect Director Dheeraj "D" Verma   For   Yes   No
Management   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   For   Yes   No
Management   Advisory Vote on Executive Compensation Approach   For   Yes   No
                 
Enbridge Inc.                
Ticker: ENB                
Primary CUSIP: 29250N105                
Meeting Date: 03-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Mayank M. Ashar   For   Yes   No
Management   Elect Director Gaurdie E. Banister   For   Yes   No
Management   Elect Director Pamela L. Carter   For   Yes   No
Management   Elect Director Susan M. Cunningham   For   Yes   No
Management   Elect Director Gregory L. Ebel   For   Yes   No
Management   Elect Director Jason B. Few   For   Yes   No
Management   Elect Director Teresa S. Madden   For   Yes   No
Management   Elect Director Stephen S. Poloz   For   Yes   No
Management   Elect Director S. Jane Rowe   For   Yes   No
Management   Elect Director Dan C. Tutcher   For   Yes   No
Management   Elect Director Steven W. Williams   For   Yes   No
Management   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   For   Yes   No
Management   Advisory Vote on Executive Compensation Approach   For   Yes   No
Management   Re-approve Shareholder Rights Plan   For   Yes   No
Shareholder   SP 1: Report on Lobbying and Political Donations   Against   Yes   No
Shareholder   SP 2: Disclose the Company's Scope 3 Emissions   Against   Yes   No
                 
Eversource Energy                
Ticker ES                
Primary CUSIP: 30040W108                
Meeting Date: 03-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Cotton M. Cleveland   For   Yes   No
Management   Elect Director Francis A. Doyle   For   Yes   No
Management   Elect Director Linda Dorcena Forry   For   Yes   No
Management   Elect Director Gregory M. Jones   For   Yes   No
Management   Elect Director Loretta D. Keane   For   Yes   No
Management   Elect Director John Y. Kim   For   Yes   No
Management   Elect Director Kenneth R. Leibler   For   Yes   No
Management   Elect Director David H. Long   For   Yes   No
Management   Elect Director  Joseph R. Nolan, Jr.   For   Yes   No
Management   Elect Director William C. Van Faasen   For   Yes   No
Management   Elect Director Frederica M. Williams   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Amend Omnibus Stock Plan   For   Yes   No
Management   Increase Authorized Common Stock   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
                 
DTE Energy Company                
Ticker: DTE                
Primary CUSIP: 233331107                
Meeting Date: 04-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director David A. Brandon   For   Yes   No
Management   Elect Director Charles G. McClure, Jr.   For   Yes   No
Management   Elect Director Gail J. McGovern   For   Yes   No
Management   Elect Director Mark A. Murray   For   Yes   No
Management   Elect Director Gerardo Norcia   For   Yes   No
Management   Elect Director Robert C. Skaggs, Jr.   For   Yes   No
Management   Elect Director David A. Thomas   For   Yes   No
Management   Elect Director Gary H. Torgow   For   Yes   No
Management   Elect Director James H. Vandenberghe   For   Yes   No
Management   Elect Director Valerie M. Williams   For   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Amend Right to Call Special Meeting   For   Yes   No
Shareholder   Reduce Ownership Threshold for Shareholders to Call Special Meeting   For   Yes   Yes
Shareholder   Report on Lobbying Payments and Policy   For   Yes   Yes
                 
Duke Energy Corporation                
Ticker: DUK                
Primary CUSIP: 26441C204                
Meeting Date: 04-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Derrick Burks   For   Yes   No
Management   Elect Director Annette K. Clayton   For   Yes   No
Management   Elect Director Theodore F. Craver, Jr.   For   Yes   No
Management   Elect Director Robert M. Davis   For   Yes   No
Management   Elect Director Caroline Dorsa   For   Yes   No
Management   Elect Director W. Roy Dunbar   For   Yes   No
Management   Elect Director Nicholas C. Fanandakis   For   Yes   No
Management   Elect Director Lynn J. Good   For   Yes   No
Management   Elect Director John T. Herron   For   Yes   No
Management   Elect Director Idalene F. Kesner   For   Yes   No
Management   Elect Director E. Marie McKee   For   Yes   No
Management   Elect Director Michael J. Pacilio   For   Yes   No
Management   Elect Director Thomas E. Skains   For   Yes   No
Management   Elect Director William E. Webster, Jr.   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Approve Omnibus Stock Plan   For   Yes   No
Shareholder   Adopt Simple Majority Vote   For   Yes   No
Shareholder   Create a Committee to Evaluate Decarbonization Risk   Against   Yes   No
                 
Fortis Inc.                
Ticker:  FTS                
Primary CUSIP: 349553107                
Meeting Date: 04-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Tracey C. Ball   For   Yes   No
Management   Elect Director Pierre J. Blouin   For   Yes   No
Management   Elect Director Lawrence T. Borgard   For   Yes   No
Management   Elect Director Maura J. Clark   For   Yes   No
Management   Elect Director Lisa Crutchfield   For   Yes   No
Management   Elect Director Margarita K. Dilley   For   Yes   No
Management   Elect Director Julie A. Dobson   For   Yes   No
Management   Elect Director Lisa L. Durocher   For   Yes   No
Management   Elect Director David G. Hutchens   For   Yes   No
Management   Elect Director Gianna M. Manes   For   Yes   No
Management   Elect Director Donald R. Marchand   For   Yes   No
Management   Elect Director Jo Mark Zurel   For   Yes   No
Management   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   For   Yes   No
Management   Advisory Vote on Executive Compensation Approach   For   Yes   No
                 
WEC Energy Group, Inc.                
Ticker: WEC                
Primary CUSIP: 92939U106                
Meeting Date: 04-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Ave M. Bie   For   Yes   No
Management   Elect Director Curt S. Culver   For   Yes   No
Management   Elect Director Danny L. Cunningham   For   Yes   No
Management   Elect Director William M. Farrow, III   For   Yes   No
Management   Elect Director Cristina A. Garcia-Thomas   For   Yes   No
Management   Elect Director Maria C. Green   For   Yes   No
Management   Elect Director Gale E. Klappa   For   Yes   No
Management   Elect Director Thomas K. Lane   For   Yes   No
Management   Elect Director Scott J. Lauber   For   Yes   No
Management   Elect Director Ulice Payne, Jr.   For   Yes   No
Management   Elect Director Mary Ellen Stanek   For   Yes   No
Management   Elect Director Glen E. Tellock   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
                 
CMS Energy Corporation                
Ticker: CMS                
Primary CUSIP: 125896100                
Meeting Date: 05-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Jon E. Barfield   For   Yes   No
Management   Elect Director Deborah H. Butler   For   Yes   No
Management   Elect Director Kurt L. Darrow   For   Yes   No
Management   Elect Director William D. Harvey   For   Yes   No
Management   Elect Director Garrick J. Rochow   For   Yes   No
Management   Elect Director John G. Russell   For   Yes   No
Management   Elect Director Suzanne F. Shank   For   Yes   No
Management   Elect Director Myrna M. Soto   For   Yes   No
Management   Elect Director John G. Sznewajs   For   Yes   No
Management   Elect Director Ronald J. Tanski   For   Yes   No
Management   Elect Director Laura H. Wright   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
                 
DT Midstream, Inc.                
Ticker: DTM                
Primary CUSIP: 23345M107                
Meeting Date: 05-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Peter Tumminello   For   Yes   No
Management   Elect Director Dwayne Wilson   For   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
                 
Keyera Corp.                
Ticker: KEY                
Primary CUSIP: 493271100                
Meeting Date: 09-Mya-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Jim Bertram   For   Yes   No
Management   Elect Director Isabelle Brassard   For   Yes   No
Management   Elect Director Michael Crothers   For   Yes   No
Management   Elect Director Blair Goertzen   For   Yes   No
Management   Elect Director Doug Haughey   For   Yes   No
Management   Elect Director Gianna Manes   For   Yes   No
Management   Elect Director Michael Norris   For   Yes   No
Management   Elect Director Thomas O'Connor   For   Yes   No
Management   Elect Director Charlene Ripley   For   Yes   No
Management   Elect Director Dean Setoguchi   For   Yes   No
Management   Elect Director Janet Woodruff   For   Yes   No
Management   Ratify Deloitte LLP as Auditors   For   Yes   No
Management   Re-approve Shareholder Rights Plan   For   Yes   No
Management   Advisory Vote on Executive Compensation Approach   For   Yes   No
                 
American Water Works Company, Inc.              
Ticker: AWK                
Primary CUSIP: 030420103                
Meeting Date: 10-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Jeffrey N. Edwards   For   Yes   No
Management   Elect Director Martha Clark Goss   For   Yes   No
Management   Elect Director M. Susan Hardwick   For   Yes   No
Management   Elect Director Kimberly J. Harris   For   Yes   No
Management   Elect Director Laurie P. Havanec   For   Yes   No
Management   Elect Director Julia L. Johnson   For   Yes   No
Management   Elect Director Patricia L. Kampling   For   Yes   No
Management   Elect Director Karl F. Kurz   For   Yes   No
Management   Elect Director Michael L. Marberry   For   Yes   No
Management   Elect Director James G. Stavridis   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Shareholder   Oversee and Report a Racial Equity Audit   Against   Yes   No
                 
Kinder Morgan, Inc.                
Ticker: KMI                
Primary CUSIP: 49456B101                
Meeting Date: 10-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Richard D. Kinder   Against   Yes   Yes
Management   Elect Director Steven J. Kean   For   Yes   No
Management   Elect Director Kimberly A. Dang   Against   Yes   Yes
Management   Elect Director Ted A. Gardner   Against   Yes   Yes
Management   Elect Director Anthony W. Hall, Jr.   Against   Yes   Yes
Management   Elect Director Gary L. Hultquist   Against   Yes   Yes
Management   Elect Director Ronald L. Kuehn, Jr.   Against   Yes   Yes
Management   Elect Director Deborah A. Macdonald   Against   Yes   Yes
Management   Elect Director Michael C. Morgan   Against   Yes   Yes
Management   Elect Director Arthur C. Reichstetter   Against   Yes   Yes
Management   Elect Director C. Park Shaper   Against   Yes   Yes
Management   Elect Director William A. Smith   Against   Yes   Yes
Management   Elect Director Joel V. Staff   Against   Yes   Yes
Management   Elect Director Robert F. Vagt   Against   Yes   Yes
Management   Amend Certificate of Incorporation to Allow Exculpation of Certain Officers   Against   Yes   Yes
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   Against   Yes   Yes
                 
Cheniere Energy, Inc.                
Ticker: LNG                
Primary CUSIP: 16411R208                
Meeting Date: 11-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director G. Andrea Botta   For   Yes   No
Management   Elect Director Jack A. Fusco   For   Yes   No
Management   Elect Director Patricia K. Collawn   For   Yes   No
Management   Elect Director Brian E. Edwards   For   Yes   No
Management   Elect Director Denise Gray   For   Yes   No
Management   Elect Director Lorraine Mitchelmore   For   Yes   No
Management   Elect Director Donald F. Robillard, Jr.   For   Yes   No
Management   Elect Director Matthew Runkle   For   Yes   No
Management   Elect Director Neal A. Shear   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify KPMG LLP as Auditors   For   Yes   No
Shareholder   Report on Stranded Carbon Asset Risk   Against   Yes   No
                 
Sempra Energy                
Ticker: SRE                
Primary CUSIP: 816851109                
Meeting Date: 12-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Andres Conesa   For   Yes   No
Management   Elect Director Pablo A. Ferrero   For   Yes   No
Management   Elect Director Jeffrey W. Martin   For   Yes   No
Management   Elect Director Bethany J. Mayer   For   Yes   No
Management   Elect Director Michael N. Mears   For   Yes   No
Management   Elect Director Jack T. Taylor   For   Yes   No
Management   Elect Director Cynthia L. Walker   For   Yes   No
Management   Elect Director Cynthia J. Warner   For   Yes   No
Management   Elect Director James C. Yardley   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Increase Authorized Common Stock   For   Yes   No
Management   Change Company Name to Sempra   For   Yes   No
Management   Amend Articles of Incorporation   For   Yes   No
Shareholder   Require Independent Board Chair   Against   Yes   No
                 
Enphase Energy, Inc.                
Ticker: ENPH                
Primary CUSIP: 29355A107                
Meeting Date: 17-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Jamie Haenggi   For   Yes   No
Management   Elect Director Benjamin Kortlang   For   Yes   No
Management   Elect Director Richard Mora   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
                 
PPL Corporation                
Ticker: PPL                
Primary CUSIP: 69351T106                
Meeting Date: 17-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Arthur P. Beattie   For   Yes   No
Management   Elect Director Raja Rajamannar   For   Yes   No
Management   Elect Director Heather B. Redman   For   Yes   No
Management   Elect Director Craig A. Rogerson   For   Yes   No
Management   Elect Director Vincent Sorgi   For   Yes   No
Management   Elect Director Linda G. Sullivan   For   Yes   No
Management   Elect Director Natica von Althann   For   Yes   No
Management   Elect Director Keith H. Williamson   For   Yes   No
Management   Elect Director Phoebe A. Wood   For   Yes   No
Management   Elect Director Armando Zagalo de Lima   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Shareholder   Require Independent Board Chair   Against   Yes   No
                 
IDACORP, Inc.                
Ticker: IDA                
Primary CUSIP: 451107106                
Meeting Date: 18-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Odette C. Bolano   For   Yes   No
Management   Elect Director Richard J. Dahl   For   Yes   No
Management   Elect Director Annette G. Elg   For   Yes   No
Management   Elect Director Lisa A. Grow   For   Yes   No
Management   Elect Director Ronald W. Jibson   For   Yes   No
Management   Elect Director Judith A. Johansen   For   Yes   No
Management   Elect Director Dennis L. Johnson   For   Yes   No
Management   Elect Director Nate R. Jorgensen   For   Yes   No
Management   Elect Director Jeff C. Kinneeveauk   For   Yes   No
Management   Elect Director Susan D. Morris   For   Yes   No
Management   Elect Director Richard J. Navarro   For   Yes   No
Management   Elect Director Mark T. Peters   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
                 
NextEra Energy, Inc.                
Ticker: NEE                
Primary CUSIP: 65339F101                
Meeting Date: 18-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Nicole S. Arnaboldi   For   Yes   No
Management   Elect Director Sherry S. Barrat   For   Yes   No
Management   Elect Director James L. Camaren   For   Yes   No
Management   Elect Director Kenneth B. Dunn   For   Yes   No
Management   Elect Director Naren K. Gursahaney   For   Yes   No
Management   Elect Director Kirk S. Hachigian   For   Yes   No
Management   Elect Director John W. Ketchum   For   Yes   No
Management   Elect Director Amy B. Lane   For   Yes   No
Management   Elect Director David L. Porges   For   Yes   No
Management   Elect Director Deborah "Dev" Stahlkopf   For   Yes   No
Management   Elect Director John A. Stall   For   Yes   No
Management   Elect Director Darryl L. Wilson   For   Yes   No
Management   Ratify Deloitte & Touche as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Shareholder   Disclose Board Skills and Diversity Matrix   For   Yes   Yes
                 
Alliant Energy Corporation              
Ticker: LNT                
Primary CUSIP: 018802108                
Meeting Date: 23-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Stephanie L. Cox   For   Yes   No
Management   Elect Director Patrick E. Allen   For   Yes   No
Management   Elect Director Michael D. Garcia   For   Yes   No
Management   Elect Director Susan D. Whiting   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
                 
Shell Plc                
Ticker: SHEL                
Primary CUSIP: G80827101                
Meeting Date: 23-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Accept Financial Statements and Statutory Reports   For   Yes   No
Management   Approve Remuneration Policy   For   Yes   No
Management   Approve Remuneration Report   For   Yes   No
Management   Elect Wael Sawan as Director   For   Yes   No
Management   Elect Cyrus Taraporevala as Director   For   Yes   No
Management   Elect Sir Charles Roxburgh as Director   For   Yes   No
Management   Elect Leena Srivastava as Director   For   Yes   No
Management   Re-elect Sinead Gorman as Director   For   Yes   No
Management   Re-elect Dick Boer as Director   For   Yes   No
Management   Re-elect Neil Carson as Director   For   Yes   No
Management   Re-elect Ann Godbehere as Director   For   Yes   No
Management   Re-elect Jane Lute as Director   For   Yes   No
Management   Re-elect Catherine Hughes as Director   For   Yes   No
Management   Re-elect Sir Andrew Mackenzie as Director   For   Yes   No
Management   Re-elect Abraham Schot as Director   For   Yes   No
Management   Reappoint Ernst & Young LLP as Auditors   For   Yes   No
Management   Authorise the Audit Committee to Fix Remuneration of Auditors   For   Yes   No
Management   Authorise Issue of Equity   For   Yes   No
Management   Authorise Issue of Equity without Pre-emptive Rights   For   Yes   No
Management   Authorise Market Purchase of Ordinary Shares   For   Yes   No
Management   Authorise Off-Market Purchase of Ordinary Shares   For   Yes   No
Management   Authorise UK Political Donations and Expenditure   For   Yes   No
Management   Adopt New Articles of Association   For   Yes   No
Management   Approve Share Plan   For   Yes   No
Management   Approve the Shell Energy Transition Progress   For   Yes   No
Shareholder   Request Shell to Align its Existing 2030 Reduction Target Covering the Greenhouse Gas (GHG) Emissions of the Use of its Energy Products (Scope 3) with the Goal of the Paris Climate Agreement   Against   Yes   No
                 
Targa Resources Corp.                
Ticker: TRGP                
Primary CUSIP: 87612G101                
Meeting Date: 23-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Paul W. Chung   For   Yes   No
Management   Elect Director Charles R. Crisp   For   Yes   No
Management   Elect Director Laura C. Fulton   For   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Shareholder   Report on Efforts to Reduce Methane Emission Venting and Flaring in Supply Chain   Against   Yes   No
                 
Emera Inc.                
Ticker: EMA                
Primary CUSIP: 290876101                
Meeting Date: 24-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Scott C. Balfour   For   Yes   No
Management   Elect Director James V. Bertram   For   Yes   No
Management   Elect Director Henry E. Demone   For   Yes   No
Management   Elect Director Paula Y. Gold-Williams   For   Yes   No
Management   Elect Director Kent M. Harvey   For   Yes   No
Management   Elect Director B. Lynn Loewen   For   Yes   No
Management   Elect Director Ian E. Robertson   For   Yes   No
Management   Elect Director Andrea S. Rosen   For   Yes   No
Management   Elect Director M. Jacqueline Sheppard   For   Yes   No
Management   Elect Director Karen H. Sheriff   For   Yes   No
Management   Elect Director Jochen E. Tilk   For   Yes   No
Management   Ratify Ernst & Young LLP as Auditors   For   Yes   No
Management   Authorize Board to Fix Remuneration of Auditors   For   Yes   No
Management   Advisory Vote on Executive Compensation Approach   For   Yes   No
Management   Amend Stock Option Plan   For   Yes   No
                 
ONEOK, Inc.                
Ticker: OKE                
Primary CUSIP: 682680103                
Meeting Date: 24-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Brian L. Derksen   For   Yes   No
Management   Elect Director Julie H. Edwards   For   Yes   No
Management   Elect Director Mark W. Helderman   For   Yes   No
Management   Elect Director Randall J. Larson   For   Yes   No
Management   Elect Director Steven J. Malcolm   For   Yes   No
Management   Elect Director Jim W. Mogg   For   Yes   No
Management   Elect Director Pattye L. Moore   For   Yes   No
Management   Elect Director Pierce H. Norton, II   For   Yes   No
Management   Elect Director Eduardo A. Rodriguez   For   Yes   No
Management   Elect Director Gerald D. Smith   For   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Amend Qualified Employee Stock Purchase Plan   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
                 
Plains All American Pipeline, L.P.              
Ticker: PAA                
Primary CUSIP: 726503105                
Meeting Date: 24-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Willie Chiang   For   Yes   No
Management   Elect Director Ellen R. DeSanctis   For   Yes   No
Management   Elect Director Alexandra D. Pruner   For   Yes   No
Management   Elect Director Lawrence M. Ziemba   For   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
                 
The Southern Company                
Ticker: SO                
Primary CUSIP: 842587107                
Meeting Date: 24-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Janaki Akella   For   Yes   No
Management   Elect Director Henry A. "Hal" Clark, III   For   Yes   No
Management   Elect Director Anthony F. "Tony" Earley, Jr.   For   Yes   No
Management   Elect Director Thomas A. Fanning   For   Yes   No
Management   Elect Director David J. Grain   For   Yes   No
Management   Elect Director Colette D. Honorable   For   Yes   No
Management   Elect Director Donald M. James   For   Yes   No
Management   Elect Director John D. Johns   For   Yes   No
Management   Elect Director Dale E. Klein   For   Yes   No
Management   Elect Director David E. Meador   For   Yes   No
Management   Elect Director Ernest J. Moniz   For   Yes   No
Management   Elect Director William G. Smith, Jr.   For   Yes   No
Management   Elect Director Kristine L. Svinicki   For   Yes   No
Management   Elect Director Lizanne Thomas   For   Yes   No
Management   Elect Director Christopher C. Womack   For   Yes   No
Management   Elect Director E. Jenner Wood, III   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Management   Eliminate Supermajority Vote Requirement   For   Yes   No
Shareholder   Adopt Simple Majority Vote   Against   Yes   No
Shareholder   Adopt Scope 3 GHG Emissions Reduction Targets Aligned with Paris Agreement Goal   Against   Yes   No
Shareholder   Report on Feasibility of Net-Zero GHG Emissions   Against   Yes   No
                 
Xcel Energy Inc.                
Ticker: XEL                
Primary CUSIP: 98389B100                
Meeting Date: 24-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Megan Burkhart   For   Yes   No
Management   Elect Director Lynn Casey   For   Yes   No
Management   Elect Director Bob Frenzel   For   Yes   No
Management   Elect Director Netha Johnson   For   Yes   No
Management   Elect Director Patricia Kampling   For   Yes   No
Management   Elect Director George Kehl   For   Yes   No
Management   Elect Director Richard O'Brien   For   Yes   No
Management   Elect Director Charles Pardee   For   Yes   No
Management   Elect Director Christopher Policinski   For   Yes   No
Management   Elect Director James Prokopanko   For   Yes   No
Management   Elect Director Kim Williams   For   Yes   No
Management   Elect Director Daniel Yohannes   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
Management   Advisory Vote on Say on Pay Frequency   One Year   Yes   No
Management   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
                 
ONE Gas, Inc.                
Ticker: OGS                
Primary CUSIP: 68235P108                
Meeting Date: 25-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Elect Director Robert B. Evans   For   Yes   No
Management   Elect Director John W. Gibson   For   Yes   No
Management   Elect Director Tracy E. Hart   For   Yes   No
Management   Elect Director Michael G. Hutchinson   For   Yes   No
Management   Elect Director Robert S. McAnnally   For   Yes   No
Management   Elect Director Pattye L. Moore   For   Yes   No
Management   Elect Director Eduardo L. Rodriguez   For   Yes   No
Management   Elect Director Douglas H. Yaeger   For   Yes   No
Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Yes   No
Management   Advisory Vote to Ratify Named Executive Officers' Compensation   For   Yes   No
                 
TotalEnergies SE                
Ticker: TTE                
Primary CUSIP: F92124100                
Meeting Date: 26-May-23                
                 
Proponent   Proposal Text   Vote Instruction   Voted   Vote Against Management
Management   Approve Financial Statements and Statutory Reports   For   Yes   No
Management   Approve Consolidated Financial Statements and Statutory Reports   For   Yes   No
Management   Approve Allocation of Income and Dividends of EUR 3.81 per Share   For   Yes   No
Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   Yes   No
Management   Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   For   Yes   No
Management   Reelect Marie-Christine Coisne-Roquette as Director   For   Yes   No
Management   Reelect Mark Cutifani as Director   For   Yes   No
Management   Elect Dierk Paskert as Director   For   Yes   No
Management   Elect Anelise Lara as Director   For   Yes   No
Management   Approve Compensation Report of Corporate Officers   For   Yes   No
Management   Approve Remuneration Policy of Directors; Approve Remuneration of Directors in the Aggregate Amount of EUR 1.95 Million   For   Yes   No
Management   Approve Compensation of Patrick Pouyanne, Chairman and CEO   For   Yes   No
Management   Approve Remuneration Policy of Chairman and CEO   For   Yes   No
Management   Approve the Company's Sustainable Development and Energy Transition Plan   For   Yes   No
Management   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   For   Yes   No
Management   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   Yes   No
Management   Remove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 18 of Bylaws Accordingly   For   Yes   No
Shareholder   Align Targets for Indirect Scope 3 Emissions with the Paris Climate Agreement (Advisory)   Against   Yes   No

  

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

FIRST TRUST New Opportunities MLP & ENERGY FUND

 
         
By (Signature and Title)* /s/ James M. Dykas    
  James M. Dykas, President and Chief Executive Officer    
         
Date August 17, 2023      

 

* Print the name and title of each signing officer under his or her signature.

 


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