Securities Registration: Employee Benefit Plan (s-8)
04 Mars 2013 - 3:01PM
Edgar (US Regulatory)
As filed with
the Securities and Exchange Commission on March 4, 2013
Registration
No. 333-
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
GASLOG LTD.
(Exact Name
of Registrant as Specified in Its Charter)
Bermuda
(State
or other jurisdiction of
incorporation
or organization)
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N/A
(I.R.S.
Employer
Identification
Number)
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c/o GasLog
Monaco S.A.M.
Gildo Pastor Center
7 Rue du Gabian
MC 98000, Monaco
(Address,
including Zip Code, of Principal Executive Offices)
GasLog
Ltd. 2013 Omnibus Incentive Compensation Plan
(Full title
of the plan)
CT Corporation
System
111 Eighth Avenue
New York,
New York 10011
(212) 590-9338
(Name, Address,
including Zip Code, and Telephone Number, including Area Code, of Agent for Service)
Copies
to:
Head of
Legal
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GasLog Ltd.
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c/o GasLog Monaco S.A.M
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Gildo Pastor Center
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7 Rue du Gabian
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MC 98000, Monaco
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+
377-9797-5115
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Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions
of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2
of the Exchange Act. (Check one):
Large
accelerated filer
£
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Accelerated
filer
£
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Non-accelerated
filer
R
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Smaller
reporting company
£
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(Do
not check if a smaller reporting company)
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CALCULATION OF REGISTRATION FEE
Title of securities to be registered
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Amount to be registered (1)
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Proposed maximum offering price per
share (2)
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Proposed maximum aggregate offering price (2)
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Amount of registration fee
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Common shares, $0.01 par value per share
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3,143,158
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$13.04
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$40,986,780.32
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$5,590.60
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(1)
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This
Registration Statement covers
3,143,158 common shares, $0.01
par value per share (the “Shares”),
of GasLog Ltd. (the “Company”),
authorized to be offered and
sold pursuant to the Company’s
2013 Omnibus Incentive Compensation
Plan, as may be amended from
time to time (the “Plan”).
In addition, pursuant to Rule
416 under the Securities Act
of 1933, as amended (the “Securities
Act”), this Registration
Statement covers an indeterminable
number of additional Shares
as may hereafter be offered
or issued, pursuant to the Plan,
to prevent dilution resulting
from stock splits, stock dividends
or similar transactions effected
without receipt of consideration.
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(2)
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Estimated
solely for calculating the registration
fee pursuant to paragraphs (c)
and (h) of Rule 457 under the
Securities Act. The price per
Share is estimated based on
the average of the high and
low trading prices per Share
on February 27, 2013, as reported
by the New York Stock Exchange.
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EXPLANATORY NOTE
Except as specifically noted, “the
Company,” “we,” “us,” “our” and similar words in this Registration Statement refer to
GasLog Ltd. Also, in this Registration Statement, “$” refers to U.S. dollars.
PART I
INFORMATION REQUIRED IN THE SECTION 10(a)
PROSPECTUS
Item 1. Plan Information.
All information required by Part I of
Form S-8 to be contained in the Section 10(a) prospectus is omitted from this Registration Statement in accordance with Rule 428
under the Securities Act of 1933, as amended (the “
Securities Act
”), and the Note to Part I of Form S-8.
Item 2. Registrant Information and Employee Plan Annual
Information.
All information required by Part I of
Form S-8 to be contained in the Section 10(a) prospectus is omitted from this Registration Statement in accordance with Rule 428
under the Securities Act and the Note to Part I of Form S-8.
PART II
INFORMATION REQUIRED IN THE REGISTRATION
STATEMENT
Item 3. Incorporation of Certain Documents by Reference.
The following documents filed with the Securities
and Exchange Commission (the “Commission”) by the Company are incorporated by reference into the Registration Statement
and made a part hereof:
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(a)
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the Company’s Prospectus filed pursuant to Rule 424(b)(4) on April 2, 2012;
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(b)
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the Company’s Current Reports on Form 6-K filed on May 17, 2012, August 21, 2012 and November 21, 2012 (related to the
Company’s quarterly financial results); and
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(c)
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the description of the Company’s common shares
which is contained in
the Company’s
Registration Statement on Form 8-A (Registration Statement No. 001-35466),
filed with the Commission
on March 21, 2012
,
pursuant to the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), including any amendment or report filed for the purpose of updating such description.
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In addition, all documents filed by the Company
with the Commission pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, subsequent to the date of this Registration
Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all the securities
offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by
reference in this Registration Statement and to be a part hereof from the date of the filing of such documents with the Commission.
Any statement contained in a document incorporated by reference herein shall be deemed to be modified or superseded for purposes
hereof to the extent that a statement contained herein (or in any other subsequently filed document which also is incorporated
by reference herein) modifies or supersedes such statement. Any statement so modified or superseded shall not be deemed to constitute
a part hereof except as so modified or superseded.
Item 4. Description of Securities.
Not applicable.
Item 5. Interests of Named Experts and Counsel.
None.
Item 6. Indemnification of Directors and Officers.
Section 98 of the Bermuda Companies Act 1981
(the “Companies Act”) provides generally that a Bermuda company may indemnify its directors and officers against any
liability which by virtue of any rule of law would
otherwise be imposed on them in respect of any negligence, default, breach of
duty or breach of trust, except in cases where such liability arises from fraud or dishonesty of which such director or officer
may be guilty in relation to the company. Section 98 further provides that a Bermuda company may indemnify its directors and officers
against any liability incurred by them in defending any proceedings, whether civil or criminal, in which judgment is awarded in
their favor or in which they are acquitted or granted relief by the Supreme Court of Bermuda pursuant to section 281 of the Companies
Act. The Company’s bye-laws provide that we shall indemnify our officers and directors in respect of their actions and omissions,
except in respect of their fraud or dishonesty. Our bye-laws also provide that the shareholders waive all claims or rights of action
that they might have, individually or in right of the Company, against any of the Company’s directors or officers for any
act or failure to act in the performance of such director’s or officer’s duties, except in respect of any fraud or
dishonesty of such director or officer.
Section 98A of the Companies Act and the
Company’s bye-laws permit us to purchase and maintain insurance for the benefit of any officer or director in respect of
any loss or liability attaching to him in respect of any negligence, default, breach of duty or breach of trust, whether or not
we may otherwise indemnify such officer or director. We have purchased and maintain a directors’ and officers’ liability
policy for such a purpose.
We have also entered into indemnification
agreements with our directors and officers which provide, among other things, that we will indemnify our directors and officers,
under the circumstances and to the extent provided for therein, for expenses, damages, judgments, fines, settlements and fees that
they may be required to pay in actions or proceedings which they are or may be made a party by reason of such person’s position
as a director, officer, employee or other agent of the Company, subject to, and to the maximum extent permitted by, applicable
law.
Item 7. Exemption from Registration Claimed.
Not applicable.
Item 8. Exhibits.
Exhibit
Number
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Exhibit
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4.1
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Amended Memorandum of Association the Company (incorporated herein by reference to Exhibit 3.1 to the Company’s amended Registration Statement on Form F-1/A filed on March 14, 2012).
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4.2
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Form of Bye-laws of the Company (incorporated herein by reference to Exhibit 3.2 to the Company’s amended Registration Statement on Form F-1/A filed on March 14, 2012).
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4.3
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Specimen Share Certificate (incorporated herein by reference to Exhibit 4.1 to the Company’s amended Registration Statement on Form F-1/A filed on March 14, 2012).
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4.4
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Form of Registration Rights Agreement (incorporated herein by reference to Exhibit 4.2 to the Company’s amended Registration Statement on Form F-1/A filed on March 14, 2012).
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4.5
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GasLog Ltd. 2013 Omnibus Incentive Compensation Plan.
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5.1
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Opinion of Conyers Dill & Pearman Limited.
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23.1
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Consent of Deloitte Hadjipavlou, Sofianos & Cambanis S.A.
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23.2
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Consent of Conyers Dill & Pearman Limited (included in Exhibit 5.1).
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24.1
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Power of Attorney (included on the signature page hereto).
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Item 9. Undertakings.
1. The undersigned registrant hereby undertakes:
(a) To file, during any period in which
offers or sales are being made, a post-effective amendment to the Registration Statement:
(i) to
include any prospectus required by Section 10(a)(3) of the Securities Act;
(ii) to
reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent
post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set
forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if
the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high
end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule
424(b) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering
price set forth in the “Calculation of Registration Fee” table in the effective Registration Statement; and
(iii) to
include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement
or any material change to such information in the Registration Statement;
provided
,
however
, that paragraphs (1)(a)(i) and
(1)(a)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained
in reports filed with, or furnished to, the Commission by the Company pursuant to Section 13 or Section 15(d) of the Exchange Act
that are incorporated by reference in the Registration Statement.
(b) That, for the purpose of determining
any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating
to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide
offering thereof.
(c) To remove from registration by means
of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
2. The undersigned registrant hereby undertakes
that, for purposes of determining any liability under the Securities Act, each filing of the Company’s annual report pursuant
to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual
report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the Registration Statement shall be
deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that
time shall be deemed to be the initial bona fide offering thereof.
3. Insofar as indemnification for liabilities
arising under the Securities Act may be permitted to directors, officers, and controlling persons of the Company pursuant to the
foregoing provisions, or otherwise, the Company has been advised that in the opinion of the Commission such indemnification is
against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the Company of expenses incurred or paid by a director, officer or controlling
person of the Company in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling
person in connection with the securities being registered, the Company will, unless in the opinion of its counsel the matter has
been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification
by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing
on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized,
in the Principality of Monaco, on the 4th day of March, 2013.
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GASLOG LTD.
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By:
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/s/ Paul Wogan
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Name:
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Paul Wogan
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Title:
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Chief Executive Officer
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POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that
each person whose signature appears below constitutes and appoints each of Paul Wogan and Simon Crowe his or her true and lawful
attorney-in-fact and agent, with full powers of substitution and re-substitution, for him or her and in his or her name, place
and stead, in any and all capacities, to sign any or all amendments (including post-effective amendments) and exhibits to this
Registration Statement on Form S-8, and to any registration statement filed under Rule 462(b) under the Securities Act of 1933,
as amended, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Commission,
granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite
and necessary to be done, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and
confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue
hereof.
Pursuant to the requirements of the Securities
Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on the 4th day of
March, 2013.
Signature
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Title
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/s/ Paul Wogan
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Chief Executive Officer
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Name: Paul Wogan
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(Principal Executive Officer)
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/s/ Henrik Bjerregaard
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Chief Financial Officer
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Name: Henrik Bjerregaard
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(Principal Financial and Accounting Officer)
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/s/ Peter G. Livanos
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Chairman and Director
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Name: Peter G. Livanos
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/s/ Philip Radziwill
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Vice Chairman and Director
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Name: Philip Radziwill
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/s/ Bruce L. Blythe
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Director
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Name: Bruce L. Blythe
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/s/ Paul J. Collins
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Director
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Name: Paul J. Collins
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/s/ William M. Friedrich
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Director
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Name: William M. Friedrich
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/s/ Julian Metherell
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Director
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Name: Julian Metherell
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/s/ Anthony S. Papadimitriou
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Director
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Name: Anthony S. Papadimitriou
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/s/ Robert D. Somerville
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Director
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Name: Robert D. Somerville
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SIGNATURE OF AUTHORIZED REPRESENTATIVE
IN THE UNITED STATES
Pursuant to the requirements of the Securities
Act of 1933, the registrant’s duly authorized representative in the United States has signed this Registration Statement
in the City of Newark, State of Delaware, on March 4, 2013.
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PUGLISI & ASSOCIATES
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By:
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/s/ Donald J. Puglisi
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Name:
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Donald J. Puglisi
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Title:
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Managing Director
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INDEX TO
EXHIBITS
Exhibit No.
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Description of Exhibit
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4.1
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Amended Memorandum of Association the Company (incorporated herein by reference to Exhibit
3.1 to the Company’s amended Registration Statement on Form F-1/A filed on March 14, 2012).
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4.2
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Form of Bye-laws of the Company (incorporated herein by reference to Exhibit 3.2 to the
Company’s amended Registration Statement on Form F-1/A filed on March 14, 2012).
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4.3
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Specimen Share Certificate (incorporated herein by reference to Exhibit 4.1 to the Company’s
amended Registration Statement on Form F-1/A filed on March 14, 2012).
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4.4
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Form of Registration Rights Agreement (incorporated herein by reference to Exhibit 4.2 to
the Company’s amended Registration Statement on Form F-1/A filed on March 14, 2012).
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4.5
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GasLog Ltd. 2013 Omnibus Incentive Compensation Plan.
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5.1
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Opinion of Conyers Dill & Pearman Limited.
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23.1
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Consent of Deloitte Hadjipavlou, Sofianos & Cambanis S.A.
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23.2
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Consent of Conyers Dill & Pearman Limited (included in Exhibit 5.1).
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24.1
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Power of Attorney (included on the signature page hereto).
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