United States

Securities and Exchange Commission

Washington, DC 20549

 

Form N-PX/A

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-08795

 

HELIOS HIGH YIELD FUND

(Exact name of registrant as specified in Charter)

 

BROOKFIELD PLACE, 250 VESEY STREET

NEW YORK, NY 10281-1023

(Address of principal executive officers) (Zip code)

 

KIM G. REDDING, PRESIDENT

BROOKFIELD PLACE

250 VESEY STREET

NEW YORK, NEW YORK 10281-1023

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-497-3746

 

Date of fiscal year end: 06/30

 

Date of reporting period: July 1, 2012 – June 30, 2013

 

 

 



 

ITEM 1.  PROXY VOTING RECORD

 



 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-08795                                                     

Reporting Period: 07/01/2012 - 06/30/2013                                      

Helios High Yield Fund                                                         

                                                                                

                                                                                

                                                                                

 

 

 

 

 

 

================== Helios High Yield Fund (USB is custodian) ===================

 

 

AT&T INC.                                                                      

 

Ticker:       T              Security ID:  00206R102                           

Meeting Date: APR 26, 2013   Meeting Type: Annual                              

Record Date:  FEB 27, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randall L. Stephenson    For       For          Management

1.2   Elect Director Gilbert F. Amelio        For       For          Management

1.3   Elect Director Reuben V. Anderson       For       For          Management

1.4   Elect Director James H. Blanchard       For       For          Management

1.5   Elect Director Jaime Chico Pardo        For       For          Management

1.6   Elect Director Scott T. Ford            For       For          Management

1.7   Elect Director James P. Kelly           For       For          Management

1.8   Elect Director Jon C. Madonna           For       For          Management

1.9   Elect Director Michael B. McCallister   For       For          Management

1.10  Elect Director John B. McCoy            For       For          Management

1.11  Elect Director Joyce M. Roche           For       For          Management

1.12  Elect Director Matthew K. Rose          For       For          Management

1.13  Elect Director  Laura D'Andrea Tyson    For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Stock Purchase and Deferral Plan  For       For          Management

5     Report on Political Contributions       Against   For          Shareholder

6     Report on Reducing Lead Battery Health  Against   For          Shareholder

      Hazards                                                                  

7     Submit Severance Agreement              Against   For          Shareholder

      (Change-in-Control) to Shareholder Vote                                   

8     Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CEDAR FAIR, L.P.                                                                

 

Ticker:       FUN            Security ID:  150185106                           

Meeting Date: JUN 06, 2013   Meeting Type: Annual                              

Record Date:  APR 15, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Eric L. Affeldt          For       For          Management

1.2   Elect Director John M. Scott III        For       For          Management

1.3   Elect Director D. Scott Olivet          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CENTURYLINK, INC.                                                              

 

Ticker:       CTL            Security ID:  156700106                           

Meeting Date: MAY 22, 2013   Meeting Type: Annual                              

Record Date:  APR 03, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director W. Bruce Hanks           For       For          Management

1.2   Elect Director C. G. Melville, Jr.      For       For          Management

1.3   Elect Director Fred R. Nichols          For       For          Management

1.4   Elect Director William A. Owens         For       For          Management

1.5   Elect Director Harvey P. Perry          For       For          Management

1.6   Elect Director Glen F. Post, III        For       For          Management

1.7   Elect Director Laurie A. Siegel         For       For          Management

1.8   Elect Director Joseph R. Zimmel         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4a    Share Retention Policy                  Against   For          Shareholder

4b    Adopt Policy on Bonus Banking           Against   For          Shareholder

4c    Proxy Access                            Against   For          Shareholder

4d    Provide for Confidential Voting         Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

DEX ONE CORPORATION                                                            

 

Ticker:       DEXO           Security ID:  25212W100                           

Meeting Date: MAR 13, 2013   Meeting Type: Special                             

Record Date:  JAN 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Advisory Vote on Golden Parachutes      For       For          Management

3     Adjourn Meeting                         For       For          Management

4     Approve Restructuring Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

DYNEGY INC.                                                                    

 

Ticker:       DYNIQ          Security ID:  26816LAT9                            

Meeting Date: AUG 24, 2012   Meeting Type: Written Consent                     

Record Date:  JUL 02, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     To Accept The Plan                      None      Did Not Vote Management

2     To Elect Not to Grant the Releases      None      Did Not Vote Management

      Contained In Section 8.20 of the Plan                                    

      and Elect Not to Grant the                                               

      Corresponding Injunction                                                 

 

 

--------------------------------------------------------------------------------

 

DYNEGY INC.                                                                     

 

Ticker:       DYN            Security ID:  26817R108                           

Meeting Date: MAY 21, 2013   Meeting Type: Annual                              

Record Date:  MAR 28, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Hilary E. Ackermann      For       For          Management

1.2   Elect Director Paul M. Barbas           For       For          Management

1.3   Elect Director Robert C. Flexon         For       For          Management

1.4   Elect Director Richard Lee Kuersteiner  For       For          Management

1.5   Elect Director Jeffrey S. Stein         For       For          Management

1.6   Elect Director John R. Sult             For       For          Management

1.7   Elect Director Pat Wood, III            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

FRONTIER COMMUNICATIONS CORPORATION                                            

 

Ticker:       FTR            Security ID:  35906A108                           

Meeting Date: MAY 08, 2013   Meeting Type: Annual                              

Record Date:  MAR 12, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Leroy T. Barnes, Jr.     For       For          Management

1.2   Elect Director Peter C.B. Bynoe         For       For          Management

1.3   Elect Director Jeri B. Finard           For       For          Management

1.4   Elect Director Edward Fraioli           For       For          Management

1.5   Elect Director James S. Kahan           For       For          Management

1.6   Elect Director Pamela D.A. Reeve        For       For          Management

1.7   Elect Director Howard L. Schrott        For       For          Management

1.8   Elect Director Larraine D. Segil        For       For          Management

1.9   Elect Director Mark Shapiro             For       For          Management

1.10  Elect Director Myron A. Wick, III       For       For          Management

1.11  Elect Director Mary Agnes Wilderotter   For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Require Independent Board Chairman      Against   For          Shareholder

6     Ratify Auditors                         For       For          Management

 

========== END NPX REPORT


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) HELIOS HIGH YIELD FUND, INC.

 

By:

/s/ Kim G. Redding

 

 

Kim G. Redding, President

 

 

Date: September 11, 2013

 


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