UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

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FORM N-PX

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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number 811-05531

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BARINGS PARTICIPATION INVESTORS

(Exact name of registrant as specified in charter)

________________

 

 

300 South Tryon Street

Suite 2500

Charlotte, NC 28202

(Address of principal executive offices) (Zip code)

 

________________________________________________________________________________ 

Corporation Service Company (CSC)

251 Little Falls Drive, Wilmington, DE 19808

(name and address of agent for service)

________________________________________________________________________________

 

Registrant's telephone number, including area code:

(704) 805-7200

Date of fiscal year end:  December 31

Date of reporting period: July 1, 2022 - June 30, 2023

 


  

Item 1.  Proxy Voting Record.

 

ORBITAL ENERGY GROUP, INC.

 

Ticker: OEG Security ID: 68559A109
Meeting Date: July 21, 2022 Meeting Type: Annual

 

# Proposal Mgt Rec. Vote Cast
1. Election of Directors For For
2. Ratify Grant Thornton LLP as Auditors For For
3. Advisory Vote to Ratify Named Executive Officers' Compensation For Against
4. Amend Omnibus Stock Plan For For

 

ORBITAL INFRASTRUCTURE GROUP, INC.

 

Ticker: OIG Security ID: 68559A109
Meeting Date: April 18, 2023 Meeting Type: Special

 

# Proposal Mgt Rec. Vote Cast
1. Approve Reverse Stock Split For For
2. Approve Issuance of Shares for a Private Placement For For
3. Ratify PricewaterhouseCoopers LLP as Auditors For For
4. Adjourn Meeting For For

 

 

 

 

 


SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

(Registrant):         Barings Participation Investors  
     
     
By: /s/ Christina Emery  
 

Christina Emery, President

 
     
     
Date: August 31, 2023  

 


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