NexPoint Strategic Opportunities Fund
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AERIE PHARMACEUTICALS, INC. Agenda Number: 935421165
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Security: 00771V108
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: AERI
ISIN: US00771V1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. du Toit Mgmt For For
D. Gryska Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers ("say-on-pay").
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CENTRAL PUERTO S.A. Agenda Number: 935249183
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Security: 155038201
Meeting Type: Special
Meeting Date: 31-Jul-2020
Ticker: CEPU
ISIN: US1550382014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes.
2. Consideration of the extension of the Mgmt For
validity term of the Global Issuance
Program of Simple Corporate Bonds (not
convertible into Shares) for up to
US$1,000,000,000 (or a higher or lower
amount as approved at the Shareholders'
Meeting) or its equivalent in other
currency or the creation of a new Global
Issuance Program of Simple Corporate Bonds
(not convertible into Shares) for up to
US$1,000,000,000 (or a higher or lower
amount as approved at the Shareholders'
...(due to space limits, see proxy material
for full proposal).
3. Authorization to perform the relevant Mgmt For
procedures to comply with the Shareholders'
Meeting decision.
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CENTRAL PUERTO S.A. Agenda Number: 935384381
--------------------------------------------------------------------------------------------------------------------------
Security: 155038201
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: CEPU
ISIN: US1550382014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of holding the remote Mgmt For
Shareholder's Meeting, as per the terms of
RG CNV No. 830/2020.
2. Appointment of two shareholders to sign the Mgmt For
minutes.
3. Consideration of the Annual Report and its Mgmt For
exhibit, the Consolidated Statement of
Income, the Consolidated Statement of
Comprehensive Income, the Consolidated
Statement of Financial Position, the
Consolidated Statement of Changes in
Equity, the Consolidated Statement of Cash
Flow, the Notes to the Consolidated
Financial Statements and Exhibits, the
Separate Statement of Income, the Separate
Statement of Comprehensive Income, the
Separate Statement of Financial Position,
the ...(due to space limits, see proxy
material for full proposal).
4. Consideration of the income (loss) for the Mgmt For
period and the Board of Director's proposal
that consists on assigning: a) the amount
of ARS 344,596 to the statutory reserve;
and b) the amount of ARS 6,547,325 from
remaining balance of the income for the
period to the increase of the Optional
Reserve under Article 70 of the Business
Entity Act (Law no. 19550), which can be
destined to the following: (i) the
investment projects that are already
committed and/or (ii) future investments to
be made by ...(due to space limits, see
proxy material for full proposal).
5. Consideration of the Board of Directors Mgmt For
performance during the period ended
December 31, 2020.
6. Consideration of the Statutory Audit Mgmt For
Committee performance during the period
ended December 31, 2020.
7. Consideration of the remuneration of the Mgmt For
Company's Board of Directors for the period
ended December 31, 2020 within the limit of
profits in accordance with article 261 of
Law no. 19550 and CNV Regulations.
Consideration of the advanced payment of
fees to the Board of Directors for the
period closing next December 31, 2021.
8. Consideration of the remuneration of the Mgmt For
members of the Statutory Audit Committee
for the period ended December 31, 2020; and
the fee scheme for the period closing next
December 31, 2021.
9. Fixing of the number of Deputy Directors Mgmt Abstain
and appointment of Directors and Deputy
Directors. Continuity of the current
Chairman until the appointment by the Board
of Directors of the Company.
10. Appointment of the Statutory Audit Mgmt Abstain
Committee members and deputy members for
the period closing next December 31, 2021.
11. Consideration of the remuneration of the Mgmt For
external accountant of the Company
regarding the annual accounting documents
for the period 2020.
12. Appointment of the external accountant and Mgmt For
of the deputy external accountant for the
period closing next December 31, 2021 and
the fixing of its remuneration.
13. Approval of the Annual Budget for the Mgmt Abstain
functioning of the Audit Committee.
14. Consideration of the amendment of Section Mgmt Abstain
14 of the Bylaws referring to Shareholders'
Meeting so as to include the possibility of
them being held remotely.
15. Granting of authorizations. Mgmt For
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CRESUD, S.A.C.I.F. Y A. Agenda Number: 935283856
--------------------------------------------------------------------------------------------------------------------------
Security: 226406106
Meeting Type: Annual
Meeting Date: 26-Oct-2020
Ticker: CRESY
ISIN: US2264061068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For For
meetings' minutes.
2. Consideration of documents contemplated in Mgmt For For
paragraph 1, Section 234, Law No. 19,550
for the fiscal year ended June 30, 2020
3. Allocation of net gain for the fiscal year Mgmt Abstain Against
ended June 30, 2020 for $1,900,624,275.32.
Distribution of dividends in kind.
4. Consideration of Board of Directors' Mgmt For For
performance for the Fiscal Year ended June
30, 2020.
5. Consideration of Supervisory Committee's Mgmt For For
performance for the Fiscal Year ended June
30, 2020.
6. Consideration of compensation payable to Mgmt For For
the Board of Directors ($93,792,715,
allocated sum) for the Fiscal Year ended
June 30, 2020.
7. Consideration of compensation payable to Mgmt For For
the Supervisory Committee ($1,575,000,
allocated sum) for the Fiscal Year ended
June 30, 2020.
8. Determination of number and appointment of Mgmt Abstain Against
regular directors and alternate directors
for a term of three fiscal years.
9. Appointment of regular and alternate Mgmt Abstain Against
members of the Supervisory Committee for a
term of one fiscal year.
10. Appointment of certifying accountant for Mgmt For For
the next fiscal year.
11. Consideration of the approval of Mgmt For For
compensation for $15,300,333, payable to
certifying accountant for the fiscal year
ended June 30, 2020.
12. Consideration of annual budget for Mgmt Abstain Against
implementation of the audit committee's
annual plan.
13. Consideration of incentive plan for Mgmt For For
employees, management, and directors,
approved on the Shareholders Meeting held
on October 30, 2019. Guidelines for the
implementation of the plan that will be
bonused to its beneficiaries, paying up the
corresponding capital increase with
reserves of the company according to Art.
68 of Law 26,831 of Capital Market.
14. Authorization to carry out registration Mgmt For For
proceedings relating to this shareholders'
meeting before the Argentine Securities
Commission and the general superintendence
of corporations.
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HERON THERAPEUTICS, INC. Agenda Number: 935414817
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Security: 427746102
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: HRTX
ISIN: US4277461020
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Barry Quart, Pharm.D.
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Stephen Davis
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Craig Johnson
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kimberly Manhard
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christian Waage
2. To ratify the appointment of OUM & Co. LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, Mgmt For For
compensation paid to our Named Executive
Officers during the year ended December 31,
2020.
4. To amend the Company's 2007 Amended and Mgmt Against Against
Restated Equity Incentive Plan (the "2007
Plan") to increase the number of shares of
common stock authorized for issuance
thereunder from 25,800,000 to 27,800,000.
5. To amend the Company's 1997 Employee Stock Mgmt For For
Purchase Plan, as amended (the "ESPP") to
increase the number of shares of common
stock authorized for issuance thereunder
from 775,000 to 975,000.
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JERNIGAN CAPITAL, INC. Agenda Number: 935278780
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Security: 476405105
Meeting Type: Special
Meeting Date: 26-Oct-2020
Ticker: JCAP
ISIN: US4764051052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger of NexPoint RE Mgmt For For
Merger, Inc. with and into Jernigan
Capital, Inc., and the other transactions
contemplated by the Agreement and Plan of
Merger, dated as of August 3, 2020 and as
it may be amended from time to time, among
Jernigan Capital, Inc., Jernigan Capital
Operating Company, LLC, NexPoint RE Merger,
Inc. and NexPoint RE Merger OP, LLC, as
more particularly described in the Proxy
Statement.
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to our named executive
officers that is based on or otherwise
relates to the merger, as more particularly
described in the Proxy Statement.
3. To approve any adjournment of the special Mgmt For For
meeting for the purpose of soliciting
additional proxies if there are not
sufficient votes at the special meeting to
approve the merger and the other
transactions contemplated by the merger
agreement.
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LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 935273033
--------------------------------------------------------------------------------------------------------------------------
Security: 54150E104
Meeting Type: Special
Meeting Date: 30-Sep-2020
Ticker: LOMA
ISIN: US54150E1047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of the persons in charge of Mgmt For
executing the minutes.
2. Consideration of the use of all the funds Mgmt For
in the Reserve for Future Dividends and
part of the funds in the Optional Reserve,
in both cases, for the payment of dividends
up to ARS 2,400,000,000. Determination of
the terms and conditions of the dividend
payment, including, without limitation, the
currency of payment.
3. Granting of the relevant authorizations for Mgmt For
the carrying out of paperwork and to make
the necessary filings.
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LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 935374188
--------------------------------------------------------------------------------------------------------------------------
Security: 54150E104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: LOMA
ISIN: US54150E1047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of the persons in charge of Mgmt For For
subscribing the minute.
2. Consideration of the documents to which Mgmt For For
paragraph 1) of Section 234 of the
Argentine Corporations Act refers to, that
correspond to the regular financial year No
96 ended on December 31st, 2020.
3. Consideration of the modification of the Mgmt For For
allocation of the Optional Reserve and
change of name to "Optional Reserve for
Future Dividends".
4. Consideration of the positive unallocated Mgmt For For
earnings of the year ended on December
31st, 2020 of the amount of ARS
11,351,024,000. Consideration of the
proposal of the Board of Directors to
allocate said sum to the "Optional Reserve
for Future Dividends". Delegation of the
power to completely or partially use such
reserve one or more times to the Board of
Directors, depending on the evolution of
the business and until the next
shareholders' meeting at which the
financial statements as of December 31st,
2021 are considered.
5. Consideration of the performance of the Mgmt For
members of the Board of Directors for the
year ended December 31st, 2020.
6. Consideration of the performance of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2020.
7. Consideration of the remuneration of the Mgmt For
Board of Directors that corresponds to the
year that ended on December 31st, 2020 of
ARS 99,020,464.96 (total amount of
remunerations).
8. Consideration of the remuneration of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2020.
9. Setting of the number of directors and Mgmt For
appointment of the full and alternate
members for year 2021. Approval of a policy
aimed at maintaining a proportion of at
least 20% independent members over the
total number of members of the Board during
the year in course.
10. Appointment of the full and alternate Mgmt For
members of the Supervisory Committee for
year 2021.
11. Appointment of External Auditors and of the Mgmt For For
main partner and alternate partner of the
respective accounting firm for the year of
2021.
12. Approval of the fees of the External Mgmt For For
Auditors for the year ended on December
31st, 2020.
13. Consideration of the fees of the External Mgmt Abstain Against
Auditors for the year 2021.
14. Approval of the budget of the Audit Mgmt For For
Committee for 2021.
15. Exemption from the preferential offer of Mgmt For For
shares to shareholders under section 67 of
Argentine Law No. 26,831 in relation to the
implementation of the Stock Incentive
Programs approved at the Board meeting held
on February 12, 2021.
16. Granting of the relevant authorizations for Mgmt For For
the carrying out of paperwork and to make
the necessary filings.
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NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 935404664
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Security: 65341D102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: NXRT
ISIN: US65341D1028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual meeting: James Dondero
1B. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Brian Mitts
1C. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Edward Constantino
1D. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Scott Kavanaugh
1E. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Arthur Laffer
1F. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Catherine Wood
2. Advisory Vote on Executive Compensation: to Mgmt For For
approve, on an advisory basis, the
compensation of our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
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NEXTDECADE CORPORATION Agenda Number: 935434073
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Security: 65342K105
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: NEXT
ISIN: US65342K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class A Director: Matthew Mgmt For For
Schatzman
1.2 Election of Class A Director: Taewon Jun Mgmt For For
1.3 Election of Class A Director: Avinash Mgmt For For
Kripalani
1.4 Election of Class A Director: William Mgmt For For
Vrattos
1.5 Election of Class C Director: Edward Andrew Mgmt For For
Scoggins, Jr.
2. To approve the potential issuance of a Mgmt For For
number of shares of common stock greater
than 19.99% of outstanding common stock
underlying Series C Preferred Stock and
Series C Warrants in compliance with Nasdaq
Stock Market Rule 5635(d).
3. To amend the Company's 2017 Omnibus Mgmt For For
Incentive Plan to increase the number of
shares available under such plan and remove
certain individual limits on shares
issuable during a calendar year.
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
5. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on the compensation paid to the
Company's named executive officers.
6. To ratify the reappointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accountants and auditors
for the fiscal year ending December 31,
2021.
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PARATEK PHARMACEUTICALS, INC. Agenda Number: 935410516
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Security: 699374302
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PRTK
ISIN: US6993743029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rolf K. Hoffmann Mgmt For For
Kristine Peterson Mgmt For For
Jeffrey Stein, Ph.D. Mgmt For For
2. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the number of
authorized shares of our common stock from
100,000,000 shares to 200,000,000 shares.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
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POSTAL REALTY TRUST INC Agenda Number: 935437081
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Security: 73757R102
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: PSTL
ISIN: US73757R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick R. Donahoe Mgmt For For
Barry Lefkowitz Mgmt For For
Jane Gural-Senders Mgmt For For
Anton Feingold Mgmt For For
Andrew Spodek Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approve an amendment to the Company's 2019 Mgmt For For
Incentive Plan.
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TRANSOCEAN, LTD. Agenda Number: 935437043
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Security: H8817H100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: RIG
ISIN: CH0048265513
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2020 Annual Report, Mgmt For For
Including the Audited Consolidated
Financial Statements of Transocean Ltd. for
Fiscal Year 2020 and the Audited Statutory
Financial Statements of Transocean Ltd. for
Fiscal Year 2020.
2 Discharge of the Members of the Board of Mgmt For For
Directors and Executive Management Team
From Liability for Activities During Fiscal
Year 2020.
3 Appropriation of the Accumulated Loss for Mgmt For For
Fiscal Year 2020 and Release of CHF 8.0
Billion of Statutory Capital Reserves from
Capital Contribution and Allocation to Free
Capital Reserves from Capital Contribution.
4 Renewal of Shares Authorized for Issuance. Mgmt For For
5A Election of Director: Glyn A. Barker Mgmt For For
5B Election of Director: Vanessa C.L. Chang Mgmt For For
5C Election of Director: Frederico F. Curado Mgmt For For
5D Election of Director: Chadwick C. Deaton Mgmt For For
5E Election of Director: Vincent J. Intrieri Mgmt For For
5F Election of Director: Samuel J. Merksamer Mgmt For For
5G Election of Director: Frederik W. Mohn Mgmt For For
5H Election of Director: Edward R. Muller Mgmt For For
5I Election of Director: Margareth Ovrum Mgmt For For
5J Election of Director: Diane de Saint Victor Mgmt For For
5K Election of Director: Jeremy D. Thigpen Mgmt For For
6 Election of Chadwick C. Deaton as the Chair Mgmt For For
of the Board of Directors for a Term
Extending Until Completion of the Next
Annual General Meeting.
7A Election of the Member of the Compensation Mgmt For For
Committee for a Term Extending Until
Completion of the Next Annual General
Meeting: Glyn A. Barker
7B Election of the Member of the Compensation Mgmt For For
Committee for a Term Extending Until
Completion of the Next Annual General
Meeting: Vanessa C.L. Chang
7C Election of the Member of the Compensation Mgmt For For
Committee for a Term Extending Until
Completion of the Next Annual General
Meeting: Samuel J. Merksamer
8 Election of Schweiger Advokatur / Notariat Mgmt For For
as the Independent Proxy for a Term
Extending Until Completion of the Next
Annual General Meeting.
9 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2021 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term.
10 Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation for Fiscal Year 2021.
11A Ratification of the Maximum Aggregate Mgmt For For
Amount of Compensation of the Board of
Directors for the Period Between the 2021
Annual General Meeting and the 2022 Annual
General Meeting.
11B Ratification of an amount of US $24,000,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Executive Management
Team for Fiscal Year 2022.
12 Approval of Amendment and Restatement of Mgmt For For
the Transocean Ltd. 2015 Long-Term
Incentive Plan.
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VISTRA CORP. Agenda Number: 935375344
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Security: 92840M102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: VST
ISIN: US92840M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott B. Helm Mgmt For For
1B. Election of Director: Hilary E. Ackermann Mgmt For For
1C. Election of Director: Arcilia C. Acosta Mgmt For For
1D. Election of Director: Gavin R. Baiera Mgmt For For
1E. Election of Director: Paul M. Barbas Mgmt For For
1F. Election of Director: Lisa Crutchfield Mgmt For For
1G. Election of Director: Brian K. Ferraioli Mgmt For For
1H. Election of Director: Jeff D. Hunter Mgmt For For
1I. Election of Director: Curtis A. Morgan Mgmt For For
1J. Election of Director: John R. Sult Mgmt For For
2. Approve, on an advisory basis, the 2020 Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
* Management position unknown
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