|
|
|
|
|
|
|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
Nuveen New York Premium Income Municipal Fund, Inc. (NNF)
|
|
|
|
|
|
December 31, 2012
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
Consumer Staples – 2.4% (1.6% of Total Investments)
|
|
|
|
$ 3,700
|
|
TSASC Inc., New York, Tobacco Asset-Backed Bonds, Series 2006, 5.125%, 6/01/42
|
6/16 at 100.00
|
B+
|
$ 3,173,564
|
|
|
Education and Civic Organizations – 21.8% (14.8% of Total Investments)
|
|
|
|
|
|
Dormitory Authority of the State of New York, General Revenue Bonds, New York University,
|
|
|
|
|
|
Series 2001-1:
|
|
|
|
1,500
|
|
5.500%, 7/01/24 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,987,080
|
500
|
|
5.500%, 7/01/40 – AMBAC Insured
|
No Opt. Call
|
AA–
|
658,550
|
435
|
|
Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of
|
No Opt. Call
|
BBB
|
505,688
|
|
|
Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
No Opt. Call
|
Aa2
|
1,024,280
|
|
|
Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) – SYNCORA GTY Insured
|
|
|
|
635
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/15 at 100.00
|
Aa2
|
683,406
|
|
|
Facilities, Series 2004A, 5.000%, 7/01/29 – NPFG Insured
|
|
|
|
970
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/16 at 100.00
|
Aa2
|
1,063,072
|
|
|
Facilities, Series 2006A, 5.000%, 7/01/31 – NPFG Insured
|
|
|
|
1,500
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/21 at 100.00
|
Aa2
|
1,702,530
|
|
|
Facilities, Series 2011A, 5.000%, 7/01/41
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/22 at 100.00
|
Aa2
|
1,165,610
|
|
|
Facilities, Series 2012A, 5.000%, 7/01/42
|
|
|
|
255
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Barnard College, Series 2007A,
|
7/17 at 100.00
|
BBB
|
277,675
|
|
|
5.000%, 7/01/37 – FGIC Insured
|
|
|
|
600
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Convent of the Sacred Heart,
|
5/21 at 100.00
|
AA–
|
712,320
|
|
|
Series 2011, 5.750%, 11/01/40 – AGM Insured
|
|
|
|
345
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2007,
|
7/17 at 100.00
|
AA–
|
381,881
|
|
|
5.000%, 7/01/32 – AMBAC Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/19 at 100.00
|
AA–
|
1,193,680
|
|
|
2009A, 5.250%, 7/01/34
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/19 at 100.00
|
AA–
|
3,476,040
|
|
|
2009B, 5.000%, 7/01/39
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
|
7/20 at 100.00
|
Aa1
|
1,149,720
|
|
|
University, Series 2010A, 5.000%, 7/01/40
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Rochester Institute of
|
|
|
|
|
|
Technology, Series 2006A:
|
|
|
|
250
|
|
5.250%, 7/01/20 – AMBAC Insured
|
No Opt. Call
|
A1
|
308,778
|
200
|
|
5.250%, 7/01/21 – AMBAC Insured
|
No Opt. Call
|
A1
|
248,986
|
1,935
|
|
Dormitory Authority of the State of New York, State and Local Appropriation Lease Bonds,
|
7/15 at 100.00
|
AA–
|
2,112,053
|
|
|
Upstate Community Colleges, Series 2005A, 5.000%, 7/01/19 – FGIC Insured
|
|
|
|
535
|
|
Madison County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Colgate
|
No Opt. Call
|
AA+
|
605,845
|
|
|
University, Tender Option Bond Trust 3127, 13.023%, 1/01/14 – AMBAC Insured (IF)
|
|
|
|
|
|
New York City Industrial Development Agency, New York, Payment in Lieu of Taxes Revenue Bonds,
|
|
|
|
|
|
Queens Baseball Stadium Project, Series 2009:
|
|
|
|
400
|
|
6.125%, 1/01/29 – AGC Insured
|
1/19 at 100.00
|
AA–
|
470,236
|
200
|
|
6.375%, 1/01/39 – AGC Insured
|
1/19 at 100.00
|
AA–
|
235,168
|
1,110
|
|
New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball
|
1/17 at 100.00
|
Ba1
|
1,110,799
|
|
|
Stadium Project, Series 2006, 5.000%, 1/01/46 – AMBAC Insured
|
|
|
|
1,445
|
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
|
3/19 at 100.00
|
AA–
|
1,765,111
|
|
|
PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|
|
|
|
|
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium
|
|
|
|
|
|
Project, Series 2006:
|
|
|
|
415
|
|
5.000%, 3/01/31 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
437,032
|
2,360
|
|
5.000%, 3/01/36 – NPFG Insured
|
9/16 at 100.00
|
BBB
|
2,462,117
|
2,025
|
|
4.500%, 3/01/39 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
2,056,550
|
600
|
|
Niagara Area Development Corporation, New York, Niagara University Project, Series 2012A,
|
5/22 at 100.00
|
BBB+
|
661,806
|
|
|
5.000%, 5/01/35
|
|
|
|
350
|
|
Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute,
|
9/20 at 100.00
|
A–
|
388,560
|
|
|
Series 2010A, 5.125%, 9/01/40
|
|
|
|
25,565
|
|
Total Education and Civic Organizations
|
|
|
28,844,573
|
|
|
Financials – 1.4% (1.0% of Total Investments)
|
|
|
|
1,635
|
|
Liberty Development Corporation, New York, Goldman Sachs Headquarter Revenue Bonds, Series
|
No Opt. Call
|
A
|
1,909,991
|
|
|
2005, 5.250%, 10/01/35
|
|
|
|
|
|
Health Care – 8.0% (5.5% of Total Investments)
|
|
|
|
280
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds,
|
8/19 at 100.00
|
AA+
|
346,503
|
|
|
Hospital for Special Surgery, Series 2009, 6.250%, 8/15/34
|
|
|
|
1,400
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds, St.
|
3/13 at 100.00
|
N/R
|
1,404,508
|
|
|
Barnabas Hospital, Series 2002A, 5.125%, 2/01/22 – AMBAC Insured
|
|
|
|
805
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Hudson
|
8/17 at 100.00
|
AA–
|
910,487
|
|
|
Valley Hospital Center, Series 2007, 5.000%, 8/15/27 – AGM Insured
|
|
|
|
1,405
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
1,489,525
|
|
|
Hospital, Series 2004, 5.000%, 8/01/29 – FGIC Insured
|
|
|
|
620
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Health Quest System Inc., Series
|
7/17 at 100.00
|
AA–
|
691,238
|
|
|
2007B, 5.125%, 7/01/37 – AGC Insured
|
|
|
|
1,750
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York and Presbyterian
|
8/14 at 100.00
|
AA–
|
1,888,635
|
|
|
Hospital, Series 2004A, 5.250%, 8/15/15 – AGM Insured
|
|
|
|
|
|
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
1,625
|
|
5.250%, 2/15/21 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
1,633,353
|
1,000
|
|
5.250%, 2/15/22 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
1,005,820
|
705
|
|
Suffolk County Economic Development Corp / Nassau County Local Economic Assistance & Financing
|
7/21 at 100.00
|
A–
|
805,272
|
|
|
Corp., New York, Revenue Bonds, Catholic Health Services of Long Island Obligated Group
|
|
|
|
|
|
Project, Series 2011, 5.000%, 7/01/28
|
|
|
|
425
|
|
Westchester County Health Care Corporation, New York, Senior Lien Revenue Bonds, Series
|
11/20 at 100.00
|
A3
|
503,553
|
|
|
2010-C2, 6.125%, 11/01/37
|
|
|
|
10,015
|
|
Total Health Care
|
|
|
10,678,894
|
|
|
Housing/Multifamily – 2.8% (1.9% of Total Investments)
|
|
|
|
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
|
|
|
|
|
Series 2005A:
|
|
|
|
400
|
|
5.000%, 7/01/14 – FGIC Insured
|
No Opt. Call
|
AA–
|
424,968
|
400
|
|
5.000%, 7/01/16 – FGIC Insured
|
7/15 at 100.00
|
AA–
|
442,340
|
2,165
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
7/15 at 100.00
|
AA–
|
2,348,570
|
|
|
Series 2005A, 5.000%, 7/01/25 – NPFG Insured (UB) (4)
|
|
|
|
365
|
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds,
|
5/20 at 100.00
|
AA
|
395,459
|
|
|
Series 2010D-1A, 5.000%, 11/01/42
|
|
|
|
95
|
|
New York State Housing Finance Agency, Mortgage Revenue Refunding Bonds, Housing Project,
|
3/13 at 100.00
|
AA–
|
95,244
|
|
|
Series 1996A, 6.125%, 11/01/20 – AGM Insured
|
|
|
|
3,425
|
|
Total Housing/Multifamily
|
|
|
3,706,581
|
|
|
Tax Obligation/General – 8.6% (5.9% of Total Investments)
|
|
|
|
500
|
|
Erie County, New York, General Obligation Bonds, Series 2003A, 5.250%, 3/15/16 – NPFG Insured
|
3/13 at 100.00
|
A2
|
504,855
|
315
|
|
Erie County, New York, General Obligation Bonds, Series 2004B, 5.250%, 4/01/13 – NPFG Insured
|
No Opt. Call
|
A2
|
318,415
|
210
|
|
Nassau County, New York, General Obligation Improvement Bonds, Series 1993H, 5.500%, 6/15/16 –
|
No Opt. Call
|
A+
|
240,782
|
|
|
NPFG Insured
|
|
|
|
3,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2013 Series A-1, 5.000%, 10/01/28
|
10/22 at 100.00
|
AA
|
3,603,570
|
690
|
|
New York City, New York, General Obligation Bonds, Fiscal 2013 Series C, 5.000%, 8/01/28
|
8/22 at 100.00
|
AA
|
826,744
|
1,000
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005J, 5.000%, 3/01/19 –
|
3/15 at 100.00
|
AA
|
1,092,910
|
|
|
FGIC Insured
|
|
|
|
|
|
New York City, New York, General Obligation Bonds, Series 2004E:
|
|
|
|
1,000
|
|
5.000%, 11/01/19 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,081,760
|
1,100
|
|
5.000%, 11/01/20 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,189,936
|
915
|
|
Niagara Falls, New York, General Obligation Bonds, Series 1994, 7.500%, 3/01/13 – NPFG Insured
|
No Opt. Call
|
A2
|
924,681
|
1,525
|
|
Yonkers, New York, General Obligation Bonds, Series 2005A, 5.000%, 8/01/16 – NPFG Insured
|
8/15 at 100.00
|
BBB+
|
1,653,542
|
10,255
|
|
Total Tax Obligation/General
|
|
|
11,437,195
|
|
|
Tax Obligation/Limited – 63.6% (43.1% of Total Investments)
|
|
|
|
690
|
|
Dormitory Authority of the State of New York, Department of Health Revenue Bonds, Series
|
7/15 at 100.00
|
AA–
|
760,780
|
|
|
2005A, 5.250%, 7/01/24 – CIFG Insured
|
|
|
|
500
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, Wayne-Finger Lakes Board of
|
8/14 at 100.00
|
AA–
|
533,455
|
|
|
Cooperative Education Services, Series 2004, 5.000%, 8/15/23 – AGM Insured
|
|
|
|
1,210
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Department of Health, Series
|
7/14 at 100.00
|
AA–
|
1,291,457
|
|
|
2004-2, 5.000%, 7/01/20 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Mental Health Services Facilities
|
|
|
|
|
|
Improvements, Series 2005D-1:
|
|
|
|
225
|
|
5.000%, 2/15/15 – FGIC Insured
|
No Opt. Call
|
AA–
|
245,819
|
600
|
|
5.000%, 8/15/23 – FGIC Insured
|
2/15 at 100.00
|
AA–
|
650,118
|
10
|
|
Dormitory Authority of the State of New York, Revenue Bonds, School Districts Financing
|
4/13 at 100.00
|
A+
|
10,039
|
|
|
Program, Series 2002D, 5.250%, 10/01/23 – NPFG Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, State University Educational
|
No Opt. Call
|
Aa3
|
1,188,700
|
|
|
Facilities, Series 1993A, 5.500%, 5/15/19 – AMBAC Insured
|
|
|
|
2,200
|
|
Dormitory Authority of the State of New York, Second General Resolution Consolidated Revenue
|
No Opt. Call
|
AA–
|
2,549,712
|
|
|
Bonds, City University System, Series 1993A, 5.750%, 7/01/18 – AGM Insured
|
|
|
|
6,000
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General
|
3/21 at 100.00
|
AAA
|
6,859,799
|
|
|
Purpose Series 2011C, 5.000%, 3/15/41
|
|
|
|
20
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
No Opt. Call
|
AAA
|
21,909
|
|
|
2005F, 5.000%, 3/15/21 – AGM Insured
|
|
|
|
1,125
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/19 at 100.00
|
AA–
|
1,287,698
|
|
|
City School District Project, Series 2009A, 5.000%, 5/01/31
|
|
|
|
2,615
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/17 at 100.00
|
AA–
|
3,028,144
|
|
|
City School District, Series 2007A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
830
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/18 at 100.00
|
AA–
|
987,376
|
|
|
City School District Project, Series 2008A, 5.750%, 5/01/27 – AGM Insured (UB)
|
|
|
|
1,000
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
1,188,320
|
|
|
2011A, 5.750%, 2/15/47
|
|
|
|
5,000
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 5.000%,
|
2/17 at 100.00
|
A
|
5,289,699
|
|
|
2/15/47 – FGIC Insured
|
|
|
|
2,415
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Refunding Series
|
11/22 at 100.00
|
AA
|
2,901,574
|
|
|
2012A, 5.000%, 11/15/29
|
|
|
|
1,500
|
|
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bonds,
|
No Opt. Call
|
AA–
|
1,684,140
|
|
|
Series 2002A, 5.750%, 7/01/18 – AGM Insured (UB)
|
|
|
|
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
|
|
|
|
|
Government Assistance Corporation, Tender Option Bond Trust 2901:
|
|
|
|
920
|
|
5.000%, 10/15/25 – NPFG Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
990,371
|
680
|
|
5.000%, 10/15/26 – NPFG Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
728,042
|
4,590
|
|
5.000%, 10/15/29 – AMBAC Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
4,904,966
|
2,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
2/22 at 100.00
|
AAA
|
2,306,480
|
|
|
Series E-1, 5.000%, 2/01/42
|
|
|
|
4,400
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
5/22 at 100.00
|
AAA
|
5,086,355
|
|
|
Series F-1, 5.000%, 5/01/39
|
|
|
|
20
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/13 at 100.00
|
AAA
|
20,081
|
|
|
Series 2003E, 5.250%, 2/01/22 – NPFG Insured
|
|
|
|
2,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
11/20 at 100.00
|
AAA
|
2,403,100
|
|
|
Subordinate Lien Series 2011C, 5.500%, 11/01/35
|
|
|
|
1,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
2/21 at 100.00
|
AAA
|
1,202,150
|
|
|
SubSeries 2011D-1, 5.250%, 2/01/30
|
|
|
|
|
|
New York City, New York, Educational Construction Fund, Revenue Bonds, Series 2011A:
|
|
|
|
5,340
|
|
5.750%, 4/01/33 – AGM Insured
|
4/21 at 100.00
|
AA+
|
6,468,928
|
2,000
|
|
5.750%, 4/01/41
|
4/21 at 100.00
|
AA–
|
2,387,120
|
|
|
New York Convention Center Development Corporation, Hotel Fee Revenue Bonds, Tender Option
|
|
|
|
|
|
Bonds Trust 3095:
|
|
|
|
345
|
|
13.599%, 11/15/30 – AMBAC Insured (IF) (4)
|
11/15 at 100.00
|
AA+
|
413,210
|
1,365
|
|
13.585%, 11/15/44 – AMBAC Insured (IF) (4)
|
11/15 at 100.00
|
AA+
|
1,570,746
|
1,500
|
|
New York State Local Government Assistance Corporation, Revenue Bonds, Series 1993E, 5.250%,
|
No Opt. Call
|
AAA
|
1,845,135
|
|
|
4/01/16 – AGM Insured (UB)
|
|
|
|
1,000
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General, Series
|
4/14 at 100.00
|
AA
|
1,056,360
|
|
|
2004A, 5.000%, 4/01/23 – NPFG Insured
|
|
|
|
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
2,960
|
|
5.500%, 4/01/20 – AMBAC Insured
|
No Opt. Call
|
AA
|
3,769,264
|
500
|
|
5.000%, 4/01/21 – AMBAC Insured
|
10/15 at 100.00
|
AA
|
556,245
|
750
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2004A,
|
9/14 at 100.00
|
AAA
|
805,455
|
|
|
5.000%, 3/15/24 – AMBAC Insured
|
|
|
|
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
|
|
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1:
|
|
|
|
2,100
|
|
5.250%, 6/01/20 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
2,141,937
|
3,800
|
|
5.250%, 6/01/22 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
3,873,947
|
665
|
|
New York State Urban Development Corporation, Revenue Bonds, Correctional Facilities, Series
|
No Opt. Call
|
AA–
|
678,992
|
|
|
1994A, 5.250%, 1/01/14 – AGM Insured
|
|
|
|
400
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
419,600
|
|
|
2005B, 5.000%, 3/15/30 – AGM Insured
|
|
|
|
345
|
|
Niagara Falls City School District, Niagara County, New York, Certificates of Participation,
|
6/15 at 100.00
|
AA–
|
363,012
|
|
|
High School Facility, Series 2005, 5.000%, 6/15/28 – AGM Insured
|
|
|
|
1,000
|
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Refunding Bonds, Series
|
No Opt. Call
|
AA–
|
1,091,180
|
|
|
2002E, 5.500%, 7/01/18 – AGM Insured
|
|
|
|
1,470
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA–
|
1,543,353
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A:
|
|
|
|
10,395
|
|
0.000%, 8/01/44 – NPFG Insured
|
No Opt. Call
|
AA–
|
1,724,219
|
18,280
|
|
0.000%, 8/01/46 – NPFG Insured
|
No Opt. Call
|
AA–
|
2,630,309
|
20,515
|
|
0.000%, 8/01/47 – AMBAC Insured
|
No Opt. Call
|
AA–
|
2,741,625
|
117,280
|
|
Total Tax Obligation/Limited
|
|
|
84,200,921
|
|
|
Transportation – 11.5% (7.8% of Total Investments)
|
|
|
|
2,000
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2003A,
|
11/13 at 100.00
|
AA–
|
2,069,480
|
|
|
5.000%, 11/15/25 – AGM Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2005A:
|
|
|
|
600
|
|
4.750%, 11/15/27 – NPFG Insured
|
11/15 at 100.00
|
AA–
|
654,342
|
1,500
|
|
4.750%, 11/15/30 – AMBAC Insured
|
11/15 at 100.00
|
A
|
1,608,240
|
790
|
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
11/21 at 100.00
|
A+
|
887,691
|
|
|
Series 2011, 5.000%, 11/15/44
|
|
|
|
330
|
|
New York State Thruway Authority, General Revenue Bonds, Refunding Series 2007H, 5.000%,
|
1/18 at 100.00
|
A+
|
379,170
|
|
|
1/01/25 – FGIC Insured
|
|
|
|
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F:
|
|
|
|
925
|
|
5.000%, 1/01/20 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
1,000,489
|
2,240
|
|
5.000%, 1/01/30 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
2,404,259
|
600
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA–
|
652,500
|
|
|
AGM Insured (UB)
|
|
|
|
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Fortieth
|
|
|
|
|
|
Series 2005:
|
|
|
|
1,000
|
|
5.000%, 12/01/28 – SYNCORA GTY Insured
|
6/15 at 101.00
|
AA–
|
1,089,770
|
565
|
|
5.000%, 12/01/31 – SYNCORA GTY Insured
|
6/15 at 101.00
|
AA–
|
612,059
|
410
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Forty
|
8/17 at 100.00
|
AA–
|
593,401
|
|
|
Eighth Series 2008, Tender Option Bond Trust 2920, 17.424%, 8/15/32 – AGM Insured (IF)
|
|
|
|
|
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
|
|
|
|
|
Refunding Bonds, Series 2002E:
|
|
|
|
780
|
|
5.500%, 11/15/20 – NPFG Insured
|
No Opt. Call
|
A+
|
995,865
|
2,300
|
|
5.250%, 11/15/22 – NPFG Insured
|
5/13 at 100.00
|
A+
|
2,308,993
|
14,040
|
|
Total Transportation
|
|
|
15,256,259
|
|
|
U.S. Guaranteed – 8.2% (5.5% of Total Investments) (5)
|
|
|
|
2,740
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Memorial Sloan-Kettering Cancer
|
7/13 at 100.00
|
AA (5)
|
2,804,363
|
|
|
Center, Series 2003-1, 5.000%, 7/01/21 (Pre-refunded 7/01/13) – NPFG Insured
|
|
|
|
730
|
|
Dormitory Authority of the State of New York, Revenue Bonds, The New York and Presbyterian
|
8/14 at 100.00
|
AA– (5)
|
783,932
|
|
|
Hospital Project, Series 2007, 5.000%, 8/15/36 (Pre-refunded 8/15/14) – AGM Insured
|
|
|
|
355
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AA– (5)
|
390,546
|
|
|
2005F, 5.000%, 3/15/21 (Pre-refunded 3/15/15) – AGM Insured
|
|
|
|
500
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/14 at 100.00
|
AA– (5)
|
536,145
|
|
|
City School District, Series 2004, 5.750%, 5/01/26 (Pre-refunded 5/01/14) – AGM Insured
|
|
|
|
500
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1999A,
|
10/14 at 100.00
|
AA+ (5)
|
540,205
|
|
|
5.000%, 4/01/29 (Pre-refunded 10/01/14) – AGM Insured
|
|
|
|
|
|
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
1,000
|
|
5.000%, 11/15/18 (Pre-refunded 11/15/13) – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,041,310
|
580
|
|
4.750%, 11/15/21 (Pre-refunded 11/15/13) – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
602,701
|
580
|
|
4.750%, 11/15/22 (Pre-refunded 11/15/13) – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
602,701
|
230
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/14 at 100.00
|
Aa1 (5)
|
245,709
|
|
|
Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 (Pre-refunded 6/15/14) – AMBAC Insured
|
|
|
|
1,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/14 at 100.00
|
AAA
|
1,050,940
|
|
|
Series 2004C, 5.000%, 2/01/19 (Pre-refunded 2/01/14) – SYNCORA GTY Insured
|
|
|
|
100
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AA– (5)
|
110,013
|
|
|
2005B, 5.000%, 3/15/30 (Pre-refunded 3/15/15) – AGM Insured
|
|
|
|
2,000
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, State
|
3/13 at 100.00
|
AA+ (5)
|
2,021,700
|
|
|
Facilities and Equipment, Series 2002C-1, 5.500%, 3/15/21 (Pre-refunded 3/15/13) – FGIC Insured
|
|
|
|
85
|
|
Niagara Falls, New York, General Obligation Bonds, Series 1994, 7.500%, 3/01/13 –
|
No Opt. Call
|
A2 (5)
|
86,034
|
|
|
NPFG Insured (ETM)
|
|
|
|
10,400
|
|
Total U.S. Guaranteed
|
|
|
10,816,299
|
|
|
Utilities – 7.9% (5.3% of Total Investments)
|
|
|
|
540
|
|
Guam Power Authority, Revenue Bonds, Series 2010A, 5.000%, 10/01/37 – AGM Insured
|
10/20 at 100.00
|
AA–
|
575,462
|
100
|
|
Guam Power Authority, Revenue Bonds, Series 2012A, 5.000%, 10/01/34
|
10/22 at 100.00
|
BBB
|
111,543
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A:
|
|
|
|
2,270
|
|
5.000%, 12/01/23 – FGIC Insured
|
6/16 at 100.00
|
A
|
2,521,107
|
2,930
|
|
5.000%, 12/01/25 – FGIC Insured
|
6/16 at 100.00
|
A
|
3,242,807
|
1,500
|
|
5.000%, 12/01/26 – AGC Insured
|
6/16 at 100.00
|
AA+
|
1,660,140
|
250
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A
|
272,578
|
|
|
5.000%, 12/01/35 – CIFG Insured
|
|
|
|
1,000
|
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A,
|
5/21 at 100.00
|
A
|
1,119,450
|
|
|
5.000%, 5/01/38
|
|
|
|
630
|
|
Niagara Area Development Corporation, New York, Solid Waste Disposal Facility Revenue
|
No Opt. Call
|
BB+
|
640,502
|
|
|
Refunding Bonds, Covanta Energy Project, Series 2012B, 4.000%, 11/01/24
|
|
|
|
250
|
|
Power Authority of the State of New York, General Revenue Bonds, Series 2006A, 5.000%,
|
11/15 at 100.00
|
Aa2
|
280,750
|
|
|
11/15/19 – FGIC Insured
|
|
|
|
9,470
|
|
Total Utilities
|
|
|
10,424,339
|
|
|
Water and Sewer – 11.3% (7.6% of Total Investments)
|
|
|
|
2,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/19 at 100.00
|
AA+
|
2,390,400
|
|
|
Bonds, Second Generation Resolution, Fiscal 2010 Series 2009BB, 5.000%, 6/15/27
|
|
|
|
1,780
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
12/21 at 100.00
|
AA+
|
2,024,038
|
|
|
Bonds, Second Generation Resolution, Fiscal 2012 Series BB, 5.000%, 6/15/44
|
|
|
|
1,200
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/16 at 100.00
|
AAA
|
1,329,192
|
|
|
Bonds, Series 2006B, 5.000%, 6/15/36 – NPFG Insured (UB)
|
|
|
|
1,980
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/15 at 100.00
|
AAA
|
2,163,269
|
|
|
Bonds, Fiscal Series 2005C, 5.000%, 6/15/27 – NPFG Insured (UB)
|
|
|
|
3,075
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/14 at 100.00
|
AAA
|
3,231,734
|
|
|
Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 – AMBAC Insured
|
|
|
|
1,000
|
|
New York State Environmental Facilities Corporation, Revenue Bonds, State Revolving Funds
|
2/22 at 100.00
|
AAA
|
2,645,925
|
|
|
Master Financing, Series 2012B, 5.000%, 2/15/42
|
|
|
|
2,500
|
|
Suffolk County Water Authority, New York, Waterworks Revenue Bonds, Series 2005C, 5.000%,
|
6/15 at 100.00
|
AAA
|
2,645,925
|
|
|
6/01/28 – NPFG Insured (UB)
|
|
|
|
13,535
|
|
Total Water and Sewer
|
|
|
14,942,668
|
$ 219,320
|
|
Total Investments (cost $181,625,199) – 147.5%
|
|
|
195,391,284
|
|
|
Floating Rate Obligations – (12.3)%
|
|
|
(16,350,000)
|
|
|
Variable Rate MuniFund Term Preferred Shares, at Liquidation Value – (38.3)% (6)
|
|
|
(50,700,000)
|
|
|
Other Assets Less Liabilities – 3.1%
|
|
|
4,125,360
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 132,466,644
|