Current Report Filing (8-k)
01 Décembre 2020 - 10:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 1, 2020 (December 1, 2020)
Nuveen Senior Income Fund
(Exact name of registrant as specified in its charter)
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Massachusetts
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811-09571
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36-4316644
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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333 West Wacker Drive
Chicago, Illinois
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60606
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (800)
257-8787
(Former name or former address, if changed since last report): N/A
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 20e-4(c) under the Exchange Act (17 CFR 240.20e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading symbol(s)
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Name of exchange of which registered
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Common Shares of Beneficial
Interest
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NSL
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the
Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On December 1, 2020, the Board of Trustees of Nuveen Senior Income Fund (NYSE: NSL), a registered
closed-end management investment company (the Fund), announced the approval of a new sub-advisory agreement between Nuveen Fund Advisors, LLC (Nuveen
Fund Advisors), the Funds investment adviser, and Nuveen Asset Management, LLC (NAM). The new sub-advisory agreement was approved in connection with the forthcoming merger of the
Funds current sub-adviser, Symphony Asset Management LLC (Symphony), with and into NAM, which is currently scheduled to close on December 31, 2020. Symphony and NAM are both affiliates
of Nuveen Fund Advisors and all are subsidiaries of Nuveen, LLC. The new sub-advisory agreement will become effective upon the close of the merger.
The terms of the new sub-advisory agreement with NAM are substantially identical to the current sub-advisory agreement with Symphony. NAM will provide the same level of services to the Fund, with the Symphony personnel who currently serve as portfolio managers of the Fund continuing to do so as NAM personnel.
In addition, this change will not impact the Funds fees, investment objectives or policies.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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NUVEEN SENIOR INCOME FUND
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Date: December 1, 2020
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By:
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/s/ Mark L. Winget
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Mark L. Winget
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Vice President and Secretary
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Nuveen Senior Income (NYSE:NSL)
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