- Amended Statement of Ownership: Private Transaction (SC 13E3/A)
28 Mars 2011 - 5:48PM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 4
to
SCHEDULE 13E-3
RULE 13e-3 TRANSACTION STATEMENT
UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934
QIAO XING MOBILE COMMUNICATION CO., LTD.
(Name of the Issuer)
Qiao Xing Universal Resources, Inc.
Mr. Rui Lin Wu
(Name of Person(s) Filing Statement)
Ordinary Shares, without par value
(Title of Class of Securities)
G7303A109
(CUSIP Number of Class of Securities)
Aijun Jiang, CFO
Qiao Xing Science Industrial Park
Tang Quan
Huizhou City, Guangdong,
Peoples Republic of China 516023
011-86-752-2820-268 (telephone)
jiangaijun@qiaoxing.com.hk (email)
011-86-752-2820-268 (facsimile)
(Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications on
Behalf of Persons Filing Statement)
With copies to:
Christopher M. Forrester, Esq.
Celeste S. Ferber, Esq.
Morrison & Foerster LLP
755 Page Mill Road
Palo Alto, CA 94304
650-813-5600
650-494-0792 (facsimile)
This statement is filed in connection with (check the appropriate box):
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a. The filing of solicitation materials or an information statement subject to Regulation
14A, Regulation 14-C or Rule 13e-3(c) under the Securities Exchange Act of 1934.
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b. The filing of a registration statement under the Securities Act of 1933.
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c. A tender offer.
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d. None of the above.
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Check the following box if the soliciting materials or information statement referred to in
checking box (a) are preliminary copies:
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Check the following box if the filing is a final amendment reporting the results of the
transaction:
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Calculation of Filing Fee
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Transaction Valuation*
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Amount of Filing Fee**
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$76,770,485.90
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$5,473.74
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*
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Calculated solely for purposes of determining the filing fee. The filing fee was calculated
based on the sum of (i) US$0.80 (the proposed cash portion of the purchase price for each Qiao
Xing Mobile Communication Co., Ltd. (
QXM
) ordinary share listed on The New York Stock
Exchange and not currently held by Qiao Xing Universal Resources, Inc. (
XING
)) multiplied by
20,816,292 (the number of such shares outstanding as of September 23, 2010 that are subject to
the transaction) and (ii) US$2.89 (the estimated value of 1.9 shares of XING common stock
based on the average of high and low prices of XINGs common stock on the Nasdaq Global Market
on October 19, 2010, issuable for each QXM ordinary share) multiplied by 20,816,292 (the
number of such shares outstanding as of September 23, 2010 that are subject to the
transaction).
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**
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The filing fee, calculated in accordance with Rule 0-11(b) under the United States Securities
Exchange Act of 1934, equals $0.00007130 multiplied by the Transaction Valuation.
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Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the
filing with which the offsetting fee was previously paid. Identify the previous filing by
registration statement number, or the Form or Schedule and the date of its filing.
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Amount previously paid: $5,473.74
Form or Registration No.: Schedule 13E-3
Filing Party: Qiao Xing Universal Resources, Inc.
Date Filed: October 22, 2010
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TABLE OF CONTENTS
INTRODUCTION
This Amendment No. 4 (this
Amendment No. 4
) to the Rule 13e-3 transaction statement on
Schedule 13E-3 originally filed on October 22, 2010 (as amended prior to the date hereof, the
Schedule 13E-3
) is being filed with the Securities and Exchange Commission (the
SEC
) pursuant
to Section 13(e) of the United States Securities Exchange Act of 1934 by Qiao Xing Universal
Resources, Inc., a British Virgin Islands business company (
XING
) and Mr. Rui Lin Wu.
This Amendment No. 4 is being filed with the SEC solely to amend Item 16 of the Schedule 13E-3
to add as exhibit (a)(5)(ii) the press release issued by the Company and filed with the SEC on Form
6-K on March 28, 2011. The press release announces a conference call on March 31, 2011 at 8:00 am
EDT (8:00 pm Beijing Time) to discuss the Scheme of Arrangement (the
Scheme
) which was proposed
by XING in September 2010, as well as the shareholders meeting of Qiao Xing Mobile Communication
Co. Ltd. (
QXM
) to be held on April 7, 2011 for the shareholders of QXM (other than XING) to
consider and vote on the Scheme.
Except as set forth in this Amendment No. 4, all information in the Schedule 13E-3 remains
unchanged.
Item 16: Exhibits.
*(a)(1) Form of Scheme Document
*(a)(5)(i) Press Release dated September 8, 2010 (incorporated herein by reference to the
report on Form 6-K filed by XING on September 8, 2010)
(a)(5)(ii) Press Release dated March 28, 2011 (incorporated herein by reference to the report
on Form 6-K filed by XING on March 28, 2011)
(b) Not applicable
(c) Not applicable
(d) Not applicable
(e) Not applicable
(f) Not applicable
*(g)(1) Form of Proxy for the Court Meeting (incorporated herein by reference to Appendix C to
the Scheme Document)
2
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information in
this statement is true, complete and correct.
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Xing Universal Resources, Inc.
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Dated: March 28, 2011
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By:
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/s/ Aijun Jiang
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Name: Aijun Jiang
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Title: Chief Financial Officer
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Dated: March 28, 2011
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By:
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/s/ Rui Lin Wu
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Name: Rui Lin Wu
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Title: Chairman
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3
EXHIBIT INDEX
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Exhibit
Number
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Description
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*(a)(1) Form of Scheme Document
*(a)(5)(i) Press Release dated September 8, 2010 (incorporated herein by reference to the
report on Form 6-K filed by XING on September 8, 2010)
(a)(5)(ii) Press Release dated March 28, 2011 (incorporated herein by reference to the report
on Form 6-K filed by XING on March 28, 2011)
(b) Not applicable
(c) Not applicable
(d) Not applicable
(e) Not applicable
(f) Not applicable
*(g)(1) Form of Proxy for the Court Meeting (incorporated herein by reference to Appendix C to
the Scheme Document)
4
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