Amended Statement of Beneficial Ownership (3/a)
13 Janvier 2021 - 10:03PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RMG Sponsor, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/4/2019
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3. Issuer Name and Ticker or Trading Symbol
Romeo Power, Inc. [RMO]
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(Last)
(First)
(Middle)
C/O RMG ACQUISITION CORP., 340 MADISON AVE, 19TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10173
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 2/6/2019
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B common stock | (1) | (1) | Class A common stock | 5175000 | (1) | I | See footnote (2) |
Explanation of Responses: |
(1) | The Class B common stock is convertible into shares of Class A common stock on a one-for-one basis, subject to adjustment, at the option of the holder and will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination. |
(2) | RMG Sponsor, LLC is the record holder of the shares reported herein. MKC Investments LLC is the sole managing member of RMG Sponsor, LLC, and Messrs. Carpenter, Mancini and Kassin are the managing members of MKC Investments LLC. As such, each of Messrs. Carpenter, Mancini and Kassin may be deemed to share beneficial ownership of the Class B common stock held directly by RMG Sponsor, LLC. Each such individual disclaims any beneficial ownership of such shares other than to the extent of his pecuniary interest therein, if any. |
Remarks: The original Form 3 filed on February 6, 2019 overstated the shares of Class B common stock held. The amount of Class B common stock reported herein is correct. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RMG Sponsor, LLC C/O RMG ACQUISITION CORP. 340 MADISON AVE, 19TH FLOOR NEW YORK, NY 10173 |
| X |
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MKC Investments LLC C/O RMG ACQUISITION CORP. 340 MADISON AVE, 19TH FLOOR NEW YORK, NY 10173 |
| X |
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Carpenter David James C/O RMG ACQUISITION CORP. 340 MADISON AVE, 19TH FLOOR NEW YORK, NY 10173 | X | X | Chairman |
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Mancini Robert S. C/O RMG ACQUISITION CORP. 340 MADISON AVE, 19TH FLOOR NEW YORK, NY 10173 | X | X | Chief Executive Officer |
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KASSIN PHILIP C/O RMG ACQUISITION CORP. 340 MADISON AVE, 19TH FLOOR NEW YORK, NY 10173 | X | X | President and COO |
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Signatures
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RMG Sponsor, LLC By: MKC Investments LLC, its sole managing member By: /s/ Philip Kassin, President and Chief Operating Officer | | 1/13/2021 |
**Signature of Reporting Person | Date |
MKC Investments LLC By: /s/ Philip Kassin, President and Chief Operating Officer | | 1/13/2021 |
**Signature of Reporting Person | Date |
/s/ D. James Carpenter | | 1/13/2021 |
**Signature of Reporting Person | Date |
/s/ Robert S. Mancini | | 1/13/2021 |
**Signature of Reporting Person | Date |
/s/ Philip Kassin | | 1/13/2021 |
**Signature of Reporting Person | Date |
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