Amended Annual Statement of Changes in Beneficial Ownership (5/a)
10 Janvier 2022 - 10:25PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Urstadt Elinor F | 2. Issuer Name and Ticker or Trading SymbolURSTADT BIDDLE PROPERTIES INC [UBP] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1 EASTBOURNE AVENUE, APT #2C | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 10/31/2021 |
(Street)
BRONXVILLE, NY 10708
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) 12/14/2021 | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form Filed by One Reporting Person
_X_ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 10/27/2021 | | W | 765570 (1) | D | $0.00 | 125000 | I | See Footnote (2) |
Common Stock | 10/27/2021 | | W | 765570 (1) | A | $0.00 | 765570 | I | See Footnote (3) |
Common Stock | | | | | | | 41050 | D (4)(5) | |
Common Stock | | | | | | | 220000 | I | See Footnote (6) |
Common Stock | | | | | | | 888426 | I | See Footnote (7) |
Common Stock | | | | | | | 1942431 | I | See Footnote (8) |
Common Stock | | | | | | | 455721 | I | See Footnote (9) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents distribution of shares of Common Stock from the Estate of Charles J. Urstadt, of which Elinor F. Urstadt (the "Reporting Person") is the executor, to a Marital Deduction Trust. |
(2) | Shares held by the Estate of Charles J. Urstadt, of which the Reporting Person is the executor. |
(3) | Shares held by the Marital Deduction Trust, of which the Reporting Person and Catherine U. Biddle are trustees and the Reporting Person is the beneficiary. |
(4) | Shares held by the Reporting Person. |
(5) | This amendment ("Amendment") to the Form 5 previously filed on December 14, 2021 is being filed to correct the completion dates of certain transactions. The transactions previously reported to have occurred on October 29, 2021 were not completed as of that date and are therefore not reflected on this Amendment. Instead, 485,000 shares of Common Stock were distributed from the Marital Deduction Trust to Elinor F. Urstadt on November 2, 2021 and 450,000 shares of Common Stock were distributed from Elinor F. Urstadt to the Elinor F. Urstadt 2016 Gift Trust on November 9, 2021. These transactions will be reported in a Form 5 to be filed upon completion of the Issuer's fiscal year ending October 31, 2022. |
(6) | Shares held by the Charles J. Urstadt 2012 Family Trust of which Reporting Person and Catherine U. Biddle are trustees and the Reporting Person is a beneficiary. |
(7) | Shares held by Urstadt Property Company, Inc. ("UPCO") a Delaware corporation, and reported in the Reporting Person's capacity as executor of the Estate of Charles J. Urstadt. |
(8) | Shares held by Urstadt Realty Associates Co. LP, a Delaware limited partnership of which UPCO is the general partner, and the Estate of Charles J. Urstadt, the Reporting Person, Catherine U. Biddle Irrevocable Trust and the Charles D. Urstadt Irrevocable Trust are limited partners. Reported in the Reporting Person's capacity as executor of the Estate of Charles J. Urstadt. |
(9) | Shares held by Urstadt Realty Shares II LP, of which UPCO is the general partner and the Estate of Charles J. Urstadt is the limited partner. Reported in the Reporting Person's capacity as executor of the Estate of Charles J. Urstadt. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Urstadt Elinor F 1 EASTBOURNE AVENUE APT #2C BRONXVILLE, NY 10708 |
| X |
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Estate of Urstadt, Charles J. 6 BEECHWOOD ROAD BRONXVILLE, NY 10708 |
| X |
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Signatures
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/s/ Elinor F. Urstadt, as executor of the Estate of Charles J. Urstadt | | 1/10/2022 |
**Signature of Reporting Person | Date |
/s/ Elinor F. Urstadt | | 1/10/2022 |
**Signature of Reporting Person | Date |
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