Amended Securities Registration (section 12(b)) (8-a12b/a)
12 Juin 2023 - 10:26PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
(Amendment No. 1)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g)
OF THE SECURITIES EXCHANGE ACT OF 1934
Zymeworks
Inc.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware |
|
|
|
88-3099146 |
(State or other jurisdiction of incorporation or organization) |
|
|
|
(I.R.S. Employer Identification No.) |
|
|
|
108 Patriot Drive, Suite A
Middletown, Delaware |
|
|
|
19709 |
(Address of principal executive offices) |
|
|
|
(Zip code) |
Securities to be registered pursuant to Section 12(b) of the Act:
|
|
|
Title of each class
to be so registered |
|
Name of each exchange on which
each class is to be registered |
Preferred Stock Purchase Rights |
|
The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is
effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class
of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: Not applicable
Securities to be registered pursuant to Section 12(g) of the Act: None
EXPLANATORY NOTE
This Form 8-A/A is filed by Zymeworks Inc. (the Registrant) to reflect the expiration of the preferred
stock purchase rights (the Rights) issued pursuant to the terms of the Preferred Stock Rights Agreement, dated October 12, 2022, between the Registrant and Computershare Trust Company, N.A., as rights agent (the Rights
Agreement).
Item 1. |
Description of Registrants Securities to be Registered |
Item 1 is hereby amended and supplemented as follows:
On
June 8, 2023, the Rights expired by their terms. This had the effect of terminating the Rights Agreement.
In connection with the termination of the
Rights Agreement, the Registrant filed a Certificate of Elimination with the Secretary of State of the State of Delaware on June 12, 2023, which, effective upon filing, eliminated the Registrants Series B Participating Preferred Stock, par
value $0.00001 per share (the Series B Preferred Stock). Upon effectiveness of the filing of the Certificate of Elimination, the shares that were previously designated as Series B Preferred Stock resumed the status of authorized but
unissued shares of preferred stock of the Registrant.
The foregoing summary of the Certificate of Elimination does not purport to be complete and is
subject to, and qualified in its entirety by reference to, the Certificate of Elimination attached as Exhibit 3.1 hereto and incorporated herein by reference.
|
|
|
Exhibit No. |
|
Description of Exhibit |
|
|
3.1 |
|
Certificate of Elimination of Series B Participating Preferred Stock of Zymeworks Inc. (incorporated by reference to Exhibit 3.1
to the Current Report on Form 8-K filed by the Registrant with the Securities and Exchange Commission on June 12, 2023). |
|
|
4.1 |
|
Preferred Stock Rights Agreement, dated October
12, 2022, between the Registrant and Computershare Trust Company, N.A., as rights agent (incorporated by reference to Exhibit 4.2 to the
Current Report on Form 8-K12B filed by the Registrant with the Securities and Exchange Commission on October 13, 2022). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
|
|
|
|
|
|
|
Date: June 12, 2023 |
|
|
|
ZYMEWORKS INC. |
|
|
|
|
|
|
|
|
By: |
|
/s/ Christopher Astle |
|
|
|
|
Name: |
|
Christopher Astle |
|
|
|
|
Title: |
|
Senior Vice President and Chief Financial Officer |
Zymeworks (NYSE:ZYME)
Graphique Historique de l'Action
De Oct 2024 à Nov 2024
Zymeworks (NYSE:ZYME)
Graphique Historique de l'Action
De Nov 2023 à Nov 2024
Real-Time news about Zymeworks Inc (New York Stock Exchange): 0 recent articles
Plus d'articles sur Zymeworks Inc.