Spectra7 Announces Private Placement
30 Décembre 2020 - 2:00PM
Business Wire
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(TSXV:SEV) Spectra7 Microsystems Inc. (“Spectra7” or the
“Company”), a leading provider of high-performance analog
semiconductor products for broadband connectivity markets,
announces that it intends to sell, on a non-brokered private
placement basis, in one or more tranches, up to 116,666,667 units
(the “Units”) at a price of $0.03 per Unit for gross
proceeds of up to $3,500,000 (the “Private Placement”). Each
Unit will consist of one common share in the capital of the Company
(each, a “Common Share”) and one-half of one common share
purchase warrant (each whole warrant, a “Warrant”) with each
Warrant being exercisable into one Common Share at an exercise
price of $0.05 for a period of five years from the date of
issuance, subject to adjustment upon certain customary events. The
expiry date of the Warrants can be accelerated by the Company at
any time following the date that is 4 months and one day after
closing of the Private Placement and prior to the expiry date of
the Warrants if the closing price of the Common Shares on the TSX
Venture Exchange is greater than $0.08 for any 10 non-consecutive
trading days.
Spectra7 also announces that it intends to issue up to
11,666,666 Units to settle up to $350,000 owing to certain arm’s
length parties (the “Debt Settlement”).
All dollar amounts in this news release are denominated in
Canadian dollars unless otherwise indicated.
The net proceeds from the Private Placement and the Debt
Settlement are intended to be used for working capital to support
revenue growth, the payment of interest on its outstanding
convertible debentures and for general corporate purposes.
Pursuant to Multilateral Instrument 61-101 Protection of
Minority Security Holders in Special Transactions (“MI
61-101”), the Private Placement constitutes a “related party
transaction” as insiders of the Company are expected to subscribe
for Units. The Company is relying on exemptions from the formal
valuation and minority approval requirements of MI 61-101.
The closing of the Private Placement and the Debt Settlement are
subject to certain conditions including, but not limited to, the
receipt of all necessary approvals including the approval of the
TSX Venture Exchange.
This press release shall not constitute an offer to sell or the
solicitation of an offer to buy the securities in the United States
nor shall there be any sale of the securities in any jurisdiction
in which such offer, solicitation or sale would be unlawful. The
securities have not been and will not be registered under the
United States Securities Act of 1933, as amended (the “1933
Act”), or any state securities laws and may not be offered
or sold in the United States unless registered under the 1933 Act
and any applicable securities laws of any state of the United
States or an applicable exemption from the registration
requirements is available.
ABOUT SPECTRA7 MICROSYSTEMS INC.
Spectra7 Microsystems Inc. is a high performance analog
semiconductor company delivering unprecedented bandwidth, speed and
resolution to enable disruptive industrial design for leading
electronics manufacturers in virtual reality, augmented reality,
mixed reality, data centers and other connectivity markets.
Spectra7 is based in San Jose, California with a design center in
Cork, Ireland and technical support location in Dongguan, China.
For more information, please visit www.spectra7.com.
Neither the TSX Venture Exchange nor its regulation services
provided (as that term is defined in the policies of the TSX
Venture Exchange) accepts responsibility for the adequacy or
accuracy of this release.
CAUTIONARY NOTES
Certain statements contained in this press release constitute
"forward-looking statements". All statements other than statements
of historical fact contained in this press release, including,
without limitation, those regarding the Private Placement and the
Debt Settlement and the intended use of proceeds thereof, and the
Company’s strategy, plans, objectives, goals and targets, and any
statements preceded by, followed by or that include the words
"believe", "expect", "aim", "intend", "plan", "continue", "will",
"may", "would", "anticipate", "estimate", "forecast", "predict",
"project", "seek", "should" or similar expressions or the negative
thereof, are forward-looking statements. These statements are not
historical facts but instead represent only the Company's
expectations, estimates and projections regarding future events.
These statements are not guarantees of future performance and
involve assumptions, risks and uncertainties that are difficult to
predict. Therefore, actual results may differ materially from what
is expressed, implied or forecasted in such forward-looking
statements. Additional factors that could cause actual results,
performance or achievements to differ materially include, but are
not limited to the risk factors discussed in the Company's Annual
Information Form for the year ended December 31, 2019. Management
provides forward-looking statements because it believes they
provide useful information to investors when considering their
investment objectives and cautions investors not to place undue
reliance on forward-looking information. Consequently, all of the
forward-looking statements made in this press release are qualified
by these cautionary statements and other cautionary statements or
factors contained herein, and there can be no assurance that the
actual results or developments will be realized or, even if
substantially realized, that they will have the expected
consequences to, or effects on, the Company. These forward-looking
statements are made as of the date of this press release and the
Company assumes no obligation to update or revise them to reflect
subsequent information, events or circumstances or otherwise,
except as required by law.
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version on businesswire.com: https://www.businesswire.com/news/home/20201230005035/en/
Spectra7 Microsystems Inc. James Bergeron Investor Relations
289-512-0541 ir@spectra7.com
Spectra7 Microsystems Inc. David Mier Chief Financial Officer
925-858-7011 pr@spectra7.com
Spectra7 Microsystems (TSXV:SEV)
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