Notification That Annual Report Will Be Submitted Late (nt 10-k)
30 Juin 2014 - 8:23PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
[x]
Form 10-K [_] Form 20-F [_]
Form 11-K [_] Form 10-Q [_]
Form N-SAR
For the Period Ended:
March 31, 2014
If the notification relates to a portion of the filing checked
above, identify the Item(s) to which the notification relates: N/A
PART I – REGISTRANT INFORMATION
Full Name of Registrant:
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Aethlon Medical, Inc.
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Former Name if Applicable:
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Not Applicable
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Address of Principal Executive Office:
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8910 University Center Lane, Suite 660
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City, State, and Zip Code:
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San Diego, CA 92122
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PART II – RULES 12b-25(B) AND (c)
If the subject report could not be filed without unreasonable
effort or expense and the registrant seeks relief pursuant to Rule 12(b)-25(b), the following should be completed. (Check box if
appropriate)
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(a) The reasons described in reasonable detail in Part III of this Form could not be eliminated without unreasonable effort
or expense;
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[x]
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(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
of the transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed
due date; and
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(c) the accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III – NARRATIVE
State below in reasonable detail the reasons why Form 10-K,
20-F, 11-K, 10-Q, N-SAR, or the transition report portion thereof could not be filed within the prescribed time period.
Due to the delays in completing a conversion of a significant
note payable and the restructuring of warrants, including waiver of price antidilution protection, held by that note holder, we
were delayed in the completion of our fiscal year end audit.
PART IV – OTHER INFORMATION
(1) Name and telephone number of person to contact in regard
to this notification:
James B. Frakes
Chief Financial Officer
(858) 459-7800
(2) Have all other periodic reports required under Section 13
or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months
or for such shorter period that the Registrant was required to file such report(s) been filed. If the answer is no, identify the
report(s):
[x] Yes [_] No
(3) Is it anticipated that any significant change in results
of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included
in the subject report or portion thereof?
[X] Yes [_] No
If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
Our change in fair value of derivative liability is expected
to increase significantly from the level shown in the fiscal year ended March 31, 2013.
Aethlon Medical, Inc.
(Name of Registrant as specified in charter)
has caused this notification to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: June 30, 2014
/s/ James B. Frakes
By: James B. Frakes
Chief Executive Officer
Atlas Copco (PK) (USOTC:ATLRF)
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