Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
15 Juillet 2013 - 12:00PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on July 12, 2013
1933 Act Registration No. 002-85229
1940 Act Registration No. 811-03802
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[X]
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Pre-Effective Amendment No.
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[ ]
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Post-Effective Amendment No.
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104
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[X]
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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[X]
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Amendment No.
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105
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[X]
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(Check appropriate box or boxes)
NEUBERGER BERMAN INCOME FUNDS
(Exact Name of Registrant as Specified in Charter)
c/o Neuberger Berman Management LLC
605 Third Avenue, 2
nd
Floor
New York, New York 10158-0180
(Address of Principal Executive Offices)
Registrant’s Telephone Number, including Area Code: (212) 476-8800
Robert Conti
Chief Executive Officer and President
Neuberger Berman Income Funds
c/o Neuberger Berman Management LLC
605 Third Avenue, 2
nd
Floor
New York, New York 10158-0180
(Name and Address of Agent for Service)
With copies to:
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
Approximate Date of Proposed Public Offering: Continuous
It is proposed that this filing will become effective (check appropriate box):
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immediately upon filing pursuant to paragraph (b)
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on ______________________ pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on ______________________ pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on ______________________ pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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This amendment is being filed solely to submit in interactive data format exhibits containing risk/return summary information that is identical to the risk/return summary information contained in the Registrant’s prospectus for the Institutional Class shares of Neuberger Berman New York Municipal Income Fund, which was filed with the Securities and Exchange Commission on June 27, 2013, in Post-Effective Amendment No. 103 to the Registrant’s registration statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 104 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City and State of New York on the 12
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day of July, 2013.
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NEUBERGER BERMAN INCOME FUNDS
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By:
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/s/ Robert Conti
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Name:
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Robert Conti
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Title:
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President and Chief Executive Officer
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Pursuant to the requirements of the 1933 Act, Post-Effective Amendment No. 104 has been signed below by the following persons in the capacities and on the dates indicated.
Signature
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Title
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Date
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/s/ Robert Conti
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President, Chief Executive Officer and
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July 12, 2013
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Robert Conti
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Trustee
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/s/ John M. McGovern
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Treasurer and Principal Financial and
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July 12, 2013
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John M. McGovern
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Accounting Officer
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/s/ Joseph V. Amato
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Trustee
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July 12, 2013
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Joseph V. Amato*
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/s/ Faith Colish
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Trustee
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July 12, 2013
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Faith Colish*
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/s/ Martha C. Goss
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Trustee
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July 12, 2013
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Martha C. Goss*
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/s/ Michael M. Knetter
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Trustee
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July 12, 2013
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Michael M. Knetter*
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/s/ Howard A. Mileaf
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Trustee
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July 12, 2013
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Howard A. Mileaf*
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/s/ George W. Morriss
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Trustee
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July 12, 2013
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George W. Morriss*
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/s/ Jack L. Rivkin
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Trustee
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July 12, 2013
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Jack L. Rivkin*
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/s/ Tom D. Seip
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Chairman of the Board and Trustee
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July 12, 2013
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Tom D. Seip*
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/s/ Candace L. Straight
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Trustee
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July 12, 2013
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Candace L. Straight*
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/s/ Peter P. Trapp
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Trustee
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July 12, 2013
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Peter P. Trapp*
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*Signatures affixed by Lori L. Schneider on July 12, 2013 pursuant to a power of attorney filed with Post-Effective Amendment No. 72 to Registrant’s Registration Statement on Form N-1A, File Nos. 2-85229 and 811-3802, on May 15, 2009.
NEUBERGER BERMAN INCOME FUNDS
EXHIBIT INDEX
Exhibit
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Description
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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