- Notification that Quarterly Report will be submitted late (NT 10-Q)
15 Novembre 2011 - 7:18PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q
[ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR
For Period Ended: September 30, 2011
[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended: ________________
Read Attached Instruction Sheet Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein
If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
Not Applicable
PART I - REGISTRANT INFORMATION
BKF Capital Group, Inc.
Full Name of Registrant
225 NE Mizner Boulevard, Suite 400, Boca Raton, Florida 33432
Address of Principal Executive Office
PART II - RULES 12b-25 (b) and (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate).
[x] (a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
[x] (b) The subject annual report or semi-annual report, transition
report on Form 10-K or portion thereon will be filed on or before
the fifteenth calendar day following the prescribed due date;
[ ] (c) The accountant's statement or other exhibit required by
Rule 12b-25(c) has been attached if applicable
PART III - NARRATIVE
State below in reasonable detail the reasons why Form 10-K could not be filed
within the prescribed time period.
BKF Capital Group, Inc. (the "Company") was not able to file its quarterly
report on Form 10-Q for the quarter ended September 30, 2011 within in
prescribed time period because the Company was unable, without unreasonable
effort and expense, to obtain and analyze the information necessary to complete
the preparation of the Form 10-Q for the quarter ended September 30, 2011. The
Company expects to file its Form 10-Q within the grace period provided by
Exchange Act Rule 12b-25.
PART IV - OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Steven N. Bronson (561) 362-4199
(Name) (Telephone No.)
(2) Have all other periodic reports required under section 13 or 15(d) of the
Securities Exchange Act of 1934 or section 30 of the Investment Company Act
of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer is
no, identify report(s).
[X] Yes [ ] No
(3) Is it anticipated that any significant change in results of operations from
the corresponding period for the last fiscal year will be reflected by the
earning statements to be included in the subject report or portion thereof?
[ ] Yes [X] No
If so: attach an explanation of the anticipated change, both narratively and
quantitatively, and if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.
BKF Capital Group, Inc.
has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date: November 15, 2011
By: /s/ Steven N. Bronson
----------------------------
Steven N. Bronson, President
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