NOTIFICATION OF TRANSACTIONS OF
DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR
CONNECTED PERSONS
This form is intended for use by an issuer to make a
RIS notification required by DR 3.1.4R(1).
| (1) |
An issuer making a
notification in respect of a transaction relating to the
shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24. |
| (2) |
An issuer making a
notification in respect of a derivative relating to the
shares of the issuer should complete boxes 1 to 4, 6,
8, 13, 14, 16, 23 and 24. |
| (3) |
An issuer making a
notification in respect of options granted to a director/person
discharging managerial responsibilities should complete boxes 1
to 3 and 17 to 24. |
| (4) |
An issuer making a
notification in respect of a financial instrument relating
to the shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and
24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
ELEMENTIS PLC
2. State whether the notification relates to (i) a transaction
notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(c) a disclosure made in accordance
with section 793 of the Companies Act 2006 to the extent that it
relates to the interests of a director or, as far as the issuer is
aware, any connected person.
THESE ARE TRANSACTIONS NOTIFIED IN ACCORDANCE WITH
DR3.1.4R(1)(c)
3. Name of person discharging managerial
responsibilities/director
DAVID DUTRO
4. State whether notification relates to a person
connected with a person discharging managerial
responsibilities/director named in 3 and identify the
connected person
NOTIFICATION RELATES TO THE PERSON IDENTIFIED IN PARA. 3.
ABOVE.
5. Indicate whether the notification is in respect of a holding
of the person referred to in 3 or 4 above or in respect of a
non-beneficial interest
BENEFICIAL INTEREST OF THE PERSON IN PARA. 3. ABOVE.
6. Description of shares (including class),
debentures or derivatives or financial instruments relating to
shares
ORDINARY SHARES OF FIVE PENCE
EACH
7. Name of registered shareholders(s) and, if more than one, the
number of shares held by each of them
DAVID DUTRO
8 State the nature of the transaction
THE PERSON IN PARA. 3. ABOVE IS A PARTICIPANT IN THE ELEMENTIS
US 401K PENSION PLAN AND PREVIOUSLY (IN 2011) INVESTED PENSION
CONTRIBUTIONS INTO THE ELEMENTIS UNITISED STOCK FUND (“EUSF”) AND
BEEN ALLOCATED SHARES IN ELEMENTIS PLC BASED ON THE NUMBER OF UNITS
HE HELD IN THE EUSF, WHICH CONSISTS OF SHARES IN ELEMENTIS PLC
POOLED WITH A MONEY MARKET MUTUAL FUND. THE INCREASE IN HIS HOLDING
BEING REPORTED NOW FOLLOWS THE REINVESTMENT OF DIVIDENDS BY THE
EUSF INTO ACQUIRING MORE ELEMENTIS PLC SHARES, AS WELL AS THE
FURTHER PURCHASE OF SHARES IN ELEMENTIS PLC BY EUSF USING FUNDS
HELD IN THE MONEY MARKET MUTUAL FUND. THE ADDITIONAL SHARES HAVE
BEEN ALLOCATED TO THE AFOREMENTIONED PERSON BASED ON HIS UNIT
HOLDING IN THE EUSF, WHICH HAS REMAINED UNCHANGED SINCE HIS FIRST
INVESTMENT. THEREFORE THIS TRANSACTION IS NOT A DIRECT PURCHASE BY
THE INDIVIDUAL BUT NEVERTHELESS HAS RESULTED IN HIS SHAREHOLDING
INCREASING AS SHOWN BELOW.
9. Number of shares, debentures or financial instruments
relating to shares acquired
DAVID DUTRO – 74,415
SHARES
10. Percentage of issued class acquired (treasury
shares of that class should not be taken into account
when calculating percentage)
DAVID DUTRO – 0.016%
11. Number of shares, debentures or financial instruments
relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury
shares of that class should not be taken into account
when
N/A
13. Price per share or value of transaction
BASED ON A MID-MARKET CLOSING SHARE PRICE OF 300.50 PENCE ON 17 JUNE
2015, THE VALUE OF THE INCREASE WAS £223,617.
14. Date and place of transaction
NOTIFICATION DATE OF 18 JUNE 2015,
LONDON
15. Total holding following notification and total percentage
holding following notification (any treasury shares should
not be taken into account when calculating percentage)
DAVID DUTRO – 386,758 (0.08%)
16. Date issuer informed of transaction
18 JUNE 2015
If a person discharging managerial responsibilities has
been granted options by the issuer complete the following
boxes
17 Date of grant
N/A
18. Period during which or date on which it can be exercised
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved
(class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication
that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which
options held following notification
N/A
23. Any additional information
None
24. Name of contact and telephone number for queries
WAI WONG, 020 7408 9300
Name and signature of duly authorised officer of issuer
responsible for making notification
WAI WONG - COMPANY SECRETARY
Date of notification
19 JUNE 2015
