- Initial Statement of Beneficial Ownership (3)
27 Février 2012 - 8:10PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
November 30, 2011
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TRELLUS PARTNERS LP
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2. Date of Event Requiring Statement (MM/DD/YYYY)
7/21/2008
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3. Issuer Name
and
Ticker or Trading Symbol
nFinanSe Inc. [NFSE]
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(Last)
(First)
(Middle)
350 MADISON AVENUE, 9TH FLOOR
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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1183547
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D
(1)
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Warrants
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6/29/2007
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6/29/2012
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Common Stock
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267379
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(3)
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D
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Warrants
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6/13/2008
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6/13/2013
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Common Stock
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270000
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(3)
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D
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Warrants
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7/21/2008
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7/21/2013
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Common Stock
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455000
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(3)
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D
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Warrants
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8/21/2009
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8/21/2014
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Common Stock
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6998020
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(3)
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D
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Warrants
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8/21/2009
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8/21/2014
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Common Stock
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3333330
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(3)
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D
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Warrants
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6/5/2010
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6/5/2015
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Common Stock
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286000
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(3)
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D
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Warrants
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6/5/2009
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6/5/2014
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Common Stock
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667333
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(3)
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D
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Explanation of Responses:
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(
1)
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Trellus Partners, L.P. is a Delaware limited partnership ("TPLP"). Trellus Company, LLC, a Delaware limited liability company is its general partner ("Trellus"). Adam L. Usdan is the controlling principal of Trellus.
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(
2)
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TPLP holds 1,183,547 shares of common stock of which 903,560 are shares of restricted common stock.
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(
3)
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Each warrant represents the right to purchase one share of common stock at an exercise price of $0.01 per share.
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Remarks:
Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TRELLUS PARTNERS LP
350 MADISON AVENUE, 9TH FLOOR
NEW YORK, NY 10017
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X
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TRELLUS CO LLC
350 MADISON AVENUE, 9TH FLOOR
NEW YORK, NY 10017
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X
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Usdan Adam
350 MADISON AVENUE, 9TH FLOOR
NEW YORK, NY 10017
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X
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Signatures
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Trellus Partners, L.P., /s/ Anthony G. Miller, Chief Financial Officer of Trellus Company, LLC, as General Partner
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2/23/2012
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**
Signature of Reporting Person
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Date
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Trellus Company, LLC, /s/ Anthony G. Miller, Chief Financial Officer
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2/23/2012
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**
Signature of Reporting Person
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Date
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/s/ Adam L. Usdan, Adam L. Usdan
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2/23/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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