Pacific Coast National Bancorp - Current report filing (8-K)
06 Octobre 2008 - 9:39PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
September 30, 2008
PACIFIC COAST NATIONAL BANCORP
(Exact name of registrant as specified in its charter)
California
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000-51960
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61-1453556
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(State or other jurisdiction
of incorporation)
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(Commission File No.)
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(IRS Employer
Identification No.)
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905 Calle Amanecer, San Clemente, California
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92673
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code: (949) 361-4300
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N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Item 3.02 Unregistered Sales of Equity Securities
On September 30, 2008, Pacific Coast National Bancorp (the "Company") sold 20 units, for
an aggregate purchase price of $1,000,000 ($50,000 per unit), consisting of an aggregate of
210,520 shares of the Company's common stock (10,526 shares per unit) and warrants,
exercisable for three years, to purchase an aggregate of 42,120 shares of the Company's common
stock (2,106 shares per unit) at an exercise price of $4.75 per share. The units were sold in a
private placement to accredited investors, including certain directors of the Company, in reliance
upon an exemption from registration under the Securities Act of 1933, as amended (the "Act"),
pursuant to Section 4(2) of the Act and Rule 506 of the Securities and Exchange Commission
promulgated thereunder. The Company did not pay any underwriting discounts or commissions
in connection with this transaction.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report
to be signed on its behalf by the undersigned, hereunto duly authorized.
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PACIFIC COAST NATIONAL BANCORP
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Dated: October 6, 2008
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By:
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/s/ Michael S. Hahn
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Michael S. Hahn
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President and Chief Executive Officer
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END
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