Amended Statement of Beneficial Ownership (sc 13d/a)
05 Janvier 2017 - 2:01PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE
13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO
RULE 13d-2(a)
(Amendment No. 6*)
PLASTEC TECHNOLOGIES, LTD.
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(Name of Issuer)
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Ordinary Shares, par value $0.001 per share
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(Title of Class of Securities)
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G71218 104
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(CUSIP Number)
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Kin Sun Sze-To
Unit 01, 21/F, Aitken Vanson Centre
61 Hoi Yuen Road, Kwun Tong
Kowloon, Hong Kong
852-21917155
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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December 22, 2016
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(Date of Event which Requires Filing of this Statement)
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If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.
¨
* The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information that would alter disclosures provided in a
prior cover page.
The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however,
see
the
Notes
).
CUSIP No. G71218 104
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SCHEDULE 13D
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Page 2 of 7 Pages
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Kin Sun Sze-To
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2
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
¨
(b)
¨
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3
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SEC USE ONLY
|
4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
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5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
|
¨
|
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
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SOLE VOTING POWER
10,134,283
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8
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SHARED VOTING POWER
0
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9
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SOLE DISPOSITIVE POWER
10,134,283
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10
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SHARED DISPOSITIVE POWER
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,134,283
|
12
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CHECK IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES
CERTAIN SHARES (see instructions)
|
¨
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
78.3%
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14
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TYPE OF REPORTING PERSON (see instructions)
IN
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CUSIP No. G71218 104
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SCHEDULE 13D
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Page
3 of 7 Pages
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Sun Yip Industrial Company Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
¨
(b)
¨
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3
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SEC USE ONLY
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO, WC
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5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e)
|
¨
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
9,245,382
|
8
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SHARED VOTING POWER
0
|
9
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SOLE DISPOSITIVE POWER
9,245,382
|
10
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SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,245,382
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES
CERTAIN SHARES (see instructions)
|
¨
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
71.5%
|
14
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TYPE OF REPORTING PERSON (see instructions)
CO
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CUSIP No. G71218 104
|
SCHEDULE 13D
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Page
4 of 7 Pages
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Tiger Power Industries Limited
|
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a)
¨
(b)
¨
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e)
|
¨
|
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
888,901
|
8
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SHARED VOTING POWER
0
|
9
|
SOLE DISPOSITIVE POWER
888,901
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
888,901
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES
CERTAIN SHARES (see instructions)
|
¨
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
6.9%
|
14
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TYPE OF REPORTING PERSON (see instructions)
CO
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CUSIP No. G71218 104
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SCHEDULE 13D
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Page
5 of 7 Pages
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This Amendment No. 6 amends the original Schedule
13D and Amendments No. 1, 2, 3, 4 and 5 thereto (collectively, “Schedule 13D”) previously filed by Kin Sun Sze-To (“Sze-To”),
Sun Yip Industrial Company Limited (“Sun Yip”) and Tiger Power Industries Limited (“Tiger Power” together
with Sze-To and Sun Yip, the “Reporting Persons”) with respect to ownership of the ordinary shares, par value $0.001
per share (“Ordinary Shares”), of Plastec Technologies, Ltd., a Cayman Islands exempted company (the “Issuer”).
Unless set forth below, all previous Items are unchanged. Capitalized terms used herein which are not defined herein have the meanings
given to them in the Schedule 13D, as amended, previously filed with the SEC.
The percentage of beneficial ownership reflected
in this Schedule 13D is calculated using 12,938,128 Ordinary Shares outstanding, which is based on information known to the Reporting
Persons.
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Item 3.
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Sources of Funds.
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Item 3 of the Schedule 13D is hereby amended to add the following:
By agreement dated December 22, 2016, Sun Yip
purchased from MCK Capital Co., Limited 500,062 Ordinary Shares of the Issuer at a price of US$3.30 per share for an aggregate
purchase price of US$1,650,204.60. The source of funds to purchase the shares is to come from Sun Yip’s working capital.
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Item 5.
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Interest in Securities of the Issuer.
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Item 5 is hereby amended in its entirety to read as follows:
Sze-To is the beneficial owner of 10,134,283
Ordinary Shares, representing 9,245,382 Ordinary Shares held by Sun Yip and 888,901 Ordinary Shares held by Tiger Power, two entities
that he controls. Sze-To is the beneficial owner of 78.3% of the Issuer’s outstanding Ordinary Shares. Sze-To is deemed to
have sole voting and dispositive power over such Ordinary Shares as he controls the entities holding such shares.
Sun Yip is the beneficial owner of 9,245,382
Ordinary Shares. Sun Yip is the beneficial owner of 71.5% of the Issuer’s outstanding Ordinary Shares. Sun Yip has sole voting
and dispositive power over such Ordinary Shares.
Tiger Power is the beneficial owner of 888,901
Ordinary Shares. Tiger Power is the beneficial owner of 6.9% of the Issuer’s outstanding Ordinary Shares. Tiger Power has
sole voting and dispositive power over such Ordinary Shares.
In the past 60 days, the Reporting Persons have
effected the transactions described under Item 3 above, and such description is incorporated herein by reference.
CUSIP No. G71218 104
|
SCHEDULE 13D
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Page
6 of 7 Pages
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Item 7.
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Material to be filed as Exhibits.
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Item 7 is hereby amended to add the following exhibits:
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16.
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Share Purchase Agreement between MCK Capital Co., Limited and Sun Yip Industrial Company Limited dated December 22, 2016
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CUSIP No. G71218 104
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SCHEDULE 13D
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Page
7 of 7 Pages
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SIGNATURE
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated January 5, 2017
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/s/ Kin Sun Sze-To
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Kin Sun Sze-To
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SUN YIP INDUSTRIAL COMPANY LIMITED
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By:
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/s/ Kin Sun Sze-To
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Name: Kin Sun Sze-To
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|
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Title: Director
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TIGER POWER INDUSTRIES LIMITED
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By:
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/s/ Kin Sun Sze-To
|
|
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|
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Name: Kin Sun Sze-To
|
|
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Title: Director
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