Statement of Changes in Beneficial Ownership (4)
03 Octobre 2015 - 12:32AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Edelman & Guill Energy L.P.
|
2. Issuer Name
and
Ticker or Trading Symbol
PostRock Energy Corp
[
PSTR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
700 LOUISIANA STREET, SUITE 4770
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/30/2015
|
(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Common Stock Warrants (right to buy)
|
$0.56
|
9/30/2015
|
|
J
(1)
|
|
3361132
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
3361132
|
$0.00
(1)
|
3361132
|
I
|
By White Deer Energy L.P.
(1)
(2)
|
Common Stock Warrants (right to buy)
|
$0.56
|
9/30/2015
|
|
J
(1)
|
|
111998
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
111998
|
$0.00
(1)
|
111998
|
I
|
By White Deer Energy TE L.P.
(1)
(2)
|
Common Stock Warrants (right to buy)
|
$0.56
|
9/30/2015
|
|
J
(1)
|
|
120383
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
120383
|
$0.00
(1)
|
120383
|
I
|
By White Deer Energy FI L.P.
(1)
(2)
|
Common Stock Warrants (right to buy)
|
$19.50
|
9/30/2015
|
|
J
(3)
|
|
12191
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
12191
|
$0.00
(3)
|
12191
|
I
|
By White Deer Energy L.P.
(2)
(3)
|
Common Stock Warrants (right to buy)
|
$19.50
|
9/30/2015
|
|
J
(3)
|
|
406
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
406
|
$0.00
(3)
|
406
|
I
|
By White Deer Energy TE L.P.
(2)
(3)
|
Common Stock Warrants (right to buy)
|
$19.50
|
9/30/2015
|
|
J
(3)
|
|
437
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
437
|
$0.00
(3)
|
437
|
I
|
By White Deer Energy FI L.P.
(2)
(3)
|
Common Stock Warrants (right to buy)
|
$14.20
|
9/30/2015
|
|
J
(4)
|
|
17327
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
17327
|
$0.00
(4)
|
17327
|
I
|
By White Deer Energy L.P.
(2)
(4)
|
Common Stock Warrants (right to buy)
|
$14.20
|
9/30/2015
|
|
J
(4)
|
|
576
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
576
|
$0.00
(4)
|
576
|
I
|
By White Deer Energy TE L.P.
(2)
(4)
|
Common Stock Warrants (right to buy)
|
$14.20
|
9/30/2015
|
|
J
(4)
|
|
620
|
|
9/30/2015
|
3/31/2023
|
Common Stock
|
620
|
$0.00
(4)
|
620
|
I
|
By White Deer Energy FI L.P.
(2)
(4)
|
Explanation of Responses:
|
(
1)
|
Pursuant to a Securities Purchase Agreement dated September 2, 2010 between the Reporting Persons and the Issuer, the Reporting Persons acquired, among other securities of the Issuer, warrants to purchase an aggregate 19,047,619 shares of the Issuer's common stock. The Reporting Persons also acquired the right to receive additional warrants on each quarterly dividend payment date of the Issuer's Series A Preferred Stock on which dividends are not paid in cash but instead accrue. On September 30, 2015, one such date passed, and thus the Reporting Persons acquired an aggregate of 3,593,513 warrants on September 30, 2015.
|
(
2)
|
Mr. Edelman has been appointed as a director of the Issuer. Edelman & Guill Energy L.P. is the general partner of each of White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (collectively, the "Funds"), Edelman & Guill Energy Ltd. is the general partner of Edelman & Guill Energy L.P., and Messrs. Edelman and Guill are the directors of Edelman & Guill Energy Ltd. Accordingly, each of Edelman & Guill Energy Ltd., Edelman & Guill Energy L.P. and Messrs. Edelman and Guill may be deemed to control the decisions of the Funds. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of these securities for purposes of Section 16 or for any other purpose.
|
(
3)
|
Pursuant to a Securities Purchase Agreement dated August 1, 2012 between the Reporting Persons and the Issuer, the Reporting Persons acquired, among other securities of the Issuer, warrants to purchase an aggregate 3,076,923 shares of the Issuer's common stock. The Reporting Persons also acquired the right to receive additional warrants on each quarterly dividend payment date of the Issuer's Series A Preferred Stock on which dividends are not paid in cash but instead accrue. On September 30, 2015, one such date passed, and thus the Reporting Persons acquired an aggregate of 13,034 warrants on September 30, 2015.
|
(
4)
|
Pursuant to a Securities Purchase Agreement dated December 17, 2012 between the Reporting Persons and the Issuer, the Reporting Persons acquired, among other securities of the Issuer, warrants to purchase an aggregate 4,577,464 shares of the Issuer's common stock. The Reporting Persons also acquired the right to receive additional warrants on each quarterly dividend payment date of the Issuer's Series A Preferred Stock on which dividends are not paid in cash but instead accrue. On September 30, 2015, one such date passed, and thus the Reporting Persons acquired an aggregate of 18,523 warrants on September 30, 2015.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Edelman & Guill Energy L.P.
700 LOUISIANA STREET
SUITE 4770
HOUSTON, TX 77002
|
X
|
X
|
|
|
Edelman & Guill Energy Ltd.
700 LOUISIANA STREET
SUITE 4770
HOUSTON, TX 77002
|
|
X
|
|
|
White Deer Energy L.P.
700 LOUISIANA STREET
HOUSTON, TX 77002
|
|
X
|
|
|
White Deer Energy TE L.P.
700 LOUISIANA STREET
HOUSTON, TX 77002
|
|
X
|
|
|
White Deer Energy FI, L.P.
700 LOUISIANA STREET
SUITE 4770
HOUSTON, TX 77002
|
|
X
|
|
|
EDELMAN THOMAS J
777 MAIN STREET
SUITE 2500
FORT WORTH, TX 76102
|
|
X
|
|
|
GUILL BEN A
600 TRAVIS
SUITE 6000
HOUSTON, TX 77002
|
|
X
|
|
|
Signatures
|
/s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy L.P.
|
|
10/2/2015
|
**
Signature of Reporting Person
|
Date
|
/s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy TE L.P.
|
|
10/2/2015
|
**
Signature of Reporting Person
|
Date
|
/s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy FI L.P.
|
|
10/2/2015
|
**
Signature of Reporting Person
|
Date
|
/s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P.
|
|
10/2/2015
|
**
Signature of Reporting Person
|
Date
|
/s/ Thomas Edelman, director of Edelman & Guill Energy, Ltd.
|
|
10/2/2015
|
**
Signature of Reporting Person
|
Date
|
/s/ Thomas Edelman
|
|
10/2/2015
|
**
Signature of Reporting Person
|
Date
|
/s/ Thomas J. Edelman, as attorney in fact for Ben A. Guill
|
|
10/2/2015
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
PostRock Energy (CE) (USOTC:PSTRQ)
Graphique Historique de l'Action
De Fév 2025 à Mar 2025
PostRock Energy (CE) (USOTC:PSTRQ)
Graphique Historique de l'Action
De Mar 2024 à Mar 2025
Real-Time news about PostRock Energy Corporation (CE) (OTCMarkets): 0 recent articles
Plus d'articles sur Postrock Energy Corp