Part I
Item 1. Exchange Act Reporting History
A. The
Company first incurred the duty to file reports under section 13(a) or section 15(d) of the Securities Exchange Act of 1934, as amended (the Exchange Act) on June 15, 1994, when it filed a registration statement on Form 20-F (Registration No. 000-30084) under the name of its predecessor, Reg Technologies, Inc.
B. The Company has filed or submitted all reports required under Exchange Act section 13(a) or section 15(d) and corresponding Commission rules for the 12
months preceding the filing of this form. The Company has filed at least one annual report on Form 20-F under section 13(a) or section 15(d) of the Exchange Act.
Item 2. Recent United States Market Activity
The Company last sold securities in the United States in a registered offering under the Securities Act of 1933, as amended (the
Securities Act), on June 15, 1994 pursuant to a registration statement on 20-F, filed with the Commission on June 15, 1994.
The Company does not have equity securities, or any other securities, registered on a shelf or other Securities Act registration statement
under which securities remain unsold.
Item 3. Foreign Listing and Primary Trading Market
The Companys Common Shares are listed on the Canadian Securities Exchange, located in Canada, which constitutes the primary trading market for the Common
Shares.
The Company does not have equity securities, or any other securities listed on any exchange located in the United States.
Item 4. Comparative Trading Volume Data
Between May 1, 2019 to April 30, 2020, the average daily trading volume on a worldwide basis was approximately 445,701 Common Shares.
Over the same period, the average daily trading volume in the United States was approximately 1,891 Common Shares. This represents less than 1% of the global daily average trading volume for the Common Shares. The Company has used trading data from
yahoo finance and otcmarkets.com to determine the average daily trading volumes disclosed herein.
The Common Shares have not been traded
on a national securities exchange in the United States and have only been traded on an over the counter basis. The Company has not terminated a sponsored American depositary receipt (ADR) facility regarding the Common Shares.
Item 5. Alternative Record Holder Information
Not applicable.
Item 6. Debt
Securities
Not applicable.
Item 7. Notice Requirement
A.
The Company published its notice, required by Rule 12h-6(h), disclosing its intent to terminate its duty to file reports under section 13(a) or section 15(d) of the Exchange Act on May 6th, 2020, also attached hereto as Exhibit 1.
B. The Company provided such notice through a
press release sent to NEWSFILE CORP. on May 6th, 2020.
Item 8. Prior Form 15 Filers
Not applicable.