The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF May 18, 2012
IPO:
H Lundbeck A/S
File Number: 333-181200
Date of Original Registration: 5/7/2012
Form Type: F-6
Securities Registered: 100,000,000 ADS
Selling Holder: No
STOCK:
Adept Technology, Inc. (ADEP)
File Number: 333-181322
Date of Original Registration: 5/10/2012
Form Type: S-3
Securities Registered: $15,000,000 in Shares Of Common Stock
Selling Holder: No
China Recycling Energy Corporation (CREG)
File Number: 333-179628
Date of Original Registration: 2/22/2012
Form Type: S-3
Securities Registered: 20,462,555 Shares of Common Stock
Selling Holder: Yes
First National Corporation (FXCN)
File Number: 333-181222
Date of Original Registration: 5/8/2012
Form Type: S-1
Securities Registered: 2,955,649 Shares of Common Stock
Selling Holder: No
SMTP, INC. (SMTP)
File Number:
Date of Original Registration: 5/8/2012
Form Type: S-1
Securities Registered: 800,000 Shares of Common Shares
Selling Holder: Yes
DEBT:
ENCANA CORPORATION (ENC)
File Number: 333-181196
Date of Original Registration: 5/7/2012
Form Type: F-10
Securities Registered: 4,000,000,000 in Debt Securities
Selling Holder: No
MIXED SECURITIES:
FNB UNITED CORP. (FNBN)
File Number: 333-180604
Date of Original Registration: 5/5/2012
Form Type: S-3
Securities Registered: $60,000,000 in Common Stock, Warrants and Rights
Selling Holder: No
STAG Industrial, Inc. (STAG)
File Number: 333-181290
Date of Original Registration: 5/9/2012
Form Type: S-3
Securities Registered: $500,000,000 in Common Stock, Preferred Stock, Depositary Shares, Warrants, Rights and Units.
Selling Holder: No
Two Harbors Investment Corp. (TWO)
File Number: 333-180791
Date of Original Registration: 4/18/2012
Form Type: S-3
Securities Registered: $2,500,000,000 in Common Stock, Preferred Stock, Depositary Shares and Debt Securities.
Selling Holder: No
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