UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

 

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED):   December 18, 2007

 

 

APOGEE TECHNOLOGY, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-10456

 

04-3005815

(State or other jurisdiction of
incorporation or organization)

 

(Commission
File Number)

 

(IRS employer
identification no.)

 

 

129 Morgan Drive

Norwood, Massachusetts 02062

(781) 551-9450

(Address, including zip code, and telephone number, including area code,

of registrant’s principal executive offices)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 

ITEM 3.01 NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OF LISTING.

 

(a)          Apogee Technology, Inc. (the “Company”) was notified by the American Stock Exchange (the “Amex”) that on December 18, 2007, the Listing Qualifications Panel of the Amex reached the determination to uphold the decision to cease the continued listing of the Company’s common stock and to initiate delisting proceedings.

 

The Amex will suspend trading in the Company’s common stock in accordance with Section 1204(d) of the Amex Company Guide (the “Company Guide”) and will file an application with the Securities and Exchange Commission to strike the Company’s common stock from listing and registration on the Amex in accordance with the timing and procedures set forth in Sections 1205(g), 1206(d) and/or Section 1206(e) of the Company Guide.

 

The Company will take no further action regarding its listing status with Amex and is currently working towards an orderly transition from the Amex to the OTC Bulletin Board®, also known as the OTCBB, and/or the Pink Sheets© LLC.

 

(b) - (d) Not applicable.

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

 

(d) Exhibits

 

99.1

Press release dated December 21, 2007.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

APOGEE TECHNOLOGY, INC.

 

 

 

 

 

 

Dated: December 21, 2007

By:

/s/ Herbert M. Stein

 

 

Herbert M. Stein President, Chief Executive Officer and
Chairman of the Board

 

2


 

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1

 

Press release dated December 21, 2007.

 

3

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