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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): February 7, 2024 

 

Battalion Oil Corporation

(Exact name of registrant as specified in its charter)

  

Delaware

 

001-35467

 

20-0700684

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

820 Gessner Road
Suite 1100
Houston, Texas

 

77024

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (832) 538-0300

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol

 

Name of each exchange on which registered

Common Stock par value $0.0001

 

BATL

 

NYSE American

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

Battalion Oil Corporation (the “Company”) held its Annual Meeting of Stockholders on February 7, 2024, (the “2023 Annual Meeting”), at which the Company’s stockholders voted to elect six nominees to serve as directors of the Company until the next annual meeting of stockholders, and until their successors are elected and qualified or until their earlier resignation, removal from office, death or incapacity.

The election of each of the six directors was approved as follows:

Proposal 1 —

 

 

 

 

 

Nominees for Directors

 

Votes For

 

Withheld

 

Jonathan D. Barrett

 

13,910,788

404,316

David Chang

 

13,978,582

336,522

Gregory S. Hinds

 

13,989,559

325,545

Ajay Jegadeesan

 

13,987,523

327,581

William D. Rogers

 

13,411,863

903,241

Matthew B. Steele

13,990,088

325,016

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BATTALION OIL CORPORATION

 

 

 

 

 

February 7, 2024

By:

/s/ Walter R. Mayer

 

Name:

Walter R. Mayer

 

Title:

Senior Vice President, General Counsel
and Corporate Secretary

3

v3.24.0.1
Document and Entity Information
Feb. 07, 2024
Document and Entity Information [Abstract]  
Document Type 8-K
Document Period End Date Feb. 07, 2024
Entity Registrant Name Battalion Oil Corp
Entity Incorporation, State or Country Code DE
Entity File Number 001-35467
Entity Tax Identification Number 20-0700684
Entity Address, Address Line One 820 Gessner Road
Entity Address, Adress Line Two Suite 1100
Entity Address, City or Town Houston
Entity Address State Or Province TX
Entity Address, Postal Zip Code 77024
City Area Code 832
Local Phone Number 538-0300
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock par value $0.0001
Trading Symbol BATL
Security Exchange Name NYSEAMER
Entity Emerging Growth Company false
Entity Central Index Key 0001282648
Amendment Flag false

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