Statement of Changes in Beneficial Ownership (4)
10 Janvier 2023 - 08:02PM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
| 1. Name
and Address of Reporting Person * CHASE
ADAM |
2. Issuer Name and Ticker or Trading
Symbol CHASE CORP [ CCF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
PRESIDENT/CEO |
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(Last)
(First)
(Middle)
375 UNIVERSITY AVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/9/2023
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|
(Street)
WESTWOOD, MA 02090
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Chase Corporation Common
Stock |
1/9/2023 |
|
S |
|
1500 (1) |
D |
$90.42 (2) |
195745 (3) |
I |
Adam P. Chase Trust |
|
Chase Corporation Common
Stock |
|
|
|
|
|
|
|
28369 |
D |
|
|
Chase Corporation Common
Stock |
|
|
|
|
|
|
|
108477 (4) |
I |
Maria I. Chase Trust |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Represents shares sold
pursuant to a trading plan that was adopted November 16, 2022,
complying with rule 10b5-1 under the Securities Exchange Act of
1934, as amended. |
| (2) |
Represents a weighted
average price. These shares were sold in multiple transactions at
prices ranging from $90.00 to $90.95 for all transactions reported
on this date utilizing a weighted average price. The reporting
person will provide to issuer, any security holder of the issuer,
or the SEC staff, upon request, information regarding the number of
shares sold at each price within the range. |
| (3) |
Represents shares held by
the Adam P. Chase Trust. |
| (4) |
Represents shares held by
the Maria I. Chase Trust. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
CHASE ADAM
375 UNIVERSITY AVE
WESTWOOD, MA 02090 |
X |
|
PRESIDENT/CEO |
|
Signatures
|
|
Paula M Myers, By Power of
Attorney |
|
1/10/2023 |
| **Signature of Reporting
Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Chase (AMEX:CCF)
Graphique Historique de l'Action
De Fév 2023 à Mar 2023
Chase (AMEX:CCF)
Graphique Historique de l'Action
De Mar 2022 à Mar 2023
