First Trust Managed Futures Strategy Fund (FMF)

Monthly Portfolio Investments Report on Form N-port (public) (nport-p)

Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)

As filed with the Securities and Exchange Commission on May 6, 2020   1933 Act Registration...

Mutual Fund Summary Prospectus (497k)

Rule 497(k) File No. 333-181507 First Trust Exchange-Traded Fund V SUMM...

Certification of No Change in Definitive Materials. (497j)

Filed pursuant to Rule 497(j) Registration Nos. 333-181507 and 811-22709 CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO...

Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)

As filed with the Securities and Exchange Commission on April 29, 2020   1933 Act Registration...

Amended Applications Under the Investment Company Act Other Than Those Reviewed by the Office of Insurance Products (40-app/a)

  SEC File No. 812-15075 United States of America Before the Securities and Exchange...

Amended Fidelity Bond Filed Pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940 (40-17g/a)

April 3, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re:...

Definitive Materials Filed by Investment Companies. (497)

Rule 497(e) Registration Nos. 333-181507 and 811-22709   FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND FIRST...

Annual Report for Registered Investment Companies (n-cen)

schemaVersion: X0201 The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined...

Registration of Securities by Certain Investment Companies. Declaration of Election Rule 24f-2 Notice (24f-2nt)

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 ANNUAL NOTICE OF SECURITIES SOLD PURSUANT...

Certified Annual Shareholder Report for Management Investment Companies (n-csr)

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CSR CERTIFIED SHAREHOLDER...

Monthly Portfolio Investments Report on Form N-port (public) (nport-p)

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and...

Amended Fidelity Bond Filed Pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940 (40-17g/a)

February 18, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C...

Amended Applications Under the Investment Company Act Other Than Those Reviewed by the Office of Insurance Products (40-app/a)

  SEC File No. 812-15075 United States of America Before the Securities and Exchange...

Amended Fidelity Bond Filed Pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940 (40-17g/a)

January 6, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re:...