Securities Registration (section 12(b)) (8-a12b)
10 Décembre 2019 - 6:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PIMCO ETF Trust
(Exact name of registrant as specified in its charter)
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State of Delaware
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See Below
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(State of
incorporation
or organization)
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(I.R.S. Employer
Identification No.)
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650 Newport Center Drive
Newport Beach, California 92660
(Address of principal executive offices)
Securities to be
registered pursuant to Section 12(b) of the Act:
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Title of Each Class
to be Registered
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Exchange
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I.R.S. Employer
Identification Number
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PIMCO Enhanced Short Maturity Active ESG
Exchange-Traded Fund,
$0.001 par value per share
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NYSE Arca, Inc.
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84-3055653
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is
effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of
securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-155395
Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrants Securities to be Registered.
A description of the shares of beneficial interest, $0.001 par value, of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund, a
series of PIMCO ETF Trust (the Trust) to be registered hereunder, is set forth in Post-Effective Amendment No. 468 to the Trusts Registration Statement on Form N-1A (Commission File Nos.
333-155395; 811-22250) filed on November 8, 2019, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any
form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2.
Exhibits.
1. The Trusts Amended and Restated Declaration of Trust is included as Exhibit (a)(1) to the Trusts amended
Registration Statement on Form N-1A (File Nos. 333-155395; 811-22250), as filed with the Securities and Exchange Commission on
October 26, 2015.
2. The Trusts Certificate of Trust is included as Exhibit (a)(2) to the Trusts initial Registration
Statement on Form N-1A (File Nos. 333-155395; 811-22250), as filed with the Securities and Exchange Commission on
November 14, 2008.
3. The Trusts Amended and Restated By-Laws are included as Exhibit
(b) to the Trusts amended Registration Statement on Form N-1A (File Nos. 333-155395; 811-22250), as filed with the
Securities and Exchange Commission on October 26, 2015.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized, as of this 10th day of December, 2019.
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PIMCO ETF TRUST
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By:
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/s/ Bradley A. Todd
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Name:
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Bradley A. Todd
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Title:
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Treasurer
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