Capital for Colleagues plc Shareholding in the Company
06 Juin 2023 - 4:35PM
UK Regulatory
TIDMCFCP
Capital for Colleagues plc / EPIC: CFCP / Market: AQSE / Sector: Financials
6 June 2023
CAPITAL FOR COLLEAGUES PLC
('Capital for Colleagues', 'C4C' or the 'Company')
SHAREHOLDING IN THE COMPANY
Capital for Colleagues, the investment vehicle focused on opportunities in the
Employee Owned Business ('EOB') sector, has received a TR-1 Form, which is
reproduced without amendment below.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying Capital for Colleagues Plc
issuer of existing shares to which voting
rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Castlefield Investment Partners LLP
City and country of registered office (if Manchester, United Kingdom
applicable)
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if
applicable)
5. Date on which the threshold was crossed or 06/06/2023
reached:
6. Date on which issuer notified (DD/MM/YYYY): 06/06/2023
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights
to shares (total instruments held in issuer
of 8. A) (total of 8.B 1 + (8.A + 8.B)
8.B 2)
Resulting 41.87% 41.87%
situation on the
date on which
threshold was
crossed or reached
Position of 42.14%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
Ordinary shares: 7,743,342 41.87%
GB00BGCZ2V99
SUBTOTAL 8. A
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument date Conversion Period that may be acquired if rights
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial date Conversion Settlement voting rights rights
instrument Period
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary)
Name % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
Castlefield 5.62%
Sustainable Portfolio
Growth Fund
Castlefield 1.32%
Sustainable Portfolio
Income Fund
Castlefield Investment 34.93%
Partners LLP1
Combined: 41.87%
1. CIP does not exercise direct ownership of these shares. This amount is
reflective of the aggregated position of CIP's clients, whose assets are
managed by CIP on a discretionary basis, none of whom individually own over 3%
of the company's voting rights.
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional information
Place of completion Manchester, United Kingdom
Date of completion 06/06/2023
**ENDS**
For further information, please visit www.capitalforcolleagues.com or contact:
CAPITAL FOR COLLEAGUES PLC 01985 201 980
Richard Bailey, Chairman
Alistair Currie, Chief Executive
John Lewis, Finance Director
PETERHOUSE CAPITAL LIMITED 020 7469 0930
Mark Anwyl
Capital for Colleagues plc
Capital for Colleagues is an investment company focused on the UK EOB sector.
The Company has a proven management team, with a wide network of contacts and
affiliates, as well as established access to investment opportunities, enabling
the Company to execute its strategy and capitalise on EOB-focused investment
opportunities. In addition, the Company educates and assists companies that are
looking to launch employee ownership schemes, advising them, amongst other
things, on how to secure investment and achieve their objectives.
Market Abuse Regulation (MAR) Disclosure
This announcement contains inside information for the purposes of Article 7 of
the Market Abuse Regulation EU 596/2014 as it forms part of retained EU law (as
defined in the European Union (Withdrawal) Act 2018).
END
(END) Dow Jones Newswires
June 06, 2023 10:35 ET (14:35 GMT)
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