Notification of Major Shareholdings
03 Novembre 2023 - 5:39PM
Notification of Major Shareholdings
On November 1, 2023 Shell plc (“Shell") received three
notifications from Norges Bank, as set out below:
- Notification 1 – as a result of an acquisition of shares with
the percentage of voting rights in Shell exceeding 3% on August 15,
2022;
- Notification 2 – correcting errors in Notification 1; and
- Notification 3 - Norges Bank’s shareholding falling below a
notifiable threshold (below 3% of the voting rights in Shell) on
October 30, 2023.
Norges Bank have advised Shell that Notifications 1 and 2 were
not submitted to Shell in August 2022 as a result of an
administrative error by Norges Bank.
Notifications 2 and 3 are set out below:
NOTIFICATION – Threshold crossed in August 2022
(corrected version)TR-1: Standard form for notification of
major holdings
NOTIFICATION OF MAJOR HOLDINGS |
|
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are
attachedii: |
Shell plc |
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an “X” if appropriate) |
Non-UK issuer |
|
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify)iii: |
|
3. Details of person subject to the notification
obligationiv |
Name |
Norges Bank |
City and country of registered office (if applicable) |
Oslo, Norway |
4. Full name of shareholder(s) (if different from
3.)v |
Name |
N/A |
City and country of registered office (if applicable) |
N/A |
5. Date on which the threshold was crossed or
reachedvi: |
15 August 2022 |
6. Date on which issuer notified
(DD/MM/YYYY): |
1 November 2023 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 +
8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or
reached |
3.015200 % |
0.001990 % |
3.017190 % |
220,180,863 |
Position of previous notification (if applicable) |
2.993500 |
0.000430 |
2.993930 |
|
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reachedviii |
A: Voting rights attached to shares |
Class/type ofsharesISIN code (if
possible) |
Number of voting rightsix |
% of voting rights |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
GB00BP6MXD84 |
196654191 |
|
2.694800 % |
|
US7802593050 |
23381414 |
|
0.320400 % |
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A |
220,035,605 |
3.015200% |
|
B 1: Financial Instruments according to Art. 13(1)(a) of
Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expirationdatex |
Exercise/ Conversion
Periodxi |
Number of voting rights that may be acquired if the
instrument is exercised/converted. |
% of voting rights |
Shares on loan (right to recall) |
n/a |
At any time |
145258 |
0.001990 |
|
|
SUBTOTAL 8. B 1 |
145258 |
0.001990% |
|
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b)) |
Type of financial instrument |
Expirationdatex |
Exercise/ Conversion Period
xi |
Physical or cash
settlementxii |
Number of voting rights |
% of voting rights |
N/A |
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2 |
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
x |
Full chain of controlled undertakings through which the voting
rights and/or thefinancial instruments are effectively held
starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary) |
|
Namexv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
|
|
|
|
|
|
|
|
|
10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
|
11. Additional informationxvi |
Correction of previous notification |
Place of completion |
Oslo, Norway |
Date of completion |
1 November 2023 (Norges date from TR1 submission) |
NOTIFICATION – Threshold crossed in October
2023TR-1: Standard form for notification of major
holdings
NOTIFICATION OF MAJOR HOLDINGS |
|
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are
attachedii: |
Shell plc |
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an “X” if appropriate) |
Non-UK issuer |
|
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify)iii: |
|
3. Details of person subject to the notification
obligationiv |
Name |
Norges Bank |
City and country of registered office (if applicable) |
Oslo, Norway |
4. Full name of shareholder(s) (if different from
3.)v |
Name |
N/A |
City and country of registered office (if applicable) |
N/A |
5. Date on which the threshold was crossed or
reachedvi: |
30 October 2023 |
6. Date on which issuer notified
(DD/MM/YYYY): |
1 November 2023 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 +
8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or
reached |
2.984360 |
0.000000 |
2.984360 |
197,118,319 |
Position of previous notification (if applicable) |
3.015200 |
0.001990 |
3.017190 |
|
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reachedviii |
A: Voting rights attached to shares |
Class/type ofsharesISIN code (if
possible) |
Number of voting rightsix |
% of voting rights |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
GB00BP6MXD84 |
195445567 |
|
2.959040 % |
|
US7802593050 |
1672752 |
|
0.025320 % |
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A |
197,118,319 |
2.984360% |
|
B 1: Financial Instruments according to Art. 13(1)(a) of
Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expirationdatex |
Exercise/ Conversion
Periodxi |
Number of voting rights that may be acquired if the
instrument is exercised/converted. |
% of voting rights |
N/A |
|
|
|
|
|
|
SUBTOTAL 8. B 1 |
|
|
|
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b)) |
Type of financial instrument |
Expirationdatex |
Exercise/ Conversion Period
xi |
Physical or cash
settlementxii |
Number of voting rights |
% of voting rights |
N/A |
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2 |
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
x |
Full chain of controlled undertakings through which the voting
rights and/or thefinancial instruments are effectively held
starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary) |
|
Namexv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
|
|
|
|
|
|
|
|
|
10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
|
11. Additional informationxvi |
|
Place of completion |
Oslo, Norway |
Date of completion |
1 November 2023 (Norges date from TR1 submission) |
Anthony ClarkeDeputy Company SecretaryShell plc
LEI Number of Shell plc: 21380068P1DRHMJ8KU70Classification:
Major Shareholding Notifications
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