Maitland Institutional Services Limited (MISL)
Form 8.3 - AFH Financial Group Plc
26-Jan-2021 / 13:53 GMT/BST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: MI Chelverton UK Equity
Growth Fund
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): Chelverton Asset
Management Limited
The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
AFH Financial Group Plc
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify n/a
identity of offeror/offeree:
(e) Date position held/dealing undertaken: 26 January 2021
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in NO
respect of any other party to this offer?
If YES, specify which:
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security:
Ordinary 10p shares GB00B4W5WQ08
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,863,000 4.33
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL: 1,863,000 4.33
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists: n/a
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Purchase/sale
Class of relevant security Number of securities Price per unit
(b) Derivatives transactions (other than options)
Product Nature of dealing
Class of relevant description Number of reference Price per
security e.g. opening/closing a long/short position, increasing/ securities unit
e.g. CFD reducing a long/short position
n/a
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Type
Class of Product Writing, Number of securities Exercise Option money
relevant description e.g. purchasing, to which option price per e.g. Expiry paid/ received
security call option selling, varying relates unit American, date per unit
etc. European
etc.
n/a
(ii) Exercising
Product description
Class of relevant security Number of securities Exercise price per unit
e.g. call option
n/a
(d) Other dealings (including subscribing for new
securities)
Nature of dealing
Class of relevant security Details Price per unit (if applicable)
e.g. subscription, conversion
n/a
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1 (c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to
relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 January 2021
Contact name: Lemuel Appiah, Maitland Administration Services Limited
Telephone number: +44 (0) 1245 950310
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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Category Code: RET - AFH Financial Group Plc
TIDM: MISL
OAM Categories: 3.1. Additional regulated information required to be disclosed under the laws of a Member State
Sequence No.: 92314
EQS News ID: 1163413
End of Announcement EQS News Service
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